Stuart Duncan Email & Phone Number

Specialising in Trade Surveillance as part of Compliance for a Tier 1 Investment Bank - 5+ years experience.Job role includes detecting and analysing activities for market abuse/manipulation across various asset classes and products (including FX, Fixed Income and Commodities), ensuring the prevention and investigation of abusive, manipulative and/or illegal trading practices. These market abuse practices include wash trading, insider dealing, benchmark manipulation etc. Role also includes conducting parameter reviews of existing and new controls. Experience using Actimize, Refinitiv and NASDAQ SMARTS for market abuse monitoring purposes.

United Kingdom

FinTrU (Financial Transparency Utility) Limited provides High-Quality, Cost-Effective, On-Shore Outsourcing for Financial Services.As a FinTrU Analyst, I have graduated from a bespoke FinTrU Financial Services Academy that comprised of intensive training in financial markets, financial regulation and investment administration with a focus on data analysis and management. As part of the Academy I have completed Investment Operations Certeficate (IOC) module 1.Graduates from the academy enter onto the 2 year FinTrU Analyst Programme which combines on-the-job training with professionally accredited qualifications. As an Analyst, I will complete IOC modules two and three and as such become qualified.The FinTrU Analyst programme also involves the completion of project management, process reengineering and data management training while diverse professional experience is gained working on client engagements.