Sumit Tayal

Sumit Tayal Email and Phone Number

Assistant Vice President - Model Risk Management | Ex-KPMG | Ex-BNP @ Barclays
london, greater london, united kingdom
Sumit Tayal's Location
Noida, Uttar Pradesh, India, India
Sumit Tayal's Contact Details

Sumit Tayal personal email

About Sumit Tayal

Acknowledged for strengthening companies to lead in highly competitive markets and delivering innovative concepts & strategies; targeting for assignments in Financial Services with an organization of high repute.● A certified NCFM focused professional with nearly 8 Years of experience in multiple areas of Financial market like Riskmanagement, Model Validation, Proprietary Trading , Trade Surveillance, Corporate Action and many more related toinvestigations which has a consistent track record in delivering results.● Proficient in Model Risk Management for “Trade Surveillance and AML" models for U.S, APAC, EMEA regions and workedon different products● Proficient in Risk management of Proprietary trading in Capital Market for U.S and "Trade Surveillance" functions for U.S, Canada, APAC, EMEA regions and workedon different products like Equities and Derivatives.Highlights :● Conducted independent validation of AML and Market surveillance models for different Regions like U.S , APAC , EMEA.● Conducted Trade Surveillance for different Regions like U.S , APAC , EMEA Capital markets.● Succeeded in conducting ad-hoc project work as required by the client .● Managed to increase the bottom line of company by more than 3.6 Million INR up YOY● Succeeded in cost cut of training by more than 80%● Performed risk management for over 800 traders.

Sumit Tayal's Current Company Details
Barclays

Barclays

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Assistant Vice President - Model Risk Management | Ex-KPMG | Ex-BNP
london, greater london, united kingdom
Website:
home.barclays
Employees:
64406
Sumit Tayal Work Experience Details
  • Barclays
    Assistant Vice President
    Barclays Feb 2024 - Present
    Noida, Uttar Pradesh, India
  • Barclays
    Assistant Manager
    Barclays Jun 2021 - Jan 2024
    Noida, Uttar Pradesh, India
  • Kpmg India
    Assistant Manager
    Kpmg India Apr 2021 - Jun 2021
    India
    • Realign changes in the reporting system that reduced time involved in processing of alerts and improved team efficiency.• Maintain full and up-to-date understanding of the business strategy, current practices and system capabilities; gain an in-depthknowledge of the Surveillance application/tool and the Standard Solution framework.• Assisted in generate ideas,test and enhance automated transaction surveillance reports at both individual transaction level and historical data over time to identify inappropriate trading/investment patterns and anomalies. This also involved identification of key data quality issues and their solution.
  • Kpmg India
    Consultant
    Kpmg India May 2019 - Apr 2021
    Bengaluru Area, India
    ● Monitored Trading activity in markets to detect anomalies by reviewing electronically generated alerts on different types of Surveillance Models (Wash, Intra-Day Market Manipulation, Front running and many more).● Conduct analysis to identify potential risks for the firm and escalate unresolved issues or potential violations to manager,coverage compliance and senior management of business unit.● Perform historical research on the generated alert using Bloomberg,Thomson Reuters,Public Source and review of alert trends and exceptions reported.
  • Bnp Paribas
    Senior Associate
    Bnp Paribas Oct 2018 - May 2019
    Mumbai, Maharashtra, India
    ● Detect, review and report on possible suspicious activities in the domain of Trade surveillance to prevent insidertrading, fraud, behavioral patterning & market manipulation across all asset classes & products.● Review alerts generated by an automated monitoring system on different types of Surveillance Models (MFI, MarketManipulation, ACB, Insider Trading) to identify transactions deserving of further Investigation.● As necessary use of available research tools to conduct investigation on the flow of confidential and/or material non-public information from one business unit to another.● Work closely with members of Compliance across different offices to discuss the implementation of policies andprocedures for underlying processes.● Assisting in regulatory and internal investigations as assigned by the Compliance Hub efficiently.
  • Capstone Securities Analysis Pvt Ltd
    Risk Analyst
    Capstone Securities Analysis Pvt Ltd Mar 2015 - Oct 2018
    Pune Area, India
    ● Indicating excellent research capabilities in Capital Market (Pre/Post market, Earnings, Corporate actions).● Performed post-trade surveillance in Trading system to identify any possible Market conduct or any anomalies. ● Reconciliation of Trading Charges, Exchange Charges, Borrow Charges, Short Sales Positions & so on.● Monitor the variations/movements of scrip/Stocks in a live market through Surveillance System to identify any significant changes in price/trade volume of the Stock.● Monitor Trading activity at Admin Level using Orders Management System.● Performing analytical review of financial operations of the process and interpreting financial data for determining pastfinancial performance and projecting the financial probability of process.● Interaction with Stake Holders and Top Management regarding Company’s ability & Performance to assist the criticaldecision-making process
  • Globe Capital Market Limited
    Summer Intern
    Globe Capital Market Limited May 2014 - Jul 2014
    New Delhi Area, India
    TRADING OF STOCKS with TECHNICAL ANALYSISKYC DEPARTMENT(Understanding all required DOCUMENTS)
  • Manoj Textile
    Asistant Manager In Operations
    Manoj Textile Jun 2012 - Jun 2013
    New Delhi Area, India
    Trading of TEXTILE which have given a new shape to my career.

Sumit Tayal Skills

Team Management Microsoft Office Market Research Microsoft Excel Research Microsoft Word Powerpoint Teamwork Team Leadership Leadership Business Analysis Strategic Planning Windows Sql Event Management Team Building

Sumit Tayal Education Details

Frequently Asked Questions about Sumit Tayal

What company does Sumit Tayal work for?

Sumit Tayal works for Barclays

What is Sumit Tayal's role at the current company?

Sumit Tayal's current role is Assistant Vice President - Model Risk Management | Ex-KPMG | Ex-BNP.

What is Sumit Tayal's email address?

Sumit Tayal's email address is su****@****esa.com

What schools did Sumit Tayal attend?

Sumit Tayal attended Bharati Vidyapeeth, Institute Of Technology And Management.

What are some of Sumit Tayal's interests?

Sumit Tayal has interest in Management, Elocution, Children, Investing, Environment, Dancing, Education, Poverty Alleviation, Science And Technology, Disaster And Humanitarian Relief.

What skills is Sumit Tayal known for?

Sumit Tayal has skills like Team Management, Microsoft Office, Market Research, Microsoft Excel, Research, Microsoft Word, Powerpoint, Teamwork, Team Leadership, Leadership, Business Analysis, Strategic Planning.

Who are Sumit Tayal's colleagues?

Sumit Tayal's colleagues are Kaushlendra Rana, Michele Parker, Nitin Naik, Tina Simkin, Malcolm Nuttall, Fred Nato, Anish Masih.

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