Head Of Research
CurrentLead the Research function at Yes Securities.I continue to, simultaneously, be the Lead Institutional Equity Research Analyst for the Banking, Non-lending Financials and Fintech sectors.
Jul 2022 - Present
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Shivaji Thapliyal Email & Phone Number
B Tech IIT | MBA ISB | Head of Research (Overall), Lead Analyst, Banking and Non-lending Financials, Institutional Equities
at
YES SECURITIES
1 work email found
@nomura.com
1 phone found area 135
LinkedIn matched
✓ Verified July 2026
4 data sources
Profile completeness 100%
Current company
Role
B Tech IIT | MBA ISB | Head of Research (Overall), Lead Analyst, Banking and Non-lending Financials, Institutional Equities
Location
Mumbai, Maharashtra, India
Company size
Who is Shivaji Thapliyal? Overview
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Quick answer
Shivaji Thapliyal is listed as B Tech IIT | MBA ISB | Head of Research (Overall), Lead Analyst, Banking and Non-lending Financials, Institutional Equities at YES SECURITIES, a with 135 employees, based in Mumbai, Maharashtra, India. AeroLeads shows a work email signal at nomura.com, phone signal with area code 135, and a matched LinkedIn profile for Shivaji Thapliyal.
Shivaji Thapliyal previously worked as Head of Research at Yes Securities and Lead Analyst, Banking and Non-lending Financials, Institutional Equities at Yes Securities. Shivaji Thapliyal holds Pgpm (Post Graduate Program In Management), Finance from Indian School Of Business.
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Email format at YES SECURITIES
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{first}.{last}@nomura.com
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Profile bio
About Shivaji Thapliyal
Consistent track record of excellence and out-performance at each stage of career and education: -# Voted the 6th ranked Banks analyst in India as per the Asiamoney Brokers Poll 2022 of institutional investors.# At Yes Securities/AMSEC/Nirmal Bang, I have been voted healthily by all 10 domestic Platinum/Tier 1 institutional funds that are known to disclose voting sheets. Rated Exceeds Expectations (highest rating) at Yes Securities. AMSEC/Nirmal Bang does not have a formal internal performance rating system but I was given the highest raise / increment for FY21/FY20 based on my out-performance.# Rated "Consistently Meets Expectations" (4 out of scale of 6) at Edelweiss in a very tough year for line of business# Rated "Exceeds Expectations" at Cognizant BPS (UBS India)# At Nomura, obtained "Exceeds Expectations / Highly Effective" (4/5) performance rating throughout in all half-yearly appraisal periods except once ["Effective" / "Meets Expectations" (3/5) in that one instance]# At Inductis, chosen and worked as the FTE (Full-Time Equivalent employee) for the most critical client, an equity hedge fund buy-side firm managing a multi-billion dollar AUM# At ISB, 1 of 7 students from entire Batch of 2007 to be selected for Final Round of Citigroup Merit Scholarship# At ABMCL, selected as 1 of 3 GMTs (Group-wide leadership programme) from across the entire Aditya Birla Group, a $ 40 billion business Group with more than 133,000 employees# At INDAL, was the youngest Engineer to be appointed Shift-in-Charge with more than a 100 employees operationally reporting to me# At IITK, I was among a handful of undergraduate students of my batch whose work went on to be published as a research paper# At IIT-JEE (entrance exam), obtained All-India Rank of 713 (~ 99.5 percentile) out of ~150,000 examinees
Listed skills include Equity Research, Handling Institutional Clients, Banking, Insurance, and 5 others.
Current workplace
Shivaji Thapliyal's current company
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Yes Securities
12 roles
Shivaji Thapliyal work experience
A career timeline built from the work history available for this profile.
Lead Analyst, Banking And Non-Lending Financials, Institutional Equities
CurrentCover Banks, Insurers (Life and Non-life), Asset Managers, Specialty Finance and Fintech.
May 2021 - Present
Vice President, Head Of Bfsi Research And Lead Analyst, Institutional Equities
Head of BFSI (Banks, NBFCs, Insurance) Equity Research
Nov 2019 - May 2021
Senior Lead Equity Research Analyst, Indian Banks And Financials Sector
Head of Financials (Banks, NBFCs, Insurance) Equity Research. 2-member team (1 Lead analyst and 1 Associate) reported directly to me.Voted by 9 out of the 12 domestic institutional clients that are known to disclose votes. These include 3 of India’s 5 largest mutual funds / AMCs and 2 of India’s 4 large listed life insurers’ funds.
Dec 2017 - Nov 2019
Senior Lead Equity Research Analyst, Indian Banks And Financials Sector
Covered the Indian Financials (Banks, NBFCs, Insurance) sector. Catered specifically to large PMS funds and AIFs with AUM ranging upto ~Rs 30 bn.
Oct 2016 - Dec 2017
Senior Equity Research Analyst, Indian Banks And Financials Sector
Covered Indian Financials (Banks, NBFCs, Insurance) at institutional equity research division of global investment bank, UBS India.
Sep 2015 - Oct 2016
Associate, Equity Research, European Financials
I was part of the high-ranking institutional equity research team tracking diversified European Financials (Banking and Insurance). I had been consistently rated an out-perfomer by the team head.Notably, I was highlighted, in writing, before global top management, as the best performer among all global employees of the European Equity Research business of Nomura on its internal trading simulation platform for the whole of FY 12.I was a senior Associate considered for the post of Vice President.
Jun 2008 - Aug 2015
Associate, Equity Research, European Financials
Lehman Brothers (Europe, Middle-East, Africa, Asia) was acquired by Nomura and this role continued as is post-acquisition.
Jun 2008 - Oct 2008
Senior Financial Analyst
I carried out Equity Research for a multi-billion dollar long/short activist equity hedge fund client.
Jun 2007 - Apr 2008
Gmt (Deputy Manager, Finance-Designate)
I was 1 among 3 candidates from across the Aditya Birla Group (a US$ 40 billion conglomerate with more than 130,000 employees) to be chosen for the Group's Leadership Program.
Jun 2005 - Apr 2006
Process Engineer, Mis And Financial Feasibility
Indian Aluminium Company Ltd.
Financial/Commercial feasibility analysis of projects on the basis of NPV and other analyses.Received Outstanding Achievement Award in recognition of work.
Feb 2003 - May 2005
Research Assistant
Dept. Of Chemical Engineering, Iit Kanpur
My work was published as research paper in a reputed scientific journal.
Dec 2002 - Jan 2003
Team & coworkers
Colleagues at YES SECURITIES
Other employees you can reach at yesinvest.in. View company contacts for 135 employees →
H.
Harsh .
Colleague at Yes SecuritiesGurugram, Haryana, India
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SD
Shubham D. Chandak
Colleague at Yes SecuritiesMumbai, Maharashtra, India
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RB
Rohit Bansal
Colleague at Yes SecuritiesChandigarh, India
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KB
Kgomotso Benny Thulo
Colleague at Yes SecuritiesGauteng, South Africa
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AS
Arindam Sarkar
Colleague at Yes SecuritiesSurat, Gujarat, India
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KS
Keval Shah
Colleague at Yes SecuritiesMumbai Metropolitan Region, India
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TM
Tushar Mulekar, Fmp®
Colleague at Yes SecuritiesMumbai, Maharashtra, India
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AM
Amar Margaje
Colleague at Yes SecuritiesMumbai, Maharashtra, India
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GS
Girija Shankar
Colleague at Yes SecuritiesMumbai, Maharashtra, India
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AB
Amit Bhandare
Colleague at Yes SecuritiesMumbai, Maharashtra, India
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Harsh .
Colleague at Yes SecuritiesGurugram, Haryana, India
View →
SD
Shubham D. Chandak
Colleague at Yes SecuritiesMumbai, Maharashtra, India
View →
RB
Rohit Bansal
Colleague at Yes SecuritiesChandigarh, India
View →
KB
Kgomotso Benny Thulo
Colleague at Yes SecuritiesGauteng, South Africa
View →
AS
Arindam Sarkar
Colleague at Yes SecuritiesSurat, Gujarat, India
View →
KS
Keval Shah
Colleague at Yes SecuritiesMumbai Metropolitan Region, India
View →
TM
Tushar Mulekar, Fmp®
Colleague at Yes SecuritiesMumbai, Maharashtra, India
View →
AM
Amar Margaje
Colleague at Yes SecuritiesMumbai, Maharashtra, India
View →
GS
Girija Shankar
Colleague at Yes SecuritiesMumbai, Maharashtra, India
View →
AB
Amit Bhandare
Colleague at Yes SecuritiesMumbai, Maharashtra, India
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5 education records
Shivaji Thapliyal education
Pgpm (Post Graduate Program In Management), Finance
B.Tech., Chemical Engineering
Isc, Science
Don Bosco School, Park Circus, Kolkata
Education record
Don Bosco School, Siliguri
Nursery, Junior Kindergarten, Senior Kindergarten
Vidyasagar Shishu Niketan, Midnapore
FAQ
Frequently asked questions about Shivaji Thapliyal
Quick answers generated from the profile data available on this page.
What company does Shivaji Thapliyal work for?
Shivaji Thapliyal works for YES SECURITIES.
What is Shivaji Thapliyal's role at YES SECURITIES?
Shivaji Thapliyal is listed as B Tech IIT | MBA ISB | Head of Research (Overall), Lead Analyst, Banking and Non-lending Financials, Institutional Equities at YES SECURITIES.
What is Shivaji Thapliyal's email address?
AeroLeads has found 1 work email signal at @nomura.com for Shivaji Thapliyal at YES SECURITIES.
What is Shivaji Thapliyal's phone number?
AeroLeads has found 1 phone signal(s) with area code 135 for Shivaji Thapliyal at YES SECURITIES.
Where is Shivaji Thapliyal based?
Shivaji Thapliyal is based in Mumbai, Maharashtra, India while working with YES SECURITIES.
What companies has Shivaji Thapliyal worked for?
Shivaji Thapliyal has worked for Yes Securities, Amsec (Asian Markets Securities), Nirmal Bang Institutional Equities, Edelweiss Group, and Cognizant Bps (Erstwhile Ubs Subsidiary).
Who are Shivaji Thapliyal's colleagues at YES SECURITIES?
Shivaji Thapliyal's colleagues at YES SECURITIES include Harsh ., Shubham D. Chandak, Rohit Bansal, Kgomotso Benny Thulo, and Arindam Sarkar.
How can I contact Shivaji Thapliyal?
You can use AeroLeads to view verified contact signals for Shivaji Thapliyal at YES SECURITIES, including work email, phone, and LinkedIn data when available.
What schools did Shivaji Thapliyal attend?
Shivaji Thapliyal holds Pgpm (Post Graduate Program In Management), Finance from Indian School Of Business.
What skills is Shivaji Thapliyal known for?
Shivaji Thapliyal is listed with skills including Equity Research, Handling Institutional Clients, Banking, Insurance, Private Equity, Equity Strategy, Economics, and Hedge Funds.
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