Stephen Lee Email & Phone Number

Markham, On, Ca

Toronto, Ontario, Canada

-Reconciled cash and assets, including shares/par, market value, cost, etc., between MFS and custodians daily, using Frontier, DIVA, and Eagle application-Researched all differences with custodian and resolved differences in a timely manner, with a focus on more complex accounts and issues-Ensured accuracy of system by working with the global client administration team to update the portfolio accounting system daily for all appropriate adjustments. Submitted back up documentation for cash entries-Monitored foreign currency balances and overdrafts, assisting the team to ensure appropriate repatriation-Identified potential risks and workflow inefficiencies, and suggested improvements-Reconciled total net assets between MFS and custodians or administrators monthly, including month-end total market value reconciliations and Sarbanes-Oxley certifications

Toronto, Ontario, Canada

Assisted MFS in transiting the investment duties from Mclean Budden to MFS. Performed compliance check for equity trades entered in XIP. Monitored daily cash transactions/balances and repatriated local balances when needed. Updated asset mixes and securities models; setup and processed securities' transactions in both Mclean Budden and MFS systems during the transition. Reconciled cash and assets between MFS and custodian banks. Consistently met daily and monthly goals.

Toronto, Ontario, Canada

-Set up and maintained new securities in Pacer, XIP, SS&C Suite (GWP), and SS&CNet2-Supervised all fixed income and money market trades, ensuring entries were processed correctly-Set up and updated security models in SS&C Suite (GWP), and generated trade orders-Handled all different kinds of corporate action.-Cash and Asset reconciliation between Mclean Budden and custodian banks-Handled in-kind asset transfers-Created dummy asset -mix target with projected cash contribution/redemption

Toronto, Ontario, Canada

• Used SS & C software/PACER to manage investment portfolio• Processed and setup money market, fixed income, equity and fund transactions • Prepared and generated daily, weekly, and monthly Batch- reports for managers • Changed and updated asset mixes, targets, and equities models for managers• Analyzed and reconciled cash/asset holdings for segregated and private client portfolios• Monitored and reconciled daily transactions and balances for high volume segregated portfolios• Responsible for large cash redemption and contribution for segregated and mutual fund portfolios • Responsible for securities trade settlement in all markets when needed• Performs trade matching and trade confirmation with broker, and ensure trades are cleared

Education record

Passed level 1

Bachelor'S Degree, Business And Mathematics