Stuart S. Email & Phone Number

Responsible for the oversight of the Worldwide Security Services Global Transfer Agent risk and control environment, including the support development, implementation and administration of a leading practice operational risk and control program.

Responsible for the oversight of the corporate risk management program including independent risk assessments for all aspects of strategic, regulatory, financial and operational risk. Worked in close collaboration with the Corporate Board of Directors, Mutual Fund Trustees, executive management, senior managers, corporate legal and other professional staff, to ensure that the Organization maintained an effective internal control framework of policies, programs, procedures, authorities and… Show more Responsible for the oversight of the corporate risk management program including independent risk assessments for all aspects of strategic, regulatory, financial and operational risk. Worked in close collaboration with the Corporate Board of Directors, Mutual Fund Trustees, executive management, senior managers, corporate legal and other professional staff, to ensure that the Organization maintained an effective internal control framework of policies, programs, procedures, authorities and responsibilities to accomplish timely and accurate risk management, measurement, monitoring, reporting and risk remediation. Show less

Senior Manager in the Business Risk Services group located in Denver. Focus on risk management, internal controls, internal audit and sarbanes oxley

Education record

Education record