Lead Compliance Officer, Conduct Risk
CurrentCompliance Conduct Risk is responsible for establishing a set of policies and risk management requirements to enable Wells Fargo to effectively manage current and emerging conduct risks in a manner consistent with the company’s values, ethical principles, and supervisory guidance and expectations; performing independent oversight and credible challenge to the front line’s adherence to those requirements; and providing independent oversight to the management of misconduct allegations, and… Show more Compliance Conduct Risk is responsible for establishing a set of policies and risk management requirements to enable Wells Fargo to effectively manage current and emerging conduct risks in a manner consistent with the company’s values, ethical principles, and supervisory guidance and expectations; performing independent oversight and credible challenge to the front line’s adherence to those requirements; and providing independent oversight to the management of misconduct allegations, and customer complaints.• Drive Conduct Risk strategic planning and sustainable program governance,including technology strategy and oversight• Execute enterprise independent risk management program requirements on behalf of Conduct Risk• Lead conduct risk assessments and Conduct Risk input to Compliance andCorporate Risk assessments• Manage Conduct Risk policy governance• Risk Identification, Governance, and Monitoring• International governance Show less
