Process images through VPS by clicking to verify previous edit modify/edit to update and rejecting to disposition codes at 99.9% accuracy rate according to FDOT business rules and guidelinesProcess 300-475 images per hour through VPS systemIdentify documents and notify management for repetitive abnormalities discovered while processing images Perform all job function in a manner that will achieve compliance with established performance measures Additional duties as assigned

• Setup and maintain Commercial Papers, Asset Backs Securities, CD’s, Corporate Bonds (CORP), Option, Treasury and Government bonds.• Update Floating Rate Update (FRUP) and Security Pool Factor Entry (SPFE) in IMPACT received from Bloomberg. • Created and Revised transaction/errors retrieved from FUR, SUR and TUR queue in IMPACT..• Adhere to company policies and procedures in opening accounts and security data. • Monitor work queues/mailboxes action request in accordance with departmental procedure. • Insert and amend instructions in Customer Entry (CE) function in Impact. .• Update customer in Bloomberg with Market Participant Identifier (MPID) CODE for Finra reporting. • Provide subject matter expertise for all firm wide reference data topics and provideSystem testing to support local front and back office platform.• Enter Politically Exposed Person (PEP) into the system has it relates to the customer. • Trained Frankfurt Team to create customer accounts through Web-Ex base In ADP and Loanet. Client Verification Team• Perform Due Diligence on customers utilizing World Check and OFAC• Used Know Your Clients (KYC) remediation process to identify existing High, Medium and Low risk customers. • Report High Risk Clients and adverse information to compliance to notify of regulatory flags.• Research client’s regulatory and registered status with FINRA and SEC. DRESDNER KLEINWORT SECURITIES LLC 2004 - 2006 Client Verification Team & Reference Data - Temp • Verify prospective customers in accordance with CVT Policy and Procedure Manual• Review customer documentation and screen customers against sanctions list escalate and resolve hits or discrepancies• Create and maintain customer and instrument reference data in front and back-office systems• Maintain pool factors, floating rates and new options contracts