Stuart Davies

Stuart Davies Email and Phone Number

Senior Compliance Officer and AMLCO @ Lime Trading
New York, NY, US
Stuart Davies's Location
New York City Metropolitan Area, United States
Stuart Davies's Contact Details

Stuart Davies personal email

n/a
About Stuart Davies

Stuart Davies is a Senior Compliance Officer and AMLCO at Lime Trading. He possess expertise in trading systems, trading, electronic trading, equities, securities and 14 more skills.

Stuart Davies's Current Company Details
Lime Trading

Lime Trading

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Senior Compliance Officer and AMLCO
New York, NY, US
Stuart Davies Work Experience Details
  • Lime Trading
    Senior Compliance Officer And Amlco
    Lime Trading
    New York, Ny, Us
    View
  • Lime Trading
    Senior Compliance Officer
    Lime Trading Nov 2023 - Present
    New York, United States
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  • Xpansiv
    Senior Director, Market Operations
    Xpansiv Feb 2020 - Jul 2023
    View
  • Lime Brokerage
    Surveillance
    Lime Brokerage Mar 2018 - Feb 2020
    Greater New York City Area
  • Openbondx Llc
    Director Of Operations
    Openbondx Llc Jun 2013 - Mar 2018
    Miami Beach
    • Responsible for all brokerage operations of firm.• Product manager responsible for defining business requirements for trading system. • Evaluate strategic partnerships to grow revenue and widen client base. • Oversee trading, client support and technical operations, responsible for ensuring compliance obligations are met. • Defined procedures for all changes to systems, software and hardware, minimizing risk to company and clients. • Manage client onboarding, approving account openings, client access permissions and risk control limits.
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  • Lime Brokerage Llc
    Assistant Director Of Operations
    Lime Brokerage Llc 2009 - 2013
    Greater New York City Area
    • Operational oversight for high frequency equities, options and algorithmic trading products. • Drove prioritization and delivery of projects across the trade desk, client service, technical support and compliance.• Lead day to day operations of trade desk, client service and technical support.
  • Lyngard Limited
    Founder
    Lyngard Limited 2006 - 2009
    Milton Keynes, United Kingdom
    • Provided trading operations, client integration and technical support to US high frequency broker dealer, trading in US, European and Japanese markets.
  • Sabre Fund Management
    Head Of Equity Dealing
    Sabre Fund Management 2004 - 2006
    London, United Kingdom
    • Selected executing brokers and direct orders from portfolio managers while ensuring best execution and price targets achieved. Managed relationships with new and existing executing brokers.• Reported all trades to prime brokers, reconciled with prime brokers and fund administrators ensured correct valuation and performance of all funds with total AUM of $600 million.
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  • Sabre Fund Management
    Information Technology Manager
    Sabre Fund Management 2001 - 2004
    London, United Kingdom
    • Transformed technological infrastructure to advanced cluster. Supported all hardware, software, and data links.
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  • Burnett Polymer Engineering
    Information Systems Manager
    Burnett Polymer Engineering 1996 - 2001
    Northampton, United Kingdom
    • Replaced all business systems with integrated enterprise software improved business efficiency and cost control.
  • Nc Graphics (Cambridge) Ltd
    Software Support Analyst
    Nc Graphics (Cambridge) Ltd 1995 - 1996
    Cambridge, United Kingdom
  • Scorpion Mouldings
    Technical Development Engineer
    Scorpion Mouldings 1992 - 1995
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Stuart Davies Skills

Trading Systems Trading Electronic Trading Equities Securities Equity Trading Financial Markets Fixed Income Market Data Options Series 7 Hedge Funds Back Office Derivatives Capital Markets Bloomberg Prime Brokerage Back Office Operations Series 24

Stuart Davies Education Details

Frequently Asked Questions about Stuart Davies

What company does Stuart Davies work for?

Stuart Davies works for Lime Trading

What is Stuart Davies's role at the current company?

Stuart Davies's current role is Senior Compliance Officer and AMLCO.

What is Stuart Davies's email address?

Stuart Davies's email address is st****@****ets.com

What schools did Stuart Davies attend?

Stuart Davies attended Sheffield Hallam University.

What skills is Stuart Davies known for?

Stuart Davies has skills like Trading Systems, Trading, Electronic Trading, Equities, Securities, Equity Trading, Financial Markets, Fixed Income, Market Data, Options, Series 7, Hedge Funds.

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