Compliance Consultant
Iron Road Partners
2021 - 2022
~1 yr
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Stephen Beach Email & Phone Number
Investment Management Compliance
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✓ Verified May 2026
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Profile completeness 86%
Role
Investment Management Compliance
Location
New York, New York, United States
Who is Stephen Beach? Overview
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Stephen Beach is listed as Investment Management Compliance based in New York, New York, United States. AeroLeads shows a matched LinkedIn profile for Stephen Beach.
Stephen Beach previously worked as Compliance Consultant at Iron Road Partners and Executive Director - Asset Management Compliance at J.P.Morgan Chase & Co.. Stephen Beach holds B.A., Magna Cum Laude from Brown University.
Profile bio
About Stephen Beach
Chief Compliance Officer with deep experience and understanding of regulatory framework and operational issues of investment advisers, hedge funds and private equity funds.
Listed skills include Compliance, Asset Management, and Investment Management.
5 roles · 36 years
Stephen Beach work experience
A career timeline built from the work history available for this profile.
Executive Director - Asset Management Compliance
J.P.Morgan Chase & Co.
2017 - 2019
~2 yrs
Chief Compliance Officer
Hsbc Global Asset Management (Usa) Inc.
2015 - 2017
~2 yrs
Chief Compliance Officer
Oppenheimer Asset Management, Inc.
2005 - 2014
~9 yrs
Chief Counsel - Mutual Funds
Pnc Finanacial Services Group, Inc.
1990 - 1998
~8 yrs
3 education records
Stephen Beach education
B.A., Magna Cum Laude
Ll.M. In Taxation
Temple University School Of Law
FAQ
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What is Stephen Beach's role at their current company?
Stephen Beach is listed as Investment Management Compliance.
Where is Stephen Beach based?
Stephen Beach is based in New York, New York, United States.
What companies has Stephen Beach worked for?
Stephen Beach has worked for Iron Road Partners, J.P.Morgan Chase & Co., Hsbc Global Asset Management (Usa) Inc., Oppenheimer Asset Management, Inc., and Pnc Finanacial Services Group, Inc..
How can I contact Stephen Beach?
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What schools did Stephen Beach attend?
Stephen Beach holds B.A., Magna Cum Laude from Brown University.
What skills is Stephen Beach known for?
Stephen Beach is listed with skills including Compliance, Asset Management, and Investment Management.
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