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@batesgroupllc.com
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2 phones found area 858
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LinkedIn matched
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Rory O'Connor is listed as Senior Sales Professional within the Financial Services Industry | Compliance Consulting | AML/BSA | Financial Crimes | KYC | SEC/FINRA/MSB at Bates Group, a with 108 employees, based in Lakeville, Connecticut, United States. AeroLeads shows a work email signal at batesgroupllc.com, phone signal with area code 858, and a matched LinkedIn profile for Rory O'Connor.
Rory O'Connor previously worked as Director at Bates Group and Director, Sales at Nrs - National Regulatory Services. Rory O'Connor holds Associates In Business Administration And Marketing, Business Administration And Management, General from Northwestern Connecticut Community College.
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As a director at Bates Group, I provide compliance solutions to financial service providers, including investment advisors, broker-dealers, hedge funds, and private funds. I have over 30 years of experience in this field, focusing on compliance and regulatory support of various financial operations and activities.My core competencies include compliance consulting, AML/BSA, financial crimes, KYC, SEC/FINRA/MSB, and financial services. I have a strong track record of helping clients meet their compliance obligations and establish best practices, while navigating the increased regulatory pressures and budget constraints in the industry. My mission is to be a trusted and reliable compliance expert for my clients and to deliver high-quality and tailored solutions that meet their specific needs and goals.
Listed skills include Financial Services, Investments, Sales, Investment Advisory, and 9 others.
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Lakeville, Ct
COMPLIANCE SOLUTIONSIn the face of increased regulatory pressures and budget constraints, financial service providers are increasingly looking to independent experts and consultants to help meet their growing compliance obligations and establish best practices. Bates Compliance Solutions helps financial service providers meet those obligations. Call Bates Group today and let us be your compliance expert.
Lakeville, Ct
Worked a designated territory to sell Compliance related consulting, technology and educational services.
Other employees you can reach at batesgroupllc.com. View company contacts for 108 employees →
Tricia Fanning
Colleague at Bates GroupHillsboro, Oregon, United States
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John Rice
Colleague at Bates GroupIndianapolis, Indiana, United States
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Chris Brandenburg
Colleague at Bates GroupPortland, Oregon, United States
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Jill Ehret
Colleague at Bates GroupSt Louis, Missouri, United States
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Ed Rakowski
Colleague at Bates GroupAlbertson, New York, United States
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Andrew P. Dietrich, Esq.
Colleague at Bates GroupColumbus, Ohio, United States
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Connie Fenchel
Colleague at Bates GroupSeattle, Washington, United States
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Will Freebing
Colleague at Bates GroupAustin, Texas, United States
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Jennifer Cunningham
Colleague at Bates GroupNew York City Metropolitan Area, United States
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Julian Noskov
Colleague at Bates GroupWest Palm Beach, Florida, United States
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Activities and Societies: President, FBLA Attended the CBIA Intern at Post College
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Rory O'Connor works for Bates Group.
Rory O'Connor is listed as Senior Sales Professional within the Financial Services Industry | Compliance Consulting | AML/BSA | Financial Crimes | KYC | SEC/FINRA/MSB at Bates Group.
AeroLeads has found 1 work email signal at @batesgroupllc.com for Rory O'Connor at Bates Group.
AeroLeads has found 2 phone signal(s) with area code 858 for Rory O'Connor at Bates Group.
Rory O'Connor is based in Lakeville, Connecticut, United States while working with Bates Group.
Rory O'Connor has worked for Bates Group and Nrs - National Regulatory Services.
Rory O'Connor's colleagues at Bates Group include Tricia Fanning, John Rice, Chris Brandenburg, Jill Ehret, and Ed Rakowski.
You can use AeroLeads to view verified contact signals for Rory O'Connor at Bates Group, including work email, phone, and LinkedIn data when available.
Rory O'Connor holds Associates In Business Administration And Marketing, Business Administration And Management, General from Northwestern Connecticut Community College.
Rory O'Connor is listed with skills including Financial Services, Investments, Sales, Investment Advisory, Securities, Business Development, Mutual Funds, and Alternative Investments.
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