Shivaji Thapliyal

Shivaji Thapliyal Email and Phone Number

B Tech IIT | MBA ISB | Head of Research (Overall), Lead Analyst, Banking and Non-lending Financials, Institutional Equities @ YES SECURITIES
Shivaji Thapliyal's Location
Mumbai, Maharashtra, India, India
Shivaji Thapliyal's Contact Details

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Shivaji Thapliyal personal email

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About Shivaji Thapliyal

Consistent track record of excellence and out-performance at each stage of career and education: -# Voted the 6th ranked Banks analyst in India as per the Asiamoney Brokers Poll 2022 of institutional investors.# At Yes Securities/AMSEC/Nirmal Bang, I have been voted healthily by all 10 domestic Platinum/Tier 1 institutional funds that are known to disclose voting sheets. Rated Exceeds Expectations (highest rating) at Yes Securities. AMSEC/Nirmal Bang does not have a formal internal performance rating system but I was given the highest raise / increment for FY21/FY20 based on my out-performance.# Rated "Consistently Meets Expectations" (4 out of scale of 6) at Edelweiss in a very tough year for line of business# Rated "Exceeds Expectations" at Cognizant BPS (UBS India)# At Nomura, obtained "Exceeds Expectations / Highly Effective" (4/5) performance rating throughout in all half-yearly appraisal periods except once ["Effective" / "Meets Expectations" (3/5) in that one instance]# At Inductis, chosen and worked as the FTE (Full-Time Equivalent employee) for the most critical client, an equity hedge fund buy-side firm managing a multi-billion dollar AUM# At ISB, 1 of 7 students from entire Batch of 2007 to be selected for Final Round of Citigroup Merit Scholarship# At ABMCL, selected as 1 of 3 GMTs (Group-wide leadership programme) from across the entire Aditya Birla Group, a $ 40 billion business Group with more than 133,000 employees# At INDAL, was the youngest Engineer to be appointed Shift-in-Charge with more than a 100 employees operationally reporting to me# At IITK, I was among a handful of undergraduate students of my batch whose work went on to be published as a research paper# At IIT-JEE (entrance exam), obtained All-India Rank of 713 (~ 99.5 percentile) out of ~150,000 examinees

Shivaji Thapliyal's Current Company Details
YES SECURITIES

Yes Securities

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B Tech IIT | MBA ISB | Head of Research (Overall), Lead Analyst, Banking and Non-lending Financials, Institutional Equities
Website:
yesinvest.in
Employees:
135
Shivaji Thapliyal Work Experience Details
  • Yes Securities
    Head Of Research
    Yes Securities Jul 2022 - Present
    Mumbai, Maharashtra, India
    Lead the Research function at Yes Securities.I continue to, simultaneously, be the Lead Institutional Equity Research Analyst for the Banking, Non-lending Financials and Fintech sectors.
  • Yes Securities
    Lead Analyst, Banking And Non-Lending Financials, Institutional Equities
    Yes Securities May 2021 - Present
    Mumbai, Maharashtra, India
    Cover Banks, Insurers (Life and Non-life), Asset Managers, Specialty Finance and Fintech.
  • Amsec (Asian Markets Securities)
    Vice President, Head Of Bfsi Research And Lead Analyst, Institutional Equities
    Amsec (Asian Markets Securities) Nov 2019 - May 2021
    Mumbai Area, India
    Head of BFSI (Banks, NBFCs, Insurance) Equity Research
  • Nirmal Bang Institutional Equities
    Senior Lead Equity Research Analyst, Indian Banks And Financials Sector
    Nirmal Bang Institutional Equities Dec 2017 - Nov 2019
    Mumbai, Maharashtra, India
    Head of Financials (Banks, NBFCs, Insurance) Equity Research. 2-member team (1 Lead analyst and 1 Associate) reported directly to me.Voted by 9 out of the 12 domestic institutional clients that are known to disclose votes. These include 3 of India’s 5 largest mutual funds / AMCs and 2 of India’s 4 large listed life insurers’ funds.
  • Edelweiss Group
    Senior Lead Equity Research Analyst, Indian Banks And Financials Sector
    Edelweiss Group Oct 2016 - Dec 2017
    Mumbai Area, India
    Covered the Indian Financials (Banks, NBFCs, Insurance) sector. Catered specifically to large PMS funds and AIFs with AUM ranging upto ~Rs 30 bn.
  • Cognizant Bps (Erstwhile Ubs Subsidiary)
    Senior Equity Research Analyst, Indian Banks And Financials Sector
    Cognizant Bps (Erstwhile Ubs Subsidiary) Sep 2015 - Oct 2016
    Mumbai
    Covered Indian Financials (Banks, NBFCs, Insurance) at institutional equity research division of global investment bank, UBS India.
  • Nomura Securities
    Associate, Equity Research, European Financials
    Nomura Securities Jun 2008 - Aug 2015
    Mumbai / London
    I was part of the high-ranking institutional equity research team tracking diversified European Financials (Banking and Insurance). I had been consistently rated an out-perfomer by the team head.Notably, I was highlighted, in writing, before global top management, as the best performer among all global employees of the European Equity Research business of Nomura on its internal trading simulation platform for the whole of FY 12.I was a senior Associate considered for the post of Vice President.
  • Lehman Brothers
    Associate, Equity Research, European Financials
    Lehman Brothers Jun 2008 - Oct 2008
    Mumbai
    Lehman Brothers (Europe, Middle-East, Africa, Asia) was acquired by Nomura and this role continued as is post-acquisition.
  • Inductis Inc.
    Senior Financial Analyst
    Inductis Inc. Jun 2007 - Apr 2008
    I carried out Equity Research for a multi-billion dollar long/short activist equity hedge fund client.
  • Aditya Birla Management Corporation Pvt Ltd
    Gmt (Deputy Manager, Finance-Designate)
    Aditya Birla Management Corporation Pvt Ltd Jun 2005 - Apr 2006
    Var
    I was 1 among 3 candidates from across the Aditya Birla Group (a US$ 40 billion conglomerate with more than 130,000 employees) to be chosen for the Group's Leadership Program.
  • Indian Aluminium Company Ltd.
    Process Engineer, Mis And Financial Feasibility
    Indian Aluminium Company Ltd. Feb 2003 - May 2005
    Financial/Commercial feasibility analysis of projects on the basis of NPV and other analyses.Received Outstanding Achievement Award in recognition of work.
  • Dept. Of Chemical Engineering, Iit Kanpur
    Research Assistant
    Dept. Of Chemical Engineering, Iit Kanpur Dec 2002 - Jan 2003
    My work was published as research paper in a reputed scientific journal.

Shivaji Thapliyal Skills

Equity Research Handling Institutional Clients Banking Insurance Private Equity Equity Strategy Economics Hedge Funds Equity Trading

Shivaji Thapliyal Education Details

Frequently Asked Questions about Shivaji Thapliyal

What company does Shivaji Thapliyal work for?

Shivaji Thapliyal works for Yes Securities

What is Shivaji Thapliyal's role at the current company?

Shivaji Thapliyal's current role is B Tech IIT | MBA ISB | Head of Research (Overall), Lead Analyst, Banking and Non-lending Financials, Institutional Equities.

What is Shivaji Thapliyal's email address?

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What is Shivaji Thapliyal's direct phone number?

Shivaji Thapliyal's direct phone number is 81-3-525*****

What schools did Shivaji Thapliyal attend?

Shivaji Thapliyal attended Indian School Of Business, Indian Institute Of Technology, Kanpur, Don Bosco School, Park Circus, Kolkata, Don Bosco School, Siliguri, Vidyasagar Shishu Niketan, Midnapore.

What are some of Shivaji Thapliyal's interests?

Shivaji Thapliyal has interest in Children.

What skills is Shivaji Thapliyal known for?

Shivaji Thapliyal has skills like Equity Research, Handling Institutional Clients, Banking, Insurance, Private Equity, Equity Strategy, Economics, Hedge Funds, Equity Trading.

Who are Shivaji Thapliyal's colleagues?

Shivaji Thapliyal's colleagues are Sumedh Pangarikar, Aditi Srivastava, Pratik Tambe, Mustapha Umar, Animesh Agarwal, Chetan More, Sagar Raval.

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