Section Chief, Deputy Attorney General
Newark, New Jersey
SECTION CHIEF OF SECURITIES FRAUD SECTION (2011-2013)Served as head of the nine-attorney Section that:▪ investigates and litigates the New Jersey Bureau of Securities’ enforcement actions, including those based on entities’ falsified financial disclosures, and regulatory matters, including those based on broker-dealers’ failure to supervise registered agents; and▪ counsels the Division of Investment, the investment manager of New Jersey’s $71 billion pension fund, by evaluating its potential securities actions, selecting and closely managing outside litigation counsel, and making litigation and settlement decisions. SECTION CHIEF (Acting) OF AFFIRMATIVE LITIGATION SECTION (2010)Led eight-attorney Section that litigated matters under Consumer Fraud Act, False Claims Act, and nonprofit corporate law, including matters involving banks’ misleading loan origination practices and nonprofit board members’ breach of fiduciary duties. Investigated and litigated the office’s priority matters involving, among other things, healthcare institutions’ violations of anti-kickback laws, financial institutions’ undisclosed conflicts of interest, and government contractors’ false claims.DEPUTY ATTORNEY GENERAL, SECURITIES FRAUD & AFFIRMATIVE LITIGATION SECTIONS (2006-2009)Significant trial and litigation experience, including: deposing witnesses, including corporate officers, securities professionals, and accountants; briefing and arguing motions, including motions for preliminary relief and summary judgment; preparing for trial; examining witnesses and presenting cases at bench trials and administrative trials; and managing a large docket of complex matters.