Sean Fox Email & Phone Number

United States

Cleveland, Ohio

Cleveland, Ohio

Cleveland/Akron, Ohio Area

Cleveland/Akron, Ohio Area

Promoted to Audit Senior in December 2013. - Audit Senior responsible for auditing mutual funds and collective investment trusts for Cohen Fund Audit Services- Responsible for running audit engagements from planning/risk assessment to final opinion. - Help in new staff development and training- Work closely with clients to help improve financial statement.

Staff Auditor responsible for auditing regulated investment companies (RIC's)- Worked closely with members of engagement team to help develop audit plans based on assessment of key risk areas such as expenses, capital and asset classes - Performed risk assessment and fraud discussions with key members of management such as Advisors and Chief Compliance.

Greater Chicago Area

Team Lead in E*TRADE’s Retail Order Management Department. Responsible for handling, expediting, and resolving high exposure retail orders while working to mitigate both firm and customer risk.Handles the daily accounting, trading and reconciliation of E*TRADE’s internal error accounts. Also facilitate our departments internal and external SOX Audits while.

Responsible for assisting Order Management’s Operational Manager, Team Leads and Director in the handling, processing and facilitation of ETRADE’s retail order flow. I had a primary responsibility in monitoring our proprietary systems and ensuring that they were functioning properly. I also played a major role in the detection and eradication of fraudulent.

Bachelor Of Science (B.S.), Business Administration And Management, General

Master Of Business Administration (Mba), Accounting