Scott Gillespie

Scott Gillespie Email and Phone Number

Chief Compliance Officer at NTB Financial Corp @
Scott Gillespie's Location
Denver Metropolitan Area, United States
Scott Gillespie's Contact Details

Scott Gillespie personal email

n/a
About Scott Gillespie

VP Finance | SaaS ConsultantSenior wealth management industry and technology solution provider executive with many years of success increasing financial results, improving service productivity and quality, and delivering technology solutions following service as a CPA and Audit Manager with a Big-4 accounting firm.Specialties: Technology Needs Analysis, Technology Integration. Project Management, Series 7, Business Process, Series 24, Business Development, FINRA, Product Management, SaaS, Securities, Mutual Funds, Wealth Management, Relationship Management, Consulting, Series 27, Solution Architecture, Investments, Financial Analysis, Financial Reporting, Financial Services, Financial Risk, Data Modeling, Data Analysis, Business Analysis, Accounting

Scott Gillespie's Current Company Details
NTB Financial Corp

Ntb Financial Corp

Chief Compliance Officer at NTB Financial Corp
Scott Gillespie Work Experience Details
  • Ntb Financial Corp
    Chief Compliance Officer
    Ntb Financial Corp Jan 2019 - Present
    Englewood Co
  • Finance Executives & Saas Consultants In The Greater Denver Area
    Founder | Vp Finance | Saas Consultant
    Finance Executives & Saas Consultants In The Greater Denver Area 2012 - Present
    Greater Denver Area
    Attending Networking EventsResearching Industry LeadersTracking Industry TrendsParticipating in Industry Discussions
  • Advisors Asset Management, Inc.
    Controller
    Advisors Asset Management, Inc. May 2016 - Mar 2019
    Monument Co
    www.aam.us.com
    View
  • Neidiger, Tucker, Bruner Inc.
    Chief Financial Officer | Finop
    Neidiger, Tucker, Bruner Inc. Sep 2012 - May 2016
    Denver Co
    Retail wealth management and investment banking firm. FINRA member broker-dealer and SEC Registered Investment Advisor.Responsible for all financial and administrative functions.Series 7, 24 and 27 licenses
  • Fetter Logic, Inc.
    Senior Consultant | Evp
    Fetter Logic, Inc. Jan 2004 - Sep 2015
    Denver Co
    Solution Design, Relationship Management and Product Management for this software solution provider to the wealth management industry. Software as a Service provider of business processing solutions, compliance reporting, compensation management and business intelligence reporting including big data analytics.
    View
  • Trust Company Of America
    Senior Vp
    Trust Company Of America Nov 1999 - May 2004
    Business Development, previously Chief Operations Officer for this RIA and TAMP asset custodian providing a bundled operating platform with custody enabling efficient management of discretionary advisory accounts.
    View
  • De Frey & Co.
    Senior Vp
    De Frey & Co. Jan 1995 - Dec 1999
    Denver Co
    Chief Operating Officer of this regional wealth management firm specializing in serving advisors with wirehouse backgrounds.Full-service brokerage and RIA services with in-house equity and fixed income trading.

Scott Gillespie Skills

Saas Series 27 Business Process Series 24 Business Development Finra Product Management Technology Needs Analysis Technology Integration Management Securities Mutual Funds Wealth Management Relationship Management Consulting Series 7 Solution Architecture Investments Financial Analysis Financial Reporting Financial Services Financial Risk Ria Broker Dealer Sec Data Modeling Data Analysis Business Analysis Accounting Budgeting General Ledger Conversions Auditing

Scott Gillespie Education Details

Frequently Asked Questions about Scott Gillespie

What company does Scott Gillespie work for?

Scott Gillespie works for Ntb Financial Corp

What is Scott Gillespie's role at the current company?

Scott Gillespie's current role is Chief Compliance Officer at NTB Financial Corp.

What is Scott Gillespie's email address?

Scott Gillespie's email address is sg****@****ast.net

What is Scott Gillespie's direct phone number?

Scott Gillespie's direct phone number is +130382*****

What schools did Scott Gillespie attend?

Scott Gillespie attended University Of Southern California - Marshall School Of Business.

What are some of Scott Gillespie's interests?

Scott Gillespie has interest in Social Services, Education.

What skills is Scott Gillespie known for?

Scott Gillespie has skills like Saas, Series 27, Business Process, Series 24, Business Development, Finra, Product Management, Technology Needs Analysis, Technology Integration, Management, Securities, Mutual Funds.

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