Sean Glennon Email & Phone Number

Greater New York City Area

* Information Risk Management liaison to Global Application Development teams.* Coordinated Regulatory / Audit Inquiries, Tests & Verifications amongst Global Application Development Teams for Audit Deliverables, Substantiation & overall Adherence & Compliance. * Worked with Global LOB’s & Tech Teams to develop solutions to Address and Improve Controls.* Brought immediate resolve to longstanding Global Risk Items, by aggressive implementation & coordinating controls on SOX / SSAE16, Risk, & Identity Access Management Audit Violations.* Managed Global LOB disciplines to implement awareness & adherence of all Auditable & Risk & Regulatory exposures.* Apprised Global Business Unit on awareness of risk exposure and managed the risk processes to face off to various regions to assist in providing, coordinating, triaging regulatory inquiries for proper information, substantiation of documentation, adherence, compliance and overall control.

Greater New York City Area

IT Vendor - Contract - Sourcing Management - Business Management - Risk Management - Business & IT Financial Management - IT Cost Control & Reduction Initiatives;* Reduced overall IT Infrastructure spend by $85M+ by renegotiating and restructuring IT Vendor Contracts, resulting in significant reduction of wasteful IT Infrastructure spend within two years.* Implemented stronger Financial Controls & Accountability with all Technical Disciplines / Platforms – that successfully lead to tighter IT Fiduciary governance & adherence, bolstering ROI.* Shepard Technical Disciplines in Vendor / Contract Management, Budget Prep of IT Projects & Annual Spend. Chaired Financial Project Budget, AvB, Forecasting & Financial Control Meetings. Business Restructuring - Cost Assessment Reviews & IT Savings Initiatives;* Vendor / Contract Management, Sourcing, Contract SLA Adherence and Governance, IT Annual Budget Governance, Contingency Audits - Financial Metrics & Benchmarking Analytics* Significantly reduced Capital Spend and Governed Capital Refresh Strategies. Successfully extended technology’s useful life. Achieved Software and Market Data Licensing & Subscription Reconciliations that improved overall efficiencies & spend.Risk & Assessment Management, Regulatory, SOX and Compliance Audits & Reviews;* Acted as SME to Senior Management on all Risk / Audit Governance & Regulatory related issues and deliverables. Coordinated and completed all Audit deliverables through various IT Platforms.

Greater New York City Area

* Managed Technology Environments for 500 Equity and Fixed Income Trading Desks.* Coordinated Distributed, PC, Market Data, Voice, Network, Facilities, and Corporate Service platforms to accommodate daily Trading Floor demands.* Daily interaction & collaboration with Senior Trading Floor Management.* Provided first "Technology Line of Defense" for the Managing Directors of the Equity Trading Desks.* Managed complex technology asset Trading relocations / swaps through inventory and service provider groups, reconcile and resolve charge back and costing efforts & efficiencies.* Managed Asset Management Controls, Governance, & Cost Savings Initiatives, Controls & Audits that interacted with Equity Trading Floor's Controller.

Greater New York City Area

* Cash Management that interacted directly with Finance Desk that daily funded the Firm.* Monitored Federal / Clearing House Wire Transfer, Accounts Receivable / Payable, and General Ledger reporting.* Coordination with Stock Borrow & Loan Department on pledged firm positions for collateralization of overnight funding. Daily cash surplus lent out to competitive financial institutions for overnight funding.

Master Of Business Administration (Mba), Management Information Systems And Services

Bachelor'S Degree, Business Management / Accounting