Stacy Johnson Email & Phone Number

Dallas, Texas

1. Planned, designed and performed internal audit engagements for financial institutions. Managed the engagement to ensure adequate audit procedures were employed and work was documented in accordance with Institute of Internal International Standards for the Professional Practice of Internal Auditing and the organization’s policy and procedures. 2. Served as auditor-in-charge during internal audit engagements of low and high complexity. Managed a staff size of 2 to 3 and reviewed work papers prepared by staff members.3. Developed and executed an internal audit plan to assess overall condition of operations, evaluate risk and provide reasonable assurance to Audit management, the audit committee and board of directors around the following: Adequacy of plans, policies and procedures Effectiveness of design of internal controls and operations Effectiveness and efficiency of operations Reliability of financial and operational reporting Compliance with applicable laws and regulations Determined proper accountability of assets and accounting records, ensuring they are accounted for and safeguarded from loss4. Examined such business operations of the financial institution including but not limited to the following: Wires Deposits Loans Mortgages5. Collaborated with Audit management to plan, design and perform Sarbanes-Oxley (SOX) 404 regulatory compliance engagements for financial institutions. Identified, documented and evaluated the manual and automated controls in place for various processes to establish an effective internal control environment and maintain SOX compliance. 6. Prepared reports for management on results of audit, providing resolutions to improve effectiveness, ensure regulatory compliance and mitigate risk. Interfaced with external auditors to expedite their work

Dallas/Fort Worth Area

1. Conducted internal audits evaluating effectiveness of operational controls and procedures over the internal asset servicing system. Developed a system verification process for assets and loans serviced internally that would verify 350+ transactions processed daily for authorization and accuracy. Partnered with IT to ensure system enhancements and changes were made in compliance with corporate and federal government standards. 2. On-site participation in the resolution of twenty (20) bank closing events. The size of the institutions ranged from 20 million to 13 billion. Served as Proforma team lead and Proforma generalist at closing. As team lead, assist and review the work of other Proforma team members. As generalist, analyzed and interpret the general ledger balances being reported at time of bank failure to determine if information was in accordance to Generally Accepted Accounting Principles (GAAP) and the Purchase and Assumption Agreement with the Assuming Institution. Prepared consolidated financial reporting package for the Assuming Institution. Present and discuss financial reporting package with executives of the Assuming Institution. 3. Managed the system verification process for assets and loans serviced internally. Reviewed and ensured reconciliation between general ledger and servicing system. Researched, analyzed and resolved differences between the general ledger, servicing system and inventory database. The process is subject to audit review by the Government Accountability Office (GAO). 4. Served as a resolution plan review team member with the Complex Financial Institutions Branch performing duties in support of the FDIC’s role in the resolution of large financial institutions as mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act. Evaluated resolution plans (“living wills”) submitted by large and complex financial institutions.

Greater Seattle Area

1. Planned, led and performed internal audit, Sarbanes-Oxley (SOX) 404 regulatory compliance examinations and financial audit examinations for Fortune 100 clients in industries such as banking, finance, retail, food and beverage, healthcare and health science. Served as a lead auditor during fieldwork. Managed a staff size of 3 to 5 where I reviewed the work of staff members. 2. Conducted examinations of financial statements, including reviews of quarterly and yearly financial information in accordance with GAAP and GAAS. Conducted SAS 99 examinations to test for fraud in the financial statements. Observed material misstatements that required correction. Collected and compiled engagement documentation, including work papers summarizing audit results. Prepared examination reports.3. Designed, executed and perform detailed audit testing evaluating the effectiveness of internal controls over financial reporting in accordance with professional audit standards. 4. Worked with clients to implement SOX 404 regulatory standard, perform risk assessment analysis and test internal controls. Conducted examinations across various Business units to verify regulatory compliance, including review of procedural documentation and performance of internal controls. Worked closely within the team, Division and Department to form an understanding of core systems, defining key financial sub processes. 5. Analyzed test results to assess vulnerabilities regarding effectiveness of the internal control environment and communicated control weaknesses to Audit Management.6. Collaborated with Audit Manager and recommended resolutions as issues arose which may have impeded the client’s ability to assert that proper internal controls were in place and no internal weaknesses or unacceptable accounting practices resulting in a material loss existed. Coordinated with external auditors to ensure proper alignment and leverage of internal control testing.

Greater Seattle Area

B-Line is a purchaser and servicer of consumer bankruptcy accounts.1. Performed account analysis and reconciliations for multiple general ledger accounts. Created financial statement reports, ensuring accuracy and compliance of financial statements in accordance with GAAP. Performed monthly balance sheet and income statement variance analysis.2. Created the internal audit function for the company at the charge of senior management after receiving a promotion in July 2003. Designed and implemented the company-wide internal audit program. Served as the company’s primary Internal Auditor responsible for planning and conducting comprehensive financial and operational examinations.3. Designed, executed and performed detailed audits to examine efficiency of operations and effectiveness of internal controls. Performed audit examinations across various Business units to identify areas of risk within the organization. Met with and interviewed Division and system personnel formulating policies and procedures to address and correct deficiencies identified during examination. 4. Prepared audit work papers, schedules and summaries documenting audit results. Prepared written reports for Senior Management and the Audit Committee detailing audit findings and recommendations. Conducted oral presentations to discuss audit findings and recommendations.5. Coordinated with external auditors on operational and financial audit findings as audit work was used as reliance by external auditors during their year-end audit examination of the financial statements.