Simon Chan Email & Phone Number

Norwich, Gb

Norwich, Gb

Norwich, England, United Kingdom

• To undertake AML and sanction/PEP screening on-boarding checks and ongoing monitoring across all asset classes ensuring that consistent processes are followed in line with AI MLRO global strategy and requirements.• To provide advice and financial crime expertise (particularly but not restricted to Anti Money Laundering (AML)).• Manage referrals/escalations for sanction/PEP screening, reviewing and assessing the risk for referrals/escalations and ensuring that the appropriate course of action is taken.• Maintain effective communication within the business to ensure material issues related to financial crime prevention are escalated as required.• To support the business during regulatory audits and ensure audit points/findings are timely and effectively actioned.• Mentoring direct (and indirect) reports with technical and other knowledge to help ensure that outputs meet quality standards.

Hong Kong

Manage and oversee a team of Anti Money Laundering Investigators responsible for conducting investigations surrounding accounts and transactions of an apparent anomalous nature, reviewing of such cases and where necessary, escalating cases in accordance with the Anti Money Laundering Investigations Procedural Standards.

Hong Kong

• Lead a team of Assistant Quality Assurance Managers to conduct Know-Your-Customer activities in support of the Financial Crime Investigation function on the Business Banking Portfolio-Managed customers• To ensure investigation results are in-line with regulatory, compliance, internal standards and fit-for-purpose• Act as business champion to work with the different levels of Financial Crime Investigation to ensure end-to-end efficiency and effectiveness in the process• Track and monitor the end-to-end process for management control and oversight• Share best practices within and among Portfolio Management teams and internal working partners on Know-Your-Customer / Financial Crime Investigation

Guangzhou, Guangdong, China

Hong Kong

Act as HR Business Partner, provide HR advice to support business and operations.

Hong Kong

Guangzhou, Guangdong, China

Master Of Management, Marketing Management

Bachelor Of Commerce (B.Com.), Marketing And Public Relations