Rosemary Magee
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Rosemary Magee Email & Phone Number

Principal Examiner at FINRA
Location: New York City Metropolitan Area, United States, United States 6 work roles 1 school
1 work email found @finra.org LinkedIn matched
✓ Verified May 2026 4 data sources Profile completeness 100%

Contact Signals · 1 work email

Work email r****@finra.org
LinkedIn Profile matched
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Current company
FINRA
Role
Principal Examiner
Location
New York City Metropolitan Area, United States, United States
Company size
4865 employees

Who is Rosemary Magee? Overview

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Quick answer

Rosemary Magee is listed as Principal Examiner at FINRA, a company with 4865 employees, based in New York City Metropolitan Area, United States, United States. AeroLeads shows a work email signal at finra.org and a matched LinkedIn profile for Rosemary Magee.

Rosemary Magee previously worked as Risk Monitoring Analyst at Finra and Senior Investor Officer at Advisor Group. Rosemary Magee holds Ba, History from St. Johns University.

Company email context

Email format at FINRA

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{first}.{last}@finra.org
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AeroLeads found 1 current-domain work email signal for Rosemary Magee. Compare company email patterns before reaching out.

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Profile bio

About Rosemary Magee

Rosemary Magee is a Principal Examiner at FINRA. She possess expertise in series 63, anti money laundering, securities regulation, investments, finance and 14 more skills. Colleagues describe her as "I had the privilege of working with Rosemary in the financial industry for many years. She is an outstanding advocate for her clients. She is a consummate professional. Rosemary is a strong communicator who possesses excellent people skills. She is loyal, insightful and independent. She is always capable of adapting to new working environments. She is a team player. You would be fortunate to have her work for your organization."

Listed skills include Series 63, Anti Money Laundering, Securities Regulation, Investments, and 15 others.

Current workplace

Rosemary Magee's current company

Company context helps verify the profile and gives searchers a useful next step.

FINRA
Finra
Principal Examiner
New York, NY, US
Website
finra.org
Employees
4865
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Company profile
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6 roles · 35 years

Rosemary Magee work experience

A career timeline built from the work history available for this profile.

Principal Examiner

Finra

New York, NY, US

Risk Monitoring Analyst

Current
Finra

New York, United States

Oct 2022 - Present

Principal Examiner

Current
Finra

Brookfield Place

Jun 2020 - Present

Senior Investor Officer

Advisor Group

New Jersey

I was the primary subject matter expert for the Advisor Group on all matters dealing with senior manipulation or exploitation. I was responsible for any case where a senior client (aged 60 or older) or vulnerable adult was subject to manipulation, exploitation, or abuse.

Jan 2014 - Dec 2019

Vp Compliance

Royal Alliance Associates, Inc.

Greater New York City Area

Oversaw daily operations and provided strategic guidance to compliance team of three Compliance Analysts and one Compliance Manager as well as assisting the Chief Compliance Officer in the conduct of his duties. Mentored and advocated the professional development and training of staff to continually expand their financial services industry knowledge.

May 2000 - Dec 2019

Avp Compliance

Axa

Greater New York City Area

1991 - 2000 ~9 yrs
Team & coworkers

Colleagues at FINRA

Other employees you can reach at finra.org. View company contacts for 4865 employees →

VS Victoria Shumakovich Victoria Shumakovich Colleague at Finra Los Angeles Metropolitan Area, United States View → CY Carter Young Carter Young Colleague at Finra New York, New York, United States, United States View → JR Jaswanth Reddy Jaswanth Reddy Colleague at Finra United States, United States View → JC Jacqueline Clay Jacqueline Clay Colleague at Finra New York City Metropolitan Area, United States View → MC Michele Collins Michele Collins Colleague at Finra New York, New York, United States, United States View → PK Prashanth Karanam Prashanth Karanam Colleague at Finra New York City Metropolitan Area, United States View → MV Michele Viney Michele Viney Colleague at Finra Annandale, Virginia, United States, United States View → MD Mark Deskins Mark Deskins Colleague at Finra Springfield, Louisiana, United States, United States View → JA Jon Adler Jon Adler Colleague at Finra Greater Chicago Area, United States View → LM Linda Madryk Linda Madryk Colleague at Finra Sugar Grove, Illinois, United States, United States View →
1 education record

Rosemary Magee education

  • St. Johns University
    St. Johns University
    History
FAQ

Frequently asked questions about Rosemary Magee

Quick answers generated from the profile data available on this page.

What company does Rosemary Magee work for?

Rosemary Magee works for FINRA.

What is Rosemary Magee's role at FINRA?

Rosemary Magee is listed as Principal Examiner at FINRA.

What is Rosemary Magee's email address?

AeroLeads has found 1 work email signal at @finra.org for Rosemary Magee at FINRA.

Where is Rosemary Magee based?

Rosemary Magee is based in New York City Metropolitan Area, United States, United States while working with FINRA.

What companies has Rosemary Magee worked for?

Rosemary Magee has worked for Finra, Advisor Group, Royal Alliance Associates, Inc., and Axa.

Who are Rosemary Magee's colleagues at FINRA?

Rosemary Magee's colleagues at FINRA include Victoria Shumakovich, Carter Young, Jaswanth Reddy, Jacqueline Clay, and Michele Collins.

How can I contact Rosemary Magee?

You can use AeroLeads to view verified contact signals for Rosemary Magee at FINRA, including work email, phone, and LinkedIn data when available.

What schools did Rosemary Magee attend?

Rosemary Magee holds Ba, History from St. Johns University.

What skills is Rosemary Magee known for?

Rosemary Magee is listed with skills including Series 63, Anti Money Laundering, Securities Regulation, Investments, Finance, Investment Advisory, Financial Services, and Equities.

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