Sergio Vidal

Sergio Vidal Email and Phone Number

Managing Partner at VCM Compliance Consultants @ VCM Compliance Consultants
california, united states
Sergio Vidal's Location
La Palma, California, United States, United States
Sergio Vidal's Contact Details

Sergio Vidal personal email

n/a

Sergio Vidal phone numbers

About Sergio Vidal

Successfully completed the four sections of the California Certified Public Accountant examination (December 2008). Featured Speaker at the California Department of Corporations Registered Investment Advisor Seminar, November 2006, March 2007, April 2007, October 2007 and April 2008. Topics discussed in the seminar where Investment Advisor registration, Customer Suitability Due Dillegence and Financial Books and Records requirements along with Net Capital Requirements.Specialties: Securities / Compliance ConsultingAnti-Money LaunderingRisk Management

Sergio Vidal's Current Company Details
VCM Compliance Consultants

Vcm Compliance Consultants

View
Managing Partner at VCM Compliance Consultants
california, united states
Website:
vcmcompliance.com
Employees:
5
Sergio Vidal Work Experience Details
  • Vcm Compliance Consultants
    Managing Partner
    Vcm Compliance Consultants Jul 2009 - Present
    Provide Securities Consulting to Registered Investment Advisors via Internal Audits and Due Dillegence ServicesConduct Anti-Money Laundering Examinations of Financial and Retail companies in accordance with the US Patriot Act.
    View
  • Internal Revenue Service
    Agent - Bank Secrecy Act, Anti-Money Laundering Division
    Internal Revenue Service Sep 2008 - Present
    Conduct examinations of Money Service Business, Credit Unions and Casino's in order to determine compliance with US Partriot and Bank Secrecy Act.Additionally, conduct examinations of business in order to determine if entities have complied in filing Form 8300 form with the Internal Revenue.
    View
  • Lambda Theta Phi, Latin Fraternity Inc.
    Brother
    Lambda Theta Phi, Latin Fraternity Inc. 1998 - Present
  • Department Of Corporations
    Corporation Examiner / Auditor
    Department Of Corporations Aug 2005 - Sep 2008

Sergio Vidal Education Details

Frequently Asked Questions about Sergio Vidal

What company does Sergio Vidal work for?

Sergio Vidal works for Vcm Compliance Consultants

What is Sergio Vidal's role at the current company?

Sergio Vidal's current role is Managing Partner at VCM Compliance Consultants.

What is Sergio Vidal's email address?

Sergio Vidal's email address is sv****@****.ca.gov

What is Sergio Vidal's direct phone number?

Sergio Vidal's direct phone number is +171422*****

What schools did Sergio Vidal attend?

Sergio Vidal attended California State University, Long Beach, Certified Public Accountant.

Who are Sergio Vidal's colleagues?

Sergio Vidal's colleagues are Fauzi Ismail, Kim Nash, Sergio Vidal, Sergio Vidal, Jan Breydel.

Not the Sergio Vidal you were looking for?

View similar profiles

Free Chrome Extension

Find emails, phones & company data instantly

Find verified emails from LinkedIn profiles
Get direct phone numbers & mobile contacts
Access company data & employee information
Works directly on LinkedIn - no copy/paste needed
Get Chrome Extension - Free

Download 750 million emails and 100 million phone numbers

Access emails and phone numbers of over 750 million business users. Instantly download verified profiles using 20+ filters, including location, job title, company, function, and industry.