Throughout my tenure, my responsibility has been to manage Client Support/Trade Support and Control functions for Investment Banking, which performs the support role between the front office, middle office, and various back office teams. Further, my emphasis has always been on handling trade booking and allocation for various APAC markets and providing support to the front office on all equities and fixed Income trades. Manage trade confirmation to ensure trades match over CTM /FIX or… Show more Throughout my tenure, my responsibility has been to manage Client Support/Trade Support and Control functions for Investment Banking, which performs the support role between the front office, middle office, and various back office teams. Further, my emphasis has always been on handling trade booking and allocation for various APAC markets and providing support to the front office on all equities and fixed Income trades. Manage trade confirmation to ensure trades match over CTM /FIX or confirmation delivered to the client within a timeline. Oversee end-to-end new client onboarding to settlement. Maintain client static data like a new account, account details amendment, SSI updating, etc. to ensure a smooth trade life cycle from trade execution till settlement. Liaise with the front office to verify trade economical details agreed with the client to ensure the same details replicate on trade confirmation and in the system. Transition processes from vendor into captive and from Hong Kong to Pune captive. Meanwhile, I handle Exchange reconciliation, investigate multiple discrepancies, and take action on it. Handle front-office and back-office reconciliation through various systems daily and investigate position-level discrepancies.Moreover, I am involved in inter-entity and inter-company reconciliation and resolve discrepancies with the help of Front Office. Maintain reconciliation to ensure special commission approval was in place before cancelling and correcting client trade. Track manual cancel and correction records and discuss with the booking team to avoid manual efforts in the future.Roles required me to track all manual clients who have DL updated in the system to make sure they receive PDF confirmation without any discrepancy. Conduct reconciliation to make sure all external broker give-up trades will be flown from the MO system to the Traiana give-up platform. Regulatory reporting and projects covering HK and SG exchange. Show less

While working with Northern Trust, my accountabilities were to work within operations function for a range of Investment Management clients; was responsible for end-to-end process/ task administration & flawless delivery of process; accountable for proper change management support & process improvement.I was entrusted with the accountabilities of trade booking/trade allocation for the EMEA market, and trade confirm for various European markets over Omgeo CTM. Handled static data setup… Show more While working with Northern Trust, my accountabilities were to work within operations function for a range of Investment Management clients; was responsible for end-to-end process/ task administration & flawless delivery of process; accountable for proper change management support & process improvement.I was entrusted with the accountabilities of trade booking/trade allocation for the EMEA market, and trade confirm for various European markets over Omgeo CTM. Handled static data setup queries and SSI setup queries. Liaised with investment manager as well as client to allocate equity trades on respective accounts and books. Researched and investigated bond trades over Bloomberg and confirmed accordingly. Researched and responded to client queries and provided operations support to the front office. Performed research and investigations on all domestic & international trades.Besides, I was involved in pre-matching trades on SD-1 with counterparties for various EMEA regions; unmatched trades are to be identified, researched, and resolved. Closely monitored trade exceptions and took necessary actions. Performed FOBO position/cash reconciliation between front office and back office through various systems daily basis and investigated position level discrepancies.In addition, developed Macro for pre-matching, monthly KRI/KPI report, and template to prepare fail reports for various clients. Show less

During this tenure, I managed trade validation and control function for an Investment Banking client, which performed the support role between the front office, middle office, and various back office teams. Performed reconciliation and provided support to the front office on all equities, fixed income, and mutual funds.Furthermore, my focus was on handling HK exchange reconciliation, investigating multiple discrepancies, and taking actions on it. Transitioned sub-processes and trained… Show more During this tenure, I managed trade validation and control function for an Investment Banking client, which performed the support role between the front office, middle office, and various back office teams. Performed reconciliation and provided support to the front office on all equities, fixed income, and mutual funds.Furthermore, my focus was on handling HK exchange reconciliation, investigating multiple discrepancies, and taking actions on it. Transitioned sub-processes and trained team members on the same. Migrated IFTT (Italian Financial Transaction Tax) activity for the HK market.Additionally, performed FOBO position reconciliation between front office and back office through various systems daily and investigated position level discrepancies. Liaised with the front office to ensure that trade executions were correct and trade feed to the settlement system without any issue; monitored such exception queries and resolved issues before the settlement date. Show less

Trade Settlement/ SSI set up/Exception monitoring/ Reconciliation