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Rosemary Magee Email & Phone Number
Principal Examiner
at
FINRA
1 work email found
@finra.org
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
Principal Examiner
Location
New York City Metropolitan Area, United States
Company size
Who is Rosemary Magee? Overview
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Quick answer
Rosemary Magee is listed as Principal Examiner at FINRA, a with 4865 employees, based in New York City Metropolitan Area, United States. AeroLeads shows a work email signal at finra.org and a matched LinkedIn profile for Rosemary Magee.
Rosemary Magee previously worked as Risk Monitoring Analyst at Finra and Senior Investor Officer at Advisor Group. Rosemary Magee holds Ba, History from St. Johns University.
Company email context
Email format at FINRA
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{first}.{last}@finra.org
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AeroLeads found 1 current-domain work email signal for Rosemary Magee. Compare company email patterns before reaching out.
Profile bio
About Rosemary Magee
Rosemary Magee is a Principal Examiner at FINRA. She possess expertise in series 63, anti money laundering, securities regulation, investments, finance and 14 more skills. Colleagues describe her as "I had the privilege of working with Rosemary in the financial industry for many years. She is an outstanding advocate for her clients. She is a consummate professional. Rosemary is a strong communicator who possesses excellent people skills. She is loyal, insightful and independent. She is always capable of adapting to new working environments. She is a team player. You would be fortunate to have her work for your organization."
Listed skills include Series 63, Anti Money Laundering, Securities Regulation, Investments, and 15 others.
Current workplace
Rosemary Magee's current company
Company context helps verify the profile and gives searchers a useful next step.
Finra
6 roles · 36 years
Rosemary Magee work experience
A career timeline built from the work history available for this profile.
Risk Monitoring Analyst
Principal Examiner
Senior Investor Officer
I was the primary subject matter expert for the Advisor Group on all matters dealing with senior manipulation or exploitation. I was responsible for any case where a senior client (aged 60 or older) or vulnerable adult was subject to manipulation, exploitation, or abuse.
Jan 2014 - Dec 2019
Vp Compliance
Royal Alliance Associates, Inc.
Oversaw daily operations and provided strategic guidance to compliance team of three Compliance Analysts and one Compliance Manager as well as assisting the Chief Compliance Officer in the conduct of his duties. Mentored and advocated the professional development and training of staff to continually expand their financial services industry knowledge, foster innovation and invest in internal talent. Served as the main point of contact for the firm’s FAs, branch office exam team, supervision, licensing and registration, and operations on matters regarding firm and regulatory rules/regulations. Coordinated and oversaw any for-cause exams of FAs and/or branches when there were violations of firm or industry regulations.
May 2000 - Dec 2019
Avp Compliance
1991 - 2000
~9 yrs
Team & coworkers
Colleagues at FINRA
Other employees you can reach at finra.org. View company contacts for 4865 employees →
AC
Anne-Rose Cyprien
Colleague at FinraPompano Beach, Florida, United States
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MM
Marty Mickus
Colleague at FinraHanover, Maryland, United States
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JP
James Parsons
Colleague at FinraMount Airy, Maryland, United States
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TP
Ted Palladino
Colleague at FinraPleasantville, New York, United States
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TG
Todd Goren
Colleague at FinraGaithersburg, Maryland, United States
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JR
Juan Reese
Colleague at FinraNew York, United States
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EJ
Eric J. Fiala
Colleague at FinraWashington, District Of Columbia, United States
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BA
Belinda A. Davis
Colleague at FinraLos Angeles, California, United States
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RD
Rose Defngin-Burgos
Colleague at FinraFrederick, Maryland, United States
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MN
Marjorie Newell
Colleague at FinraBaldwin, New York, United States
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Anne-Rose Cyprien
Colleague at FinraPompano Beach, Florida, United States
View →
MM
Marty Mickus
Colleague at FinraHanover, Maryland, United States
View →
JP
James Parsons
Colleague at FinraMount Airy, Maryland, United States
View →
TP
Ted Palladino
Colleague at FinraPleasantville, New York, United States
View →
TG
Todd Goren
Colleague at FinraGaithersburg, Maryland, United States
View →
JR
Juan Reese
Colleague at FinraNew York, United States
View →
EJ
Eric J. Fiala
Colleague at FinraWashington, District Of Columbia, United States
View →
BA
Belinda A. Davis
Colleague at FinraLos Angeles, California, United States
View →
RD
Rose Defngin-Burgos
Colleague at FinraFrederick, Maryland, United States
View →
MN
Marjorie Newell
Colleague at FinraBaldwin, New York, United States
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1 education record
Rosemary Magee education
-
St. Johns University
FAQ
Frequently asked questions about Rosemary Magee
Quick answers generated from the profile data available on this page.
What company does Rosemary Magee work for?
Rosemary Magee works for FINRA.
What is Rosemary Magee's role at FINRA?
Rosemary Magee is listed as Principal Examiner at FINRA.
What is Rosemary Magee's email address?
AeroLeads has found 1 work email signal at @finra.org for Rosemary Magee at FINRA.
Where is Rosemary Magee based?
Rosemary Magee is based in New York City Metropolitan Area, United States while working with FINRA.
What companies has Rosemary Magee worked for?
Rosemary Magee has worked for Finra, Advisor Group, Royal Alliance Associates, Inc., and Axa.
Who are Rosemary Magee's colleagues at FINRA?
Rosemary Magee's colleagues at FINRA include Anne-Rose Cyprien, Marty Mickus, James Parsons, Ted Palladino, and Todd Goren.
How can I contact Rosemary Magee?
You can use AeroLeads to view verified contact signals for Rosemary Magee at FINRA, including work email, phone, and LinkedIn data when available.
What schools did Rosemary Magee attend?
Rosemary Magee holds Ba, History from St. Johns University.
What skills is Rosemary Magee known for?
Rosemary Magee is listed with skills including Series 63, Anti Money Laundering, Securities Regulation, Investments, Finance, Investment Advisory, Financial Services, and Equities.
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