• Conduct AML transaction monitoring, investigation, and sanction escalations for high-risk clients and transactions. • Responsible for training employees on sanction related matters, client list screening (Lexis Nexus), AML and other key data concerns.• Oversee Internal SAR submissions to ensure quality and integrity. • Perform metric reporting and data analysis to assess the risk and control environment and develop mitigation recommendations.

• Updated AML job aids and procedures to capture current requirements, which were identified through extensive research. • Performed quality control on transaction and wires reviews to ensure standards were correctly executed and were audit ready. • Reviewed escalated cases through analysis of complex data in order to develop a concise management level report of findings. • Collaborated and coordinated across multiple departments to implement QA procedures.

• Developed and built the OFAC program for integration with the FDIC.• Automated a manual process which resulted in a 30% reduction of OFAC monitoring needed. Due to efficiencies gained with more targeted reviews, the overall accuracy rate increased. • Assisted in developing an Actimize program, like those used by larger financial intuitions, in order to streamline and organize AML related activity. • Assisted with creating and testing a Patriot Act FinCEN process, which resulted in yearly passing audits which zero exceptions identified. • Managed the OFAC Wires/ sanctions process for the Bank, which entailed overseeing compliance monitoring to ensure standards were properly followed.

• Performed KYC analytics within multiple systems for differing cliental to mitigate potential losses to the bank.• Reviewed risk assessments to develop control recommendations and safeguard the Bank.• Crafted reports of suspicious activity in a manner that allows a reader with no prior knowledge to clearly understand the facts. • Accountable for more than 200 banks worldwide and assessed their compliance with Customer Due Diligence, Enhanced Due Diligence and other KYC policies and procedures.• Supervised bank relationship managers through creating awareness of risk mitigation principals.