Sugumar B Email & Phone Number

Results-driven and detail-oriented professional with over 10 years of experience in AML KYC and AML transaction monitoring .Lead and mentor a team of analysts, ensuring regulatory adherenceClear and concise information sharing to ensure team alignment and understandingManaging disputes and fostering a cooperative work environmentHeld regular one-on-one coaching sessions with members to encourage personal development.Assigning tasks effectively based on individual strengths and workloadDelivered actionable feedback to improve skillsPrioritizing tasks to meet deadlines and maintain operational efficiencyEncouraging teamwork and a sense of unity within the groupUnderstanding team members' perspectives and providing assistance when needed• Ensure all required AML / KYC Regulatory requirements for new and existing clients are fulfilled • Understanding of US PATRIOT Act, FATCA, Bank Secrecy Act (BSA) and other AML regulatory framework• Ensuring Sanctions, PEP and Adverse Media/Negative News screenings performed in accordance within CS procedures • Experience with Know Your Customer (KYC) due diligence and enhanced due diligence processes • Working experience in KYC/AML areas, risks or control functions in a financial institution • Provided advice on AML and sanctions risks subject to Enhanced Due Diligence (EDD) and Customer Due Diligence (CDD) policies including PEP and sanction affected entities at customer acceptance and periodic customer reviews.• Implemented transaction monitoring strategies, rules ensuring adherence to regulatory requirements and industry standards.• Collaborated with cross-functional teams, including compliance officers to assess and escalate suspicious activities for further investigation.• Evaluating the transactions of the clients and determining patterns in the transaction completed.• Identifying various risks and red flags from the customer transaction history.• Reporting unusual pattern or behavior of the customer to the regulatory authorities

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  University Of Madras

  Computer Science