Stephen Docker Email & Phone Number

London, United Kingdom

London, United Kingdom

HSBC provide a post trade execution service to Banks and Broker Dealers with their Broker Outsourcing Securities Services (BOSS) platform.

Bromley, United Kingdom

The ISB Corporate Fulfilment team manage the on-boarding solutions for Global Transaction Services for new and existing clients inclusive of the blue chip platinum base. My responsibilities include the management of a team of Dedicated Implementation Advisors, Documentation Consultants and Fulfilment Coordinators providing

London, United Kingdom

Interim role supporting Global Sub Custody and Clearing Relationship Management Team

The Asset Protection Agency manages the Asset Protection Scheme, a pool of 3.2 million toxic derivative assets with a value of £286b, which was part of the Government bailout of RBS. I delivered the Operational needs for the Agency start up. Responsibility for all periodic Data Validation receipts and processing, IT system infrastructure, Office and Facilities services, Information Security, 3rd Party relationships and Business Continuity Planning

Responsibility for Equity Clearing and Settlement, Equity Finance, Static Data, Corporate Actions, Reconciliations and Control throughout the EMEA region. Implementing and driving Procedure directives, Risk and Control Self Assessment, MIS, Staff Objectives and monthly Staff Metrics, to successfully drive efficiency, control and cost saving throughout Operations.

Responsibility for Corporate Actions processing for CGML from Jan '06 through to Apr '07 without any material financial losses. Responsibility for Operational Risk and Control during the outsourcing of Expenses and Claims from Apr '07 through to Jan '08

Responsibilities for staff in London and India covering Operations, Banking, Credit Control, Data Acquisition and IT.Implementation of significant Process Re-engineering, Outsourcing to India and Client Relationships

Implementation of Wall Street System for Complex Money Market Loans and Deposits

Responsibilities for Fixed Income and Equity Settlements, Middle Office, Static Data, Corporate Actions and Projects.Post the September 11th 2001 World Trade Center attacks I implemented, directed and managed the Operation in London for the US Government Bond Settlement business, subsequently I then managed the migration of the business back to New York

Middle office functionality for Fixed Income and Equity products

Full exposure to all Asset Management related Operational responsibilities