Problem solving.First Client: US listed tech company

TPRM - tech priest

Covering GOFO bench 6 months, Low Carbon Trading (LCT) bench 6 months

Exploring life as an AML/CTF Compliance Analyst at AMEX :)

Tried to fit it but am an oddball. Got to experience working with a great and talented bunch of people.

Have a break, have a kit kat.

• Develop global Ethics & Anti-Corruption program covering risk assessment, updating policies, communications strategies, monitoring and controls.• Perform end-to-end investigations on internal misconduct and recommend remediation action plans to the Senior Management team.• Monitor compliance program and provide quarterly updates to the Audit Committee, highlighting patterns, trends and potential risk areas.• Develop compliance and ethics e-training for the global platform and conduct in-person training (APAC).• Manage the development and implementation of disclosure tools and whistle-blower hotline.• Provide oversight and guidance by reviewing decisions made by the Business Ethics Officers and sharing of cases on a quarterly basis.

• Design and implement Anti-Corruption compliance awareness campaign.• Perform gap assessment of Anti-Corruption program concluding with the execution of stopgap measures.• Provide assistance for internal misconduct investigations.

• Supported the advancement of the Global Anti-Corruption program via policy update, gap analysis in monitoring activities and payments automation.• Standardized payments monitoring and PEP screening program by creating Standard Operating Procedure; focusing on consistency and reproducibility of conclusions.• Enhanced the accountability and reporting status of the Anti-Corruption program by establishing monitoring process /dashboards with excel macros.• Ensured that Markets in China & Philippines are aligned with the Anti-Corruption program; including the drafting of control framework to address business needs.

External Audit..much wow...so doge.