Nathan Stevens Email & Phone Number

Check out my website at: www.savewithnathan.comContact me for a free consultation: nathan.stevens@schooleymitchell.com or call/text 314-885-1251I have over 20 years of experience in the Financial Services Industry with a background in compliance and regulatory strategy, equity trading, execution services, and market structure. I have held roles as a Market Maker, Compliance Specialist, Execution Quality Analyst, FINRA Examiner for the Trading and Financial Compliance Examinations group, AVP of Trading Regulation, and Compliance Director for Wealth Management. Through these I have managed all aspects of compliance regulation for Trading Services teams (Equity, Options, and Fixed Income, as well as Margins, Settlements, and other related front/back office functions). I have been active in multiple industry working groups as well as involved in numerous market initiatives including CAT, Reg SHO, Reg NMS, SEC Short Sale Restriction, Market Access, Limit Up/Limit Down, and many others. Today, as an expense reduction expert, I save my clients time, headaches, and money on their telecom/communications, credit/debit payment processing, software licensing, shipping, waste disposal, utilities, electronic signature, fleet tracking devices, fuel, textiles/uniforms & linens, and facility supplies. All through unpublished rates, negotiations and clout, finding errors & optimizations, and knowing where these vendors pad extras and what they will remove. My services include an initial no obligation analysis. We do the work, deliver a full report, and present a simple business decision. If I am unable to generate recommendations that improve your current services, then we part ways and you receive a free audit. If you accept any recommendations, my only fees are a shared portion of the savings generated. We are independent of all vendors and therefore always 100% on the side of our clients. Typically, after I provide a plan of action and my team implements the changes on your behalf, I have seen a reduction of expenses by an average of nearly 30 percent! Additionally, I provide the added value of being a single point of contact and monitoring vendors to ensure you are receiving the best possible services at the best possible prices on an ongoing basis. We are NOT vendors or agents, and never sell anything. My business mantra is simple: Clients first! Email me for a free consultation: nathan.stevens@schooleymitchell.com; or call/text 314-885-1941Check out my website at: www.schooleymitchell.com/nstevens

Listed skills include Series 24, Series 7, Series 63, Regulatory Compliance, and 22 others.

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  Alma College

  Business/Finance