Sumit Nimbalkar Email and Phone Number

• Monitoring the daily activities of Settlement dept in DP and ensuring the completion of activities within the deadline time• Ensuring “zero error’ transactions to avoid penalties and data entry by outsourced resources is accurately completed as per deadlines• Managing authorization of delivery instruction and pledges in NSDL/ CDSL including approvals of pledges, confirmation, pledge closure and pledge invoke instructions• Undertaking Beginning-of-Day (BoD) and End-of-Day (EoD)… Show more • Monitoring the daily activities of Settlement dept in DP and ensuring the completion of activities within the deadline time• Ensuring “zero error’ transactions to avoid penalties and data entry by outsourced resources is accurately completed as per deadlines• Managing authorization of delivery instruction and pledges in NSDL/ CDSL including approvals of pledges, confirmation, pledge closure and pledge invoke instructions• Undertaking Beginning-of-Day (BoD) and End-of-Day (EoD) activities and reconciliations relating to NSDL/ CDSL depository transactions• Managing client/ branch queries relating to NSDL/ CDSL settlements and transactions. Ensure that queries are resolving appropriately and on time• Managing high value transactions and dormant confirmations• Providing inputs to the technology team for enhancement in the system• Compiling daily reports for NSDL/CDSL transactions for branches/clients and apprise management• Ensuring completing the daily scan of DIS executed & uploaded to the CDSL & NSDL system respectively as per the deadlines prescribed by the SEBI & depositories. Show less

The Back Office Analyst-Settlements-Depository & responsible for all procedures and processes relating to NSDL/CDSL depository settlements in DP department• Monitoring the daily activities of Settlement dept in DP and ensuring the completion of activities within the deadline time• Ensuring “zero error’ transactions to avoid penalties and data entry by outsourced resources is accurately completed as per deadlines• Managing authorization of delivery instruction and pledges in… Show more The Back Office Analyst-Settlements-Depository & responsible for all procedures and processes relating to NSDL/CDSL depository settlements in DP department• Monitoring the daily activities of Settlement dept in DP and ensuring the completion of activities within the deadline time• Ensuring “zero error’ transactions to avoid penalties and data entry by outsourced resources is accurately completed as per deadlines• Managing authorization of delivery instruction and pledges in NSDL/ CDSL including approvals of pledges, confirmation, pledge closure and pledge invoke instructions• Undertaking Beginning-of-Day (BoD) and End-of-Day (EoD) activities and reconciliations relating to NSDL/ CDSL depository transactions• Managing client/ branch queries relating to NSDL/ CDSL settlements and transactions. Ensure that queries are resolving appropriately and on time• Managing high value transactions and dormant confirmations• Providing inputs to the technology team for enhancement in the system• Compiling daily reports for NSDL/CDSL transactions for branches/clients and apprise management• Undertaking voice recording for clients/ transactions• Ensuring completing the daily scan of DIS executed & uploaded to the CDSL & NSDL system respectively as per the deadlines prescribed by the SEBI & depositories.• Undertaking PMLA analyzing activity & ensuring same has been reported to FIU IND on timely basis Show less

CDSL DP Executive for Back Office• Account Opening. • Dematerializations of Physical Shares. • Delivery Instructions.• Updating of the CDSL System• Demat Modification & Closing.• Pledge and Unpledge• CDSL Billing and Accounting. • Communication with Clients and all the branches.• Carrying on all other DP functions with complete updating of the Back office system (ACER CROSS) .

Team Member of Sub Broker & Authorised Person Registration Team• Team member of registration as well as termination part of ap , sb & of remisier’s.• NSE, BSE, MCX, NCDEX Sub-Broker registration & AP registration. • Co-ordination with Sub-Brokers/ AP’s.• Solving queries of Sub-Brokers/ AP’s• Co-ordination with branches.• Verification of the documents for all the segments