Sanjay Khatri

Sanjay Khatri Email and Phone Number

Compliance and business professional @ SAK compliance services LLP
London, England, GB
Sanjay Khatri's Location
London Area, United Kingdom, United Kingdom
Sanjay Khatri's Contact Details

Sanjay Khatri personal email

n/a
About Sanjay Khatri

I have been in Financial Services for over 25 years and for the majority of that I have worked with IFAs, mortgage brokers and general insurance brokers. During this time I have built up a broad range of contacts that I can draw on. My aim is to provide bespoke solutions and practical assistance to firms around the ever changing regulation. Firms can request complete hands on assistance in order to prepare their entire compliance documentation, RMAR returns, to help with monitoring advisers which include carrying out file checks and adviser KPI review meetings or indeed I can work in tandem with other external compliance consultants, firms choose to use.For appointed representatives I can assist with the entire process of becoming directly authorised by the FCA.As I can interpret the rules I have assisted firms with MiFid ll, IDD, GDPR and SM&CR.More recently, I have been involved assisting with the Consumer Duty work. I have created a complete toolkit that allows firms to personalise and evidence they can meet all aspects of the duty.In summary, I am a creative problem solver with the ability to try and think out of the usual one dimension and most importantly look to add value to your business.

Sanjay Khatri's Current Company Details
SAK compliance services LLP

Sak Compliance Services Llp

View
Compliance and business professional
London, England, GB
Website:
comserpharma.com
Employees:
88
Sanjay Khatri Work Experience Details
  • Sak Compliance Services Llp
    Compliance And Business Professional
    Sak Compliance Services Llp
    London, England, Gb
  • Sak Compliance Services Llp
    Compliance & Business Professional
    Sak Compliance Services Llp Aug 2014 - Present
    I have a wealth of knowledge and contacts in the industry. Apart from compliance, offer true business support to aid the growth of a business. With proven track history.Providing all aspects of compliance support to IFAs, mortgage and general insurance firms. Can offer to work in tandom with other compliance organisations the client may have. However, offer the tailored support a firm needs but for an affordable fee.I can offer support with the GABRIEL return. Set up all the systems and controls to ensure adequate procedures are in place.Training & Competence assistance from role play observations, file reviews and KPI review meetings with advisers.Provide regular compliance updates and assist in implementation of requirements.For appointed representatives I can assist with the entire process of becoming directly authorised by the FCA.
  • Paradigm Partners Llp
    Senior Business Consultant
    Paradigm Partners Llp Apr 2007 - Feb 2014
    At internal level, was one of only 3 consultants at the inception of the company and therefore was responsible for compliance in the South of the country. Helped Paradigm with creating everything from maintaining the compliance manual and reviewing FSA/FCA policy statement, consultation papers and regular compliance updates to then prepare the Paradigm compliance bulletins for the Partner firms. Also, train and manage other consultants.Providing Compliance and true business support to IFA, Mortgage and General Insurance firms. This can be anything from carrying out an annual risk assessment of the business, implementing systems & controls to ongoing T & C assistance having attained supervisor status. Also, assist with the GABRIEL return. Also, provide technical help assistance.I also assisted firms in preparing for RDR. Created Centralised Investment Propositions.
  • Bankhall Investment Associates
    Compliance Consultant
    Bankhall Investment Associates May 2004 - Dec 2006
    Providing Compliance support to IFA, Mortgage and General Insurance firms. This can be anything from carrying out an annual risk assessment of the business, implementing systems & controls to ongoing T & C assistance having attained supervisor status. Also, assist with the GABRIEL return.
  • Modern Money Financial Services Ltd
    Compliance Manager
    Modern Money Financial Services Ltd Apr 2001 - Feb 2004
    In house role managing all aspects of compliance for an IFA firm based in Holland Park and Edinburgh. Number of advisers was 10. Implementing systems & controls and T & C monitoring of the advisers but also areas such as pension review work.
  • Dbs Network
    Field Compliance Consultant
    Dbs Network Feb 1999 - Feb 2001
    Monitoring of network member firms to the required level of the DBS compliance manual. Attained supervisor status so was also involved T & C monitoring.
  • Lincoln National
    Complaints Officer
    Lincoln National Feb 1995 - Jan 1999
    Complaint handling from clients regarding products sold by the tied sales force. Review all evidence, investigate and issue senior management decision letters. Communication involved clients, third parties and the PIA Ombudsman.

Sanjay Khatri Skills

Wealth Management

Frequently Asked Questions about Sanjay Khatri

What company does Sanjay Khatri work for?

Sanjay Khatri works for Sak Compliance Services Llp

What is Sanjay Khatri's role at the current company?

Sanjay Khatri's current role is Compliance and business professional.

What is Sanjay Khatri's email address?

Sanjay Khatri's email address is s_****@****l.co.uk

What skills is Sanjay Khatri known for?

Sanjay Khatri has skills like Wealth Management.

Not the Sanjay Khatri you were looking for?

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Aero Online

Your AI prospecting assistant

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.