Stephen Caesar Email and Phone Number
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Results-oriented compliance audit executive with 20+ years of diversified global audit, controls, and regulatory compliance experience within top tier firms, including PayPal, American Express, Deloitte, and Marriott International. Proven ability to identify, evaluate, and address regulatory compliance and operational risk. A Certified Anti-Money Laundering Specialist (CAMS) with in-depth expertise designing and delivering Anti-Money Laundering, consumer compliance, Privacy, and risk management strategies to mitigate risks, increase efficiency, optimize performance, and achieve significant business outcomes. An exceptionally influential, compassionate leader, recognized for spearheading remarkable initiatives in driving culture and championing diversity, inclusion, equity and belonging through impactful collaborations with employee resource groups.
Paypal
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- paypal.com
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Global Head Of Regulatory Risk AuditPaypal Apr 2022 - PresentSan Jose, Ca, Us• Play a key leadership role in mitigating risks and meeting the challenges of a rapidly evolving regulatory environment characterized by a heightened regulatory surveillance. Promoted to senior leadership role with expanded responsibilities, driving key audit activities around anti-money laundering, privacy, and consumer protection. • Manage, coach, and develop a team leading and executing global regulatory compliance audit projects across EMEA, APAC, and NA.• Provide strategic and thought leadership in the development of the annual internal audit plan, and execution of a wide range of internal audit projects from the planning through to reporting, while collaborating effectively with executive stakeholders and key regulators. • Strategically partner with executives across the organization to identify emerging areas of risk through participation in key risk management committees, working groups and boards. -
Global Co-Chair Of Paypal’S Black Employee Resource Group And Diversity & Inclusion InitiativesPaypal Dec 2019 - PresentSan Jose, Ca, Us• Provide global strategic leadership for PayPal’s Black employee resource group to attract, develop and retain diverse individuals, while elevating culture. • Actively work with the Head of Talent and the Diversity & Inclusion team to design and implement strategies and initiatives to shape PayPal’s culture of inclusion, equity, employee engagement through the launch of an Inclusion for All campaign to drive allyship, a employee Spotlight series to drive broader employee engagement, and institution of a D&I scorecard to measure the company’s progress in attracting, retaining, and advancing diverse talent. • Co-leading alongside legal counsel, compliance, and other subject matter experts PayPal’s self-identification data collection project for baseline and additional dimensions of diversity that would allow PayPal to curate relevant and inclusive programming for employees, broaden global presence and support locally relevant programming. -
Global Head Of Compliance AuditPaypal Feb 2016 - Apr 2021San Jose, Ca, Us• Oversaw a portfolio of global compliance audits covering key consumer compliance regulations, including Regulation E, Regulation Z (Truth In Lending Act), Gramm-Leach-Bliley Act (Including Regulation P), Unfair, Deceptive, and abusive Acts and Practices (UDAAP), and Fair Debt Collection Practices Act (FDCPA) and adherence to Bank Secrecy Act (BSA)/ Anti-Money Laundering requirements.• Monitored and strengthened internal controls related to compliance and legal risks, while partnering effectively with key stakeholders. -
Vice President, Regulatory Relations, Global Regulatory AffairsAmerican Express Jun 2015 - Feb 2016New York, Ny, Us● Strategic partner to business for all bank regulatory matters, charged with holistically managing day-to-day regulatory interactions and relationships to ensure alignment with regulatory expectations● Consulted with business partners to provide context, insight, market intelligence and cross-enterprise perspective, ensuring consistent messaging across the company and facilitating an understanding of regulatory expectations● Solicited input from stakeholders and provided oversight for the development and implementation of technology resources and infrastructure necessary for managing critical interactions, data retention, reporting and analytics for Global Regulatory Affairs -
Vice President, Sqp & Strategic Initiatives, Global Banking GroupAmerican Express May 2014 - Jun 2015New York, Ny, Us● Responsible for strategic leadership and oversight for a team of 12 project managers and $18MM budget to effectively scope, track and report on strategic initiatives and projects that address process enhancements opportunities and regulatory concerns● Repurposed and enhanced the team's bench strength by developing a vision and roadmap for roles and responsibilities to drive superior performance● Added rigor to the project management office processes through the development and formalization of policies and procedures to provide enhanced governance, controls, and transparency● Leveraged company and industry knowledge and relationships to develop win-win solutions contingent on a variety of technologies, business processes, and techniques to enable growth by eliminating waste -
Director, Internal AuditAmerican Express Aug 2010 - May 2014New York, Ny, Us● Partnered with compliance, operational risk, and business management functions across the company to identify and assess the impact of risk factors for Internal Audit's risk management processes and business monitoring strategies● Utilized organizational, leadership, and technical skills to manage, develop, and lead a team of twelve auditors to assess and report on the control environment, providing actionable recommendations to mitigate regulatory compliance, operational, and technology risk● Led the team through global audits for Bank Secrecy Act/ Anti-Money Laundering, Anti-Corruption, and consumer compliance, covering various regulations including Truth-In-Lending and Credit CARD Act (Regulation Z), Equal Credit Opportunity Act (Regulation B), Fair Debt Collection Practices Act, Truth In Savings Act, Servicemen Civil Relief Act (SCRA), Unfair, Deceptive, and Abusive Acts and Practices (UDAAP), E-Sign, Gramm-Leach-Bliley Act (including Regulation P), Regulation E, and Regulation Y to mitigate regulatory compliance risk● Effectively managed competing priorities on ad hoc projects including external regulator requested projects, quality assurance reviews, and standard audit program development to enhance and drive efficiencies across the audit portfolio ● Facilitated monthly team meetings to enhance the technical and soft skills of the Internal Audit compliance team and provide a forum to promote team camaraderie and employee engagement -
Senior AuditorAmerican Express Aug 2008 - Aug 2010New York, Ny, Us● Developed standard audit programs to enhance Internal Audit's regulatory compliance reviews of Bank Secrecy Act/ Anti-Money Laundering and consumer compliance regulatory requirements ● Facilitated annual employee development programs that covered topics including Anti-Money Laundering, consumer compliance regulations, Professional Presence, and Time Management● Led the American Express Healthy Living and Diversity Organization committees and coordinated quarterly seminars and career mentoring sessions to drive employee engagement -
Senior ConsultantDeloitte & Touche Oct 2003 - Aug 2008Worldwide, Oo● Applied risk based audit strategies and project management skills to supervise over 2,000 hours of planning, executing, and reporting on financial services, gaming, and lodging Internal Audit projects for domestic and international clients ● Participated in annual audit planning processes for multi-million dollar gaming, lodging, and financial services clients● Developed a new hire orientation program and a formal regulatory compliance training program (including Anti-Money Laundering) for the Enterprise Risk Services group and audit clients -
Staff 2 Internal Auditor, Corporate HeadquartersMarriott International Jun 2000 - Oct 2003Bethesda, Md, Us● Utilized business risk assessment methodologies to develop and execute business unit audit plans and strategies for the company's domestic and international lodging and casino portfolios● Developed standard audit programs to drive efficiencies and streamline the department's compliance and operational audit engagements across the audit portfolio ● Facilitated the development of a new hire training program for the Internal Audit department to retain and develop top talent
Stephen Caesar Skills
Stephen Caesar Education Details
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Howard UniversityInternational Business (Finance)
Frequently Asked Questions about Stephen Caesar
What company does Stephen Caesar work for?
Stephen Caesar works for Paypal
What is Stephen Caesar's role at the current company?
Stephen Caesar's current role is Global Head of Regulatory Risk Audit & Global Lead of PayPal's Black Employee Resource Group.
What is Stephen Caesar's email address?
Stephen Caesar's email address is st****@****exp.com
What is Stephen Caesar's direct phone number?
Stephen Caesar's direct phone number is +140896*****
What schools did Stephen Caesar attend?
Stephen Caesar attended Howard University.
What are some of Stephen Caesar's interests?
Stephen Caesar has interest in Civil Rights And Social Action, Children, Human Rights, Health.
What skills is Stephen Caesar known for?
Stephen Caesar has skills like Risk Management, Enterprise Risk Management, Financial Reporting, Sarbanes Oxley Act, Management, Internal Audit, Financial Risk, Risk Assessment, Financial Analysis, Internal Controls, Leadership, Auditing.
Who are Stephen Caesar's colleagues?
Stephen Caesar's colleagues are Deborah O'donnell, Jason Putman, Sujay Narkar, Sivaprakasam Ganesan, Rushane Bartley, Prakash Sakharkar, Jamie Liang.
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