Stephanie Dumont

Stephanie Dumont Email and Phone Number

Executive Vice President at FINRA @ FINRA
washington, district of columbia, united states
Stephanie Dumont's Location
Washington DC-Baltimore Area, United States
Stephanie Dumont's Contact Details

Stephanie Dumont work email

Stephanie Dumont personal email

n/a
About Stephanie Dumont

Stephanie Dumont is a Executive Vice President at FINRA at FINRA. She possess expertise in financial services.

Stephanie Dumont's Current Company Details
FINRA

Finra

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Executive Vice President at FINRA
washington, district of columbia, united states
Website:
finra.org
Employees:
4865
Stephanie Dumont Work Experience Details
  • Finra
    Executive Vice President, Market Regulation And Transparency Services
    Finra Mar 2021 - Present
    Washington, District Of Columbia, United States
    Working closely with the SEC and the exchanges, FINRA’s Market Regulation and Transparency Services Department conducts extensive oversight of the securities markets to protect investors and preserve market integrity. The Department combines examinations of member firms and innovative automated surveillance that assesses billions of market events each day to identify potential manipulation or fraud, and to supervise firms’ compliance with FINRA rules and federal securities laws. The Department also brings transparency to the equity and bond markets to help investors make informed investment decisions and improve supervision by regulators and firms. FINRA operates facilities that create the foundation of the regulatory audit trail in the securities markets and provides investors with timely quote and trade information, including TRACE (the Trade Reporting and Compliance Engine), the Trade Reporting Facilities, the Alternative Display Facility and the Over-the-Counter Reporting Facility.
    View
  • Finra
    Senior Vice President And Director Of Capital Markets Policy
    Finra Mar 1999 - May 2021
    Washington D.C. Metro Area
    Provide legal, policy and strategic advice to FINRA executive management and Board of Governors on complex and sensitive regulatory, investor protection and corporate initiatives and rule proposals. Lead and manage the legal team in developing and implementing policy related to equity, options and fixed income market structure, trading practices, market transparency and integrity and regulatory audit trails. Provide legal counsel for FINRA’s quoting and trading facilities and FINRA’s participation in NMS Plans, including the Consolidated Audit Trail (CAT), the CQ/CTA/UTP Consolidated tapes and Limit up/Limit down Plans.
    View
  • Finra (F/K/A Nasd)
    Vice President
    Finra (F/K/A Nasd) 1999 - May 2021
    View

Stephanie Dumont Skills

Financial Services

Stephanie Dumont Education Details

Frequently Asked Questions about Stephanie Dumont

What company does Stephanie Dumont work for?

Stephanie Dumont works for Finra

What is Stephanie Dumont's role at the current company?

Stephanie Dumont's current role is Executive Vice President at FINRA.

What is Stephanie Dumont's email address?

Stephanie Dumont's email address is st****@****asd.com

What is Stephanie Dumont's direct phone number?

Stephanie Dumont's direct phone number is +120297*****

What schools did Stephanie Dumont attend?

Stephanie Dumont attended University Of Virginia School Of Law, Georgetown University Law Center, University Of Virginia.

What skills is Stephanie Dumont known for?

Stephanie Dumont has skills like Financial Services.

Who are Stephanie Dumont's colleagues?

Stephanie Dumont's colleagues are Heather Tier, Jessica Adams, Kiely Murphy, John Alter, Mark Deskins, Mike Dantonio, Alyssa Taliaferro.

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