Samir Dalal Email & Phone Number

Prabhadevi

• Led technology implementation for wealth business operations, translating business requirements into system solutions for seamless integration.• Coordinated with cross-functional teams and vendors for requirement gathering, driving enhancements that reduced manual processes by 25%.• Performed gap and risk analysis, addressing system issues to improve operational efficiency and minimize project delays.• Managed testing, incident reporting, and issue resolution for wealth management applications to ensure high-quality deliverables.• Handled BAU requirements, overseeing smooth transition of operations to live environments.• Streamlined MIS automation and reconciliation processes, improving operational efficiency through automation.

Prabhadevi

Vidyavihar

Client: Infosys Ltd.Project: Data Analysis & Customer Portal | Feb 2023 – Present• Led a high-performing team responsible for data preparation for global clients, ensuring data integrity and functionality across various asset classes including Equity, Mutual Funds, PMS, Derivatives, IPO, and Private Equity.• Managed the creation and execution of test cases for the Customer Portal, ensuring comprehensive testing coverage for onboarding, order management, and reporting functions.• Coordinated Jira-based defect management, tracking issues and ensuring timely resolution to minimize disruptions.• Conducted Sprint Management and prepared Monthly Defect Status Reports (DSRs) for senior stakeholders, ensuring transparency and clear communication.Client: Edelweiss Securities Ltd.Project: Private Wealth Management | Jun 2014 – Nov 2023• Led QA and UAT testing for the Finacle Wealth Management System and other proprietary tools, ensuring robust performance across all asset classes.• Defined and maintained comprehensive testing strategies, adapting to changing project requirements.• Successfully managed the complete data migration from Miles to Finacle, ensuring accurate data transfer and system functionality.

Mumbai

Operations Responsible for Non Discretionary PMS BO Operation, Mutual Fund Operation Processing of Payin & payout of Funds & Securities. Processing Mutual Fund Investment, Redemption, Switch-In, Switch-Out, and SIP Application for clients. Processing Equity and Derivative Trade file in Miles System Depository Participant – Fee recoveries from clients and payments to the DPs on Monthly Basis. Management Fees Recover- Fee recoveries from clients and passing the entries in Miles system on Quarterly basis. The Exchange settlement accounting -Uploading of Bhav Copy( BSE,NSE & F&O), Corporate Action File in Miles System. Banking – liaising with the bank on various issues like availability of certain services, client payin related issues, funding issues Funding- Cash report on daily basis to ensure portfolio deviation from previous day and bank balance in clients A/c , also to ensure amount invested in Liquid schemes, gold , debt, FMP. Reconciliation of Bank A/c, Demat A/c’s , Broker A/c, Mutual Fund AUM of all Advisory Clients and Dividend reconciliation. Sending balance confirmation statements to the clients on monthly as well as quarterly basis as per the SEBI guide lines.Dealing Desk Processing Orders for Dealing Desk for NSE, NSEFO and BSE Online Trading System. Uploading Bulk Orders( Buy & sale) in the ODIN.Process improvements and automation Identifying the areas of improvement/automation in the current processes/systems. Testing of Modules provided by IT/Vendor team and reporting errors/deviations, if any (UATs). Giving final sign-off after completion of the project. Imparting training on team members with regards to change in process, new process being implemented or automation of the system.Audits & Internal Controls/ MIS

Kalina, Santacruz-E

Have a Complete Knowledge in Portfolio Management Services Back Office Operation.

Mumbai

Updating Model Portfolio and Generating Orders based on Model Portfolio of different strategies.Generating Orders for Activation and Redemptions (Full Redemption / Partial redemption / Transfer of stocks)Checking cash balances, freeze /Unfreeze of Accounts.Preparing MIS for day to day activities.

Mumbai, Maharashtra, India

 Documentation-Complying Registration Documents for Individual, NRI, Corporate’s, Partnership and Trustees Clients for PMS. Trade Settlements-Uploading of NAV, Bhav Copy, Indices, Trade file, FCN and Derivative Trades in Miles System. Processing of Payin & payout of Funds & Securities. Preparing SEBI Report, Half Yearly SEBI Report, and Calculation of management fees. Reconciliation of Bank A/c, Demat A/c’s , Broker A/c.  Preparing MIS for Fund Manager. (Performance and NAV report for all the Schemes) Preparing Reports for Dealers for cash and stock availability.

Mumbai, Maharashtra, India

 Complying Registration Documents for Individual, NRI, Corporate, Partnership and Trustees Clients for PMS. Processing Securities payin, Securities Payout, Funds payin and Funds payout. Reconciliation- Bank Reconciliation, Dividend Reconciliation for the entire PMS Clients daily as well as Monthly. Reports-Maintaining a Daily Tracker for Documents received daily and Tracking the process. Reports-Monthly, Quarterly reports to be prepared and sending to the clients (Teamwork). Settlements- NAV, Indices, Settlement, Allocation process, Bhav copy and EOD process in Miles system.

Mumbai, Maharashtra, India

 Coordinating with clients, network partners regarding payin and payout. Preparing of Margin Certificate for NSE and BSE market Handling exchange related activities like valan and margin accounting.  Preparing Fund Management MIS.

Mumbai, Maharashtra, India

 Processing accounting entries in Tally accounting package Ver. 6.3 Doing bank reconciliation between Head office and Branches Preparing Stock Valuation reports& MIS Reports.