Siddharth Pandey Email & Phone Number

As the leader in implementing governance frameworks, conducting compliance due diligence, and managing compliance across various departments including finance, IT, HR, sales, supply chain, manufacturing, and legal, I oversee the organization's adherence to policies, guidelines, and regulations. Additionally, I lead fraud investigations, manage compliance and fraud risks, conduct internal controls testing, audit ESG data, administer cybersecurity measures, implement whistleblower programs, ensure compliance with laws and regulations, conduct process reviews and audits, provide training on compliance topics, and closely manage stakeholder relationships to ensure effective communication and collaboration.• Identified, reported, and resolved various instances of compliance, ethics violations, and fraud issues.• Successfully managed cases in procurement, human resources, data protection, cybersecurity, sales, corruption, and asset misappropriation.• Collaborated internationally with individuals from Germany, Austria, Italy, Japan, the US, the UK, Brazil, China, Mexico, South Korea

Pune

this was in continuation of OTIS - Financial Systems Specialist job.

I successfully implemented applications for business controls, risk management, and Corporate Tax Technology, including Blackline, eSOX, Longview Tax Provision, and Corptax. I oversaw the maintenance and support of critical applications like Blackline and Longview Risk Management, ensuring their functionality and efficiency. Additionally, I conducted 5S audits to boost organizational efficiency and managed ITGC and IT Application Controls for SOX compliance and governance reporting standards. Furthermore, I managed data tasks like mining, migration, and analysis with tools such as MS Excel, Oracle MDM/DRM, and EBX, while leading process improvement initiatives through Six Sigma/Lean methodologies for enhanced efficiency. Supervising issue resolution and escalations, I ensured prompt and effective solutions. Lastly, I ensured proper documentation of processes, created training modules using tools like Camtasia Videos and Oracle UPK, and conducted webinars and training sessions for consultants, accountants, internal control testers, and finance heads, enhancing their understanding and proficiency in business internal controls and tax technology.• Successfully managed onshore project transitions, including two visits to WHQ in Farmington, Connecticut, US.• Effectively maintained and managed the Service Level Agreements (SLAs) for Business Controls and Tax Technology.• Played a key role in spearheading the implementation of risk management applications across UTC Entities

Pune Area, India

I conducted SOX testing for diverse financial processes to ensure compliance with regulatory standards, while also employing analytical techniques for fraud investigation and detection, utilizing fraud detection software to analyze daily alerts and proactively mitigate fraudulent activities. Additionally, I conducted quality tests on fraud investigation processes to ensure accuracy and collaborated with the team to implement resolutions, enhancing overall efficiency and effectiveness.• Recognized as the top performer in April 2010 for minimizing fraud losses.• Led initiatives for 100% on-time SOX compliance through collaboration with process owners and comprehensive testing.

Pune Area, India

- Investment Management, Portfolio Management, Financial Planning, Mutual Funds, Risk Management - Pre Sales, Corporate Sales, Business Development, Market Research, Business Strategy, Product Development

Executive Program In Business And Corporate Laws, Business And Law

Six Sigma Black Belt, Quality Management

Activities and Societies: Six Sigma Green Belt and Black BeltSix Sigma Green Belt and Black Belt Candidate

Pgdm, Finance

PGDM Finance

Bachelor Of Commerce (Bcom), Taxation

BCOM Taxation

Education record