Sofía Ayelén Morales Email & Phone Number

Argentina

Audit, Testing SOX (Sarbanes–Oxley Act), Controllership, Quality & Compliance, Risk Assessment- Responsible for ensuring the company has the necessary internal control and assessment elements in place to meet the SOX requirements.- Oversee/execute the updating of control descriptions and process flowcharts.- Execute end-to-end process and control walk-troughs- Leading the BP related testing components of SoFi’s Corporate SOX Program, acting as a testing advisor to the lines of business across SoFi Technologies and its subsidiaries.- Employ strategic and critical thinking skills to develop the testing approaches and methodology.- Work closely and report directly with senior and executive management. - Ensure that Internal Controls Over Financial Reporting (ICFR) are appropriately designed and are operating effectively, SOX compliant control documentation is maintained and any deficiencies identified are assessed for severity, remediated, and reported to the adequate Committees.- Work with a direct/indirect and external team members to manage and execute the SOX Program effectively and in a timely manner. - Ensuring that any identified deficiencies, as well as other key observations / recommendations are documented and raised with the SOX PMO and Management as appropriate.- Display critical thinking, analytical and strategic skills with the ability to independently navigate within a challenging working environment to overcome different contingencies that might arise.

Argentina

Internal Audit, Internal Control, SOX Testing, ICP Testing, Risk Assessment & Management, Business Development, Project Management, Process Improvement, Process Flow Design & Diagnostics | AR, LA, NA, EU & MVA- Evaluate the correct design, execution and performance (according to procedures, guidelines, SOP, COP and standards) of the effectiveness of control processes, such as Financial Reporting, PI, R&R, Payroll, FCRP, RTR, PTP, etc.- Advise to mitigate, minimize and manage risk exposure by ensuring a good control and internal audit environment, as well as compliance with SOX, Regulators and Corporate Governance to achieve the established objectives.- Collaborate and recommend best practices in documentation, design and testing of control effectiveness by identifying and assessing risks. - Identify and report deficiencies, root causes and define MAPs and their subsequent follow-up and implementation.- Design, map and develop end-to-end processes identifying key activities and controls to be determined to mitigate risks and ensure their effectiveness.- Review the processes and internal control systems of the main business cycles of the company, in order to make them more robust and allow them to be more agile and ensure the reliability of financial information (sox relevant).- Coordinate, supervise and train 4 project staff members and establish long term working relationships with them.- Track project progress and timelines to meet established objectives and client and company expectations. - Report to the Global Committee, Global Leaders, Internal Audit and IC Leaders, as well as external auditors.- Guide, lead and direct by example colleagues in the team to ensure excellent project delivery and impactful working relationships.

Argentina

Internal Audit, SOX Testing and ICP Testing | AR, LA, NA, EU & MEU.- Evaluate and test the effectiveness of controls designed to help the organization meet its objectives.- Give recommendations and actions to be taken to make the design, performance and execution of organizational processes more efficient.- Contribute to the improvement of risk management, control systems and process performance. - Develop, evaluate and determine adequate resources to achieve objectives.- Identify, analyze, evaluate and record information to achieve favorable results.- Improve the risk environment, control systems and mitigate probable risks and deficiencies in the execution of organizational controls and processes.- Establish a control system and methodology to track the disposition of results reported to management.- Evaluate and test remediation of identified controls operating deficiently.- Contribute to the improvement of risk management, control systems and execution.Process Improvement and Development- Perform surveys and mapping of high-level processes. - Identify, evaluate and develop an understanding of organizational processes, controls in place and potential risks and/or deficiencies to mitigate. - Design, map and develop flowcharts and mapping of business processes. - Diagnose and assess risks and process management maturity. - Design, develop and implement an action plan to identify improvement actions, mitigate risks and potential deficiencies in organizational control processes. - Based on the maturity and risk assessment, make an action plan, suggest and propose the improvement and innovation of the structure of the processes through the implementation and execution of mitigation controls, identification and evaluation of process risks.

Argentina

Auditoría Interna, Control Interno, Testing SOX, Testing ICP, Risk Assesment & Management, Desarrollo de Negocios, Project Management, Mejora de Procesos, Diseño y Diagnóstico de Flujos de Procesos | AR, LA, NA, EU & AMEU

I participated in consulting tasks and activities on business projects in order to add value to the companies involved. Use of skills and contribuiting with my knoledge, skills and competences, such as; initiative, proactivity, commitment, responsability, efficientcy and team work, in vision of make an efficient project development and evolution looking to add value for both clients and the company.

Digital Business: Fintech - Tecnología Financiera, Finance

Fintech Program - University of Chicago (Santander Scholarships) 1) Fintech Introduction 2) Finance - Banking and Market Microstructure 3).

Bachelor'S In Business Administration, Administración Y Gestión De Empresas

Recently, I am in the last quarter of the MBA

Tecnicatura Universitaria En Administración, Administración Y Gestión De Empresas, General

Activities and Societies: Perform various and different tasks and assignments such as analysis, compilation and selection of massive.

Bachiller Nacional En Ciencias Sociales, Ciencias Sociales, 9,54

I graduated in 2015 with a medal of honor for the best grade (2019) of my promotion in high school. Recognized by PAYS

English

Graduated with an "excellent" mention