Shiv Kumar Pandey Email and Phone Number

Consultancy and Advisory

Job Responsibilities;Compliance under Reserve Bank of India Act, Companies Act, SEBI Act, etc., Inspection by various Regulatory Authorities like RBI, SEBI, MCA, etc., filing of various Returns with RBI as applicable to RNBCs, KYC, and Anti Money Laundering Standards Compliances, compliance of Corporate Governance and Listing agreements, Exposure of meetings of Board and Audit Committee, Investment and Loan Committee, Asset Liability Management Committee, Capital Market Supervisory… Show more Job Responsibilities;Compliance under Reserve Bank of India Act, Companies Act, SEBI Act, etc., Inspection by various Regulatory Authorities like RBI, SEBI, MCA, etc., filing of various Returns with RBI as applicable to RNBCs, KYC, and Anti Money Laundering Standards Compliances, compliance of Corporate Governance and Listing agreements, Exposure of meetings of Board and Audit Committee, Investment and Loan Committee, Asset Liability Management Committee, Capital Market Supervisory Committee, Nomination Committee & Remuneration Committee, Business Reviewal Committee, Shareholders’ Committee, Management Committee, etc.Finalization of Company Accounts, drafting of Various Agreements, Power of Attorneys and other legal documents,  conducting various meetings, drafting of Minutes, Transfer, Transmission, and Transposition of Shares, Maintenance of Statutory Records, Incorporation of Companies Registration of Firms, Society, Trust and maintenance of their records, various approvals from Government Authorities like Regional Director (MCA), Registrar of Companies, DGFT, Registration of Trade Marks and other related matters, Appearance before NBFC Enquiry Commission(Government of Bihar), RBI and other Government / Regulatory authorities.IPO – Pre and Post Issue Activities, Incorporation and Licensing of Life Insurance Company, Registration of Mutual Fund Trust and compliance of Mutual Fund Regulations, Incorporation of Companies - Public, Private and non-profit Company under Companies Act, Merger, amalgamation and Demerger, Acquisition and Takeover of Companies, Due Diligence, Search / Inspection of titles of immovable properties, Registration of Trade Marks and Copyright, various approvals from Government Authorities. Show less

Job Responsibilities :Compliance of Companies Act, Board Meetings, General Body Meetings and other related secretarial works including the transfer of Shares, the transmission of shares, maintenance of Statutory records, necessary approval from Central Government i.e. Director General of Civil Aviation, Regional Director, Department of Company Affairs, Reserve Bank of India and other authorities as applicable in case of Aviation Industry, preparation of Agreement, registration of Trade… Show more Job Responsibilities :Compliance of Companies Act, Board Meetings, General Body Meetings and other related secretarial works including the transfer of Shares, the transmission of shares, maintenance of Statutory records, necessary approval from Central Government i.e. Director General of Civil Aviation, Regional Director, Department of Company Affairs, Reserve Bank of India and other authorities as applicable in case of Aviation Industry, preparation of Agreement, registration of Trade Marks and other statutory/corporate compliances. Show less

Job Responsibilities :Handling of post IPO activities, Transfer of Shares, the transmission of Shares, preparation of Agenda for Committee and Board Meetings, preparation of Minutes, maintenance of Statutory registers, representation in ROC Office, compliance of Stock Exchange formalities, and other secretarial works.

Job Responsibilities :Handling of pre & post IPO activities, Transfer of Shares, the transmission of Shares, preparation of Agenda for Committee and Board Meetings, preparation of Minutes, maintenance of Statutory registers, representation in ROC Office, compliance of Stock Exchange formalities, and other secretarial works.

Job Responsibilities :Transfer of Shares, the transmission of Shares, issue of duplicate Share Certificate, preparation of Agenda for Committee and Board Meeting, preparation of Minutes, correspondence with Shareholders, representation in ROC Office, etc.