• Regulatory Compliance: Ensure that the organization complies with all relevant regulatory regulations, including anti-money laundering (AML), know your customer (KYC), and other regulatory requirements. Keep up to date with changes in regulations and implement necessary adjustments.• Policies and Procedures: Develop, implement, and maintain compliance policies and procedures to ensure adherence to legal and regulatory standards. This includes creating a compliance manual and ensuring that… Show more • Regulatory Compliance: Ensure that the organization complies with all relevant regulatory regulations, including anti-money laundering (AML), know your customer (KYC), and other regulatory requirements. Keep up to date with changes in regulations and implement necessary adjustments.• Policies and Procedures: Develop, implement, and maintain compliance policies and procedures to ensure adherence to legal and regulatory standards. This includes creating a compliance manual and ensuring that all staff members are trained and updated on compliance requirements.• Transaction Monitoring: Oversee transaction monitoring processes to detect and report suspicious or unusual activities, in accordance with AML regulations.• Customer Due Diligence (CDD): Ensure that robust KYC procedures are in place to verify the identity of customers and screen them against sanctions lists and PEP databases.• Reporting: Prepare and submit reports to regulatory authorities as required. It may include suspicious activity reports (SARs) and other compliance-related reports.• Audits and Reviews: Conduct regular internal audits and reviews to assess the effectiveness of compliance programs. Address any identified deficiencies and ensure that corrective actions are taken.• Training and Awareness: Provide ongoing compliance training and education to staff members to ensure they understand and adhere to compliance policies and procedures.• Monitoring Regulatory Changes: Stay informed about changes in financial regulations and ensure that the company adapts its compliance practices accordingly.• Policy Updates: Continually review and update compliance policies and procedures to reflect changing regulations and emerging risks.• Compliance Training: Ensure that all employees receive regular compliance training and are aware of their responsibilities regarding compliance.• Internal Reporting: Establish a mechanism for employees to report potential compliance issues internally. Show less

• Non-Executive Member • Closely working with Live-Ex Shield Teams.• Risk management, Risk controls, and implementations in Live-Ex Shield.• Manage Target Financial Sanction (TFS).• Monitoring and testing compliance systems to ensure their effectiveness.• Compliance Program Management (KYC Process, Sanction Screening, Transaction Monitoring and Investigation).• Management system to ensure that the company complies with all legal regulations.• Providing AML/CFT… Show more • Non-Executive Member • Closely working with Live-Ex Shield Teams.• Risk management, Risk controls, and implementations in Live-Ex Shield.• Manage Target Financial Sanction (TFS).• Monitoring and testing compliance systems to ensure their effectiveness.• Compliance Program Management (KYC Process, Sanction Screening, Transaction Monitoring and Investigation).• Management system to ensure that the company complies with all legal regulations.• Providing AML/CFT trainings.• Monitoring and testing compliance systems to ensure their effectiveness.• Advising on sanction-screening policy, procedures, and quality review tests. Show less

Monitors all operational processes and procedures using a compliancemanagement system to ensure that the company complies with all legalregulations.Design and Implement AML/CFT compliance programs.Developing and implementing AML/CFT training programs.Day-to-day compliance of the business against ML/FT Policies & Procedures.Risk management, Risk Register, Risk controls, and implementations in TMSaccordingly.Manage Compliance program in preparation for Quarterly… Show more Monitors all operational processes and procedures using a compliancemanagement system to ensure that the company complies with all legalregulations.Design and Implement AML/CFT compliance programs.Developing and implementing AML/CFT training programs.Day-to-day compliance of the business against ML/FT Policies & Procedures.Risk management, Risk Register, Risk controls, and implementations in TMSaccordingly.Manage Compliance program in preparation for Quarterly, Bi-Annual, andother Compliance reports.Validating onboarding reviews with comprehension of an Organization's strictthe guideline that includes KYC & CID/CDD/EDD.Coordinating with various business units to support and obtain the necessaryAML and categorization documents, doing periodic reviews, and, CDD/EDDremediation.Liaising with relevant business units on KYC, PEPs, EDD, SARs, andFinancial Crime.AML Transaction Monitoring to identify the suspicious pattern and customerbehavior (iSTR/STR/SAR)/(GoAML).Carrying out investigations to discover the roots of any instances of noncompliance.Filling in forms (ERFs), Monthly Reporting, IEMS, and submitting these to theregulatory body.Monitoring and testing compliance systems to ensure their effectiveness.Preparing sanction screening policy, procedures, and quality review tests. Show less

Day-to-day compliance of the business against ML/FT policies & Procedures.Creating programs that encourage staff to report impropriety without fear ofretaliation.Keeping all relevant administrative records up to date.Being the principal point of contact for any government investigations.Responding to regulatory inquiries from the authorities.Developing effective lines of communication between different teams.Review legal documents and highlight key issues whlist… Show more Day-to-day compliance of the business against ML/FT policies & Procedures.Creating programs that encourage staff to report impropriety without fear ofretaliation.Keeping all relevant administrative records up to date.Being the principal point of contact for any government investigations.Responding to regulatory inquiries from the authorities.Developing effective lines of communication between different teams.Review legal documents and highlight key issues whlist ensuring thattransactions meet regulatory requirements such as stipulated KYC policiesand internal compliance rules.Informing staff of the seriousness and cost of any non- compliance on themand on the company.Analyzed client data and documentation to determine a client risk profileunder KYC procedures and prepare subsequent recommendations for therelationship manager. Show less

Assist with the management of all compliance-related activities.Assist with ensuring that the organization meets all agreed compliance(legislation and objectives) and that appropriate risk mitigation/controlmeasures are in place.Assist with risk assessments, audit reviews, monitoring & managingcompliance within the organization.Assist with the performance and development of team members.Onboarding and Preparing corporate clients KYC (CID/CDD/EDD).Prepared KYC Due… Show more Assist with the management of all compliance-related activities.Assist with ensuring that the organization meets all agreed compliance(legislation and objectives) and that appropriate risk mitigation/controlmeasures are in place.Assist with risk assessments, audit reviews, monitoring & managingcompliance within the organization.Assist with the performance and development of team members.Onboarding and Preparing corporate clients KYC (CID/CDD/EDD).Prepared KYC Due Diligence profiles on a wide range of entities. Show less

Reviews documentation for new customer accounts, evaluates high- riskaccounts, and analyzes new customer processes and policies.Prepared KYC Due Diligence profiles on a wide range of entities.Verify the individual's identity, address, and other key details.Customer on- Boarding, Collecting relevant documents, and Sanctionscreening (All Parties).Know Your Customer (KYC), Customer Identification (CID), Customer DueDiligence (CDD), Enhanced Due Diligence (EDD).