Stuart Barton Email & Phone Number

London, United Kingdom

• Responsible for the day to day on-boarding of new fund and sub-fund accounts for Westpac’s Fund Manager client base, ensuring that any new funds fit into Westpac’s internal credit policy. • Maintain and update Customer account plans ensuring that they are up to date and relevant for senior bankers.• Attend meetings with customers, and maintaining call or meeting records to present to all relevant internal stakeholders.• Working with internal stakeholders such as legal, KYC… Show more • Responsible for the day to day on-boarding of new fund and sub-fund accounts for Westpac’s Fund Manager client base, ensuring that any new funds fit into Westpac’s internal credit policy. • Maintain and update Customer account plans ensuring that they are up to date and relevant for senior bankers.• Attend meetings with customers, and maintaining call or meeting records to present to all relevant internal stakeholders.• Working with internal stakeholders such as legal, KYC, compliance, credit, front office and static data functions to ensure the smooth establishment of new funds and that accounts are set-up in a timely fashion.• Regular hygiene of the London Fund Managers client portfolio, ensuring that all client and static data is correct and up to date.• Providing assistance to credit analysts during Annual Client reviews, ensuring that any queries are dealt with in a timely and accurate fashion.• Working with the Global Derivatives Reform project team in providing guidance to clients on Dodd-Frank, EMIR, ASIC and other derivative reform initiatives for the London Fund Manager client base; including but not limited to, US Person status, EMIR delegated reporting requests, Trade Reconciliation and Post Trade Reporting.• Being the go to person for all queries to do with London funds clients. Dealing with ad hoc client, Relationship Manager, Credit or Front Office requests, and managing the delivery of these queries in a timely and efficient manner.• Developing, driving and enhancing key customer relationships in order improve the overall customer experience within Westpac. • Being a point person within the Fund Manager business space for any internal projects or process changes. Working with project teams to advise on specific business requirements, ensuring that the business needs are met as well as working to ensure smooth project delivery. Show less

London, United Kingdom

• Responsible for the oversight of the front to end client on-boarding process, ensuring all aspects of customer due diligence are completed to meet FSA/ Internal regulations.• Manage the on-boarding of the Transactional Client Group within the Global Banking space, on-boarding Fund Managers, Funds, Hedge Funds, Banks and Securities Companies and Insurance clients, for all treasury related products, such as Securities, Derivatives, Foreign Exchange and treasury give up products.•… Show more • Responsible for the oversight of the front to end client on-boarding process, ensuring all aspects of customer due diligence are completed to meet FSA/ Internal regulations.• Manage the on-boarding of the Transactional Client Group within the Global Banking space, on-boarding Fund Managers, Funds, Hedge Funds, Banks and Securities Companies and Insurance clients, for all treasury related products, such as Securities, Derivatives, Foreign Exchange and treasury give up products.• Liaising with clients on a daily basis to assist with queries, including going through any Due Diligence information they have provided.• Liaising with internal departments to obtain additional information for a client’s new request.• Working on various projects to ensure smoother integration and relationships between the Front Office and on-boarding team. Show less

London, United Kingdom

• Project management and process improvement; working on the improvement of the day to day client on-boarding processes with a view to moving towards global standardisation. • Global gap analysis, identifying areas of potential for process alignment.• Stakeholder management, representing London Client Liaison Group on global steering group.• User Acceptance Testing of Global Client On-Boarding System ensuring any incremental enhancements are implemented correctly, any defects are… Show more • Project management and process improvement; working on the improvement of the day to day client on-boarding processes with a view to moving towards global standardisation. • Global gap analysis, identifying areas of potential for process alignment.• Stakeholder management, representing London Client Liaison Group on global steering group.• User Acceptance Testing of Global Client On-Boarding System ensuring any incremental enhancements are implemented correctly, any defects are reported and testing completed within time.• Updating and maintaining client on-boarding procedures to ensure internal compliance and external regulator’s requirements are met.• Undertaking regular secondary control checks, identifying any regulatory and procedural Show less

London, United Kingdom

• Responsible for the on-boarding of Global Banking clients, including Fund Managers, Funds, Hedge Funds, Banks and Insurance companies and Corporate clients across sectors for all treasury related products.• Opening/ closing of trading accounts, across all Investment and Non-Investment products, ensuring that all appropriate due diligence checks are in place. • Working on remediation processes, liaising with other business areas to ensure awareness of any possible regulatory and… Show more • Responsible for the on-boarding of Global Banking clients, including Fund Managers, Funds, Hedge Funds, Banks and Insurance companies and Corporate clients across sectors for all treasury related products.• Opening/ closing of trading accounts, across all Investment and Non-Investment products, ensuring that all appropriate due diligence checks are in place. • Working on remediation processes, liaising with other business areas to ensure awareness of any possible regulatory and procedural breaks.• Liaising with clients on a daily basis to assist with queries, including going through any Due Diligence information they have provided.• Liaising with internal departments to obtain additional information for a client’s new request.• Working on various projects to ensure smoother integration and relationships between the Front Office and on-boarding team. Show less

London, United Kingdom

• Creating, designing and maintaining weekly and monthly MI reports.• Global Equity Derivatives and Synthetic Equity and Finance Drafting experience.• TriOptima Credit Derivatives and Interest Rates unwind chasing and confirmations.• Assisting Derivative Corporate Chasers with various administrative tasks.

• Chasing global clients for MiFID legal documentation and updating a database of client information.• Dealing with customer queries regarding MiFID and its implication on their current trading relationship status.

London, United Kingdom

• Uploading potential trades onto a database for trader information• Running daily mismatch reports and investigating any mismatched information.

Education record

Education record