Simphiwe Luthuli Email & Phone Number

Johannesburg, GP, ZA

Sandton Johannesburg

AML, Sanctions and CFT advisory to CIB Business UnitsDirect and assists Nedbank Group AML Officers and Business Units with aligning their AML and CFT policies and procedures with the Risk Management and Compliance Programme to ensure compliance and adaptability within CIBLiaise with Group Risk, Group AML and assurance functions for Sanctions and AML.

Sandton

Completion and Approval of Due Diligence Questionnaires, Design and implementation of Correspondent Banking Processes and Procedures. Training, Presentation of Corr Banking requirements and Regional Site Visitation of selected Vostro Account relationships for regulatory compliance monitoring.Embedement and Oversight of the Group's AML policy and Financial.

Johannesburg Area, South Africa

Overseeing the effective implementation of the end-to-end Anti MoneyLaundering programmes within the African subsidiaries of FirstRand.Countries supported are South Africa, Zambia, Tanzania, Lesotho,Mozambique and Ghana.Working on the Fic Amen dment Act project to assist in driving andimplementation of key themes like Ultimate Beneficiary Owner.

Johannesburg Area, South Africa

Management and remediation of Politically Exposed Persons portfolio, High Risk Clients, and financial crime Key Risks. Analysis of and interpretation of policy requirements for Retail & Business Bank clients. Management of remediation projects, dispensation, waivers & policy breaches. Providing input to technology projects affecting financial crime.

Johannesburg Area, South Africa

Role includes devising strategies and implementation plans to ensure Retail & Business Bank complies to regulatory requirements i.e. FATCA, FAIS, NCA, Fin Crime etc.End-to-end embedment of Anti Money laundering controls within Business and Corporate Banking-Represent the BU on various Steering Committees and Forums that embed remediation, risk mitigation.

Johannesburg Area, South Africa

Regulatory Embedment at Policy & Legislational Level. Areas of expertise include: FAIS, FICA, NCA, CPA, New C/O Act, Code of Banking Practice etc. Risk & Control Monitoring. Remediation of Internal Audit and Compliance Findings, Regulatory Reporting, Conformance Testing, Policy & Regulation embedment. BU Anti Money Laundering Control Representative..

Illovo

Assurance Testing,Client Engagements, External Audit & Internal Audit Reviews. Design of audit controls and WCGW, Risk Identification, Audit Reports preparation, Due Diligence, Working Paper Reviews, Management,Training & Upskilling of Junior Audit Clerks. Responsible for end-to-end audit engagement and project management.

Johannesburg Area, South Africa

Financial Statement Preparations, Bank Recons, Ledgers to Trial Balance, Audit Files, Fund Investments & Disinvestments, Reconcilaiations and preparation of Trustee Financial reports.

B Com Law (Current), Corporate Law

Post Graduate Cert In Board Governance

Corporate Governance, Board Leadership, King II & III Standards.

Post Graduate Cert In Money Laundering Control, Compliance

Activities and Societies: Black Management ForumFica, Politically Exposed Persons, Sanctions Screening, Precca, POCA.

Programme In Management (Nqf 6), Management Programme

Strategy, Leadership, Economics, Marketing, Process Transformation, Finance.

Diploma In Retirement Funds, Pensions Funds & Financial Planning

Bachelor Of Commerce - Bcom, Accounting, Incomplete

Incomplete

Matriculation, Commercial Subjects, 12

Activities and Societies: Debate, Prefect