AeroLeads people directory · profile
David Smith Email & Phone Number
Operations Manager
at
Linden Thomas & Company
1 work email found
@worldspy.net
LinkedIn matched
✓ Verified Jun 2026
4 data sources
Profile completeness 100%
Current company
Role
Operations Manager
Location
Charlotte Metro, United States, United States
Company size
Who is David Smith? Overview
A concise factual answer block for searchers comparing this professional profile.
Quick answer
David Smith is listed as Operations Manager at Linden Thomas & Company, a company with 25 employees, based in Charlotte Metro, United States, United States. AeroLeads shows a work email signal at worldspy.net and a matched LinkedIn profile for David Smith.
David Smith previously worked as Chief Compliance Officer at Capstone Financial and Chief Risk Officer at Broker Dealer / Ria. David Smith holds Bachelor Of Arts (B.A.) from University Of Oklahoma.
Company email context
Email format at Linden Thomas & Company
This section adds company-level context without repeating David Smith's masked contact details.
*@worldspy.net
68% confidence
AeroLeads found 1 current-domain work email signal for David Smith. Compare company email patterns before reaching out.
Profile bio
About David Smith
Proven Executive leader adept at building high-performance Compliance teams by developing and motivating skilled professionals. Proactive to developments in the Regulatory Governance environment and implementing an effective Risk Management strategy. Highly skilled at identifying gaps and/or Risk Exposure in Operations as well as developing and implementing strong policies and procedures designed to achieve Enterprise Compliance. 20 years Compliance experience with Broker-Dealers and Registered Investment Advisors & Life and Annuity Insurance overseeing daily Compliance functions pertaining to the Firm/SEC/FINRA/State regulations and standards. Expert knowledge of the Investment Advisors Act of 1940, Investment Company Act of 1940, SEC/FINRA Guidelines, FINRA Advertising Standards, State Insurance & Securities Regulations, Municipal Securities, and Financial Crimes responsibilities. FINRA Series 4, 7, 24, 53, 63 & 65.
Listed skills include Securities, Finra, Financial Services, Investments, and 46 others.
Current workplace
David Smith's current company
Company context helps verify the profile and gives searchers a useful next step.
Linden Thomas & Company
9 roles · 23 years
David Smith work experience
A career timeline built from the work history available for this profile.
Chief Compliance Officer
Current
Capstone Financial
2022 - Present
~4 yrs 5 mos
Chief Risk Officer
Broker Dealer / Ria
2021 - 2022
~1 yr
Vice President, Bsa/Aml Compliance Officer
Fortune 500 Finanical Services
2018 - 2020
~2 yrs
Vice President, Bsa/Aml Compliance Officer
Fortune 500 Financial Services Corporation
2015 - 2018
~3 yrs
Compliance Consultant
2013 - 2015
~2 yrs
Chief Compliance Officer
Broker Dealer & Registered Investment Adviser
2012 - 2013
~1 yr
Chief Compliance Officer
Broker Dealer & Investment Advisor
2008 - 2011
~3 yrs
Director Of Compliance
Jackson National Life Distributors
2003 - 2008
~5 yrs
Team & coworkers
Colleagues at Linden Thomas & Company
Other employees you can reach at lindenthomas.com. View company contacts for 25 employees →
AB
Alyssa Burtis
Colleague at Linden Thomas & CompanyUnited States, United States
View →
BC
Buddy Craft
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
DS
Daniel Segal, Cfa
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
LR
Laura Reinert
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
LR
Lauren Robinson
Colleague at Linden Thomas & CompanyMatthews, North Carolina, United States, United States
View →
VL
Vincent Lograsso
Colleague at Linden Thomas & CompanyCharlotte Metro, United States
View →
IA
Indexperts Advisors
Colleague at Linden Thomas & CompanyCharlotte Metro, United States
View →
GG
Grant Giesler
Colleague at Linden Thomas & CompanyConcord, North Carolina, United States, United States
View →
LT
Linden Thomas
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
Alyssa Burtis
Colleague at Linden Thomas & CompanyUnited States, United States
View →
BC
Buddy Craft
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
DS
Daniel Segal, Cfa
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
LR
Laura Reinert
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
LR
Lauren Robinson
Colleague at Linden Thomas & CompanyMatthews, North Carolina, United States, United States
View →
VL
Vincent Lograsso
Colleague at Linden Thomas & CompanyCharlotte Metro, United States
View →
IA
Indexperts Advisors
Colleague at Linden Thomas & CompanyCharlotte Metro, United States
View →
GG
Grant Giesler
Colleague at Linden Thomas & CompanyConcord, North Carolina, United States, United States
View →
LT
Linden Thomas
Colleague at Linden Thomas & CompanyCharlotte, North Carolina, United States, United States
View →
1 education record
David Smith education
FAQ
Frequently asked questions about David Smith
Quick answers generated from the profile data available on this page.
What company does David Smith work for?
David Smith works for Linden Thomas & Company.
What is David Smith's role at Linden Thomas & Company?
David Smith is listed as Operations Manager at Linden Thomas & Company.
What is David Smith's email address?
AeroLeads has found 1 work email signal at @worldspy.net for David Smith at Linden Thomas & Company.
Where is David Smith based?
David Smith is based in Charlotte Metro, United States, United States while working with Linden Thomas & Company.
What companies has David Smith worked for?
David Smith has worked for Linden Thomas & Company, Capstone Financial, Broker Dealer / Ria, Fortune 500 Finanical Services, and Fortune 500 Financial Services Corporation.
Who are David Smith's colleagues at Linden Thomas & Company?
David Smith's colleagues at Linden Thomas & Company include Alyssa Burtis, Buddy Craft, Daniel Segal, Cfa, Laura Reinert, and Lauren Robinson.
How can I contact David Smith?
You can use AeroLeads to view verified contact signals for David Smith at Linden Thomas & Company, including work email, phone, and LinkedIn data when available.
What schools did David Smith attend?
David Smith holds Bachelor Of Arts (B.A.) from University Of Oklahoma.
What skills is David Smith known for?
David Smith is listed with skills including Securities, Finra, Financial Services, Investments, Insurance, Series 7, Series 24, and Mutual Funds.
Find 750M verified contacts
Search by job title, company, industry, location, and seniority. Export verified B2B contact data when you need it.
Start free trialPeople with similar names
Check these profiles if this is not the David Smith you were looking for.
David Smith
4 email domains
David Sym-Smith
4 email domains
David Smith
1 email domain
David Smith
1 email domain
David Smith
2 email domains