Sumit Tayal Email and Phone Number
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Acknowledged for strengthening companies to lead in highly competitive markets and delivering innovative concepts & strategies; targeting for assignments in Financial Services with an organization of high repute.● A certified NCFM focused professional with nearly 8 Years of experience in multiple areas of Financial market like Riskmanagement, Model Validation, Proprietary Trading , Trade Surveillance, Corporate Action and many more related toinvestigations which has a consistent track record in delivering results.● Proficient in Model Risk Management for “Trade Surveillance and AML" models for U.S, APAC, EMEA regions and workedon different products● Proficient in Risk management of Proprietary trading in Capital Market for U.S and "Trade Surveillance" functions for U.S, Canada, APAC, EMEA regions and workedon different products like Equities and Derivatives.Highlights :● Conducted independent validation of AML and Market surveillance models for different Regions like U.S , APAC , EMEA.● Conducted Trade Surveillance for different Regions like U.S , APAC , EMEA Capital markets.● Succeeded in conducting ad-hoc project work as required by the client .● Managed to increase the bottom line of company by more than 3.6 Million INR up YOY● Succeeded in cost cut of training by more than 80%● Performed risk management for over 800 traders.
Barclays
View- Website:
- home.barclays
- Employees:
- 64406
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Assistant Vice PresidentBarclays Feb 2024 - PresentNoida, Uttar Pradesh, India -
Assistant ManagerBarclays Jun 2021 - Jan 2024Noida, Uttar Pradesh, India -
Assistant ManagerKpmg India Apr 2021 - Jun 2021India• Realign changes in the reporting system that reduced time involved in processing of alerts and improved team efficiency.• Maintain full and up-to-date understanding of the business strategy, current practices and system capabilities; gain an in-depthknowledge of the Surveillance application/tool and the Standard Solution framework.• Assisted in generate ideas,test and enhance automated transaction surveillance reports at both individual transaction level and historical data over time to identify inappropriate trading/investment patterns and anomalies. This also involved identification of key data quality issues and their solution. -
ConsultantKpmg India May 2019 - Apr 2021Bengaluru Area, India● Monitored Trading activity in markets to detect anomalies by reviewing electronically generated alerts on different types of Surveillance Models (Wash, Intra-Day Market Manipulation, Front running and many more).● Conduct analysis to identify potential risks for the firm and escalate unresolved issues or potential violations to manager,coverage compliance and senior management of business unit.● Perform historical research on the generated alert using Bloomberg,Thomson Reuters,Public Source and review of alert trends and exceptions reported. -
Senior AssociateBnp Paribas Oct 2018 - May 2019Mumbai, Maharashtra, India● Detect, review and report on possible suspicious activities in the domain of Trade surveillance to prevent insidertrading, fraud, behavioral patterning & market manipulation across all asset classes & products.● Review alerts generated by an automated monitoring system on different types of Surveillance Models (MFI, MarketManipulation, ACB, Insider Trading) to identify transactions deserving of further Investigation.● As necessary use of available research tools to conduct investigation on the flow of confidential and/or material non-public information from one business unit to another.● Work closely with members of Compliance across different offices to discuss the implementation of policies andprocedures for underlying processes.● Assisting in regulatory and internal investigations as assigned by the Compliance Hub efficiently. -
Risk AnalystCapstone Securities Analysis Pvt Ltd Mar 2015 - Oct 2018Pune Area, India● Indicating excellent research capabilities in Capital Market (Pre/Post market, Earnings, Corporate actions).● Performed post-trade surveillance in Trading system to identify any possible Market conduct or any anomalies. ● Reconciliation of Trading Charges, Exchange Charges, Borrow Charges, Short Sales Positions & so on.● Monitor the variations/movements of scrip/Stocks in a live market through Surveillance System to identify any significant changes in price/trade volume of the Stock.● Monitor Trading activity at Admin Level using Orders Management System.● Performing analytical review of financial operations of the process and interpreting financial data for determining pastfinancial performance and projecting the financial probability of process.● Interaction with Stake Holders and Top Management regarding Company’s ability & Performance to assist the criticaldecision-making process -
Summer InternGlobe Capital Market Limited May 2014 - Jul 2014New Delhi Area, IndiaTRADING OF STOCKS with TECHNICAL ANALYSISKYC DEPARTMENT(Understanding all required DOCUMENTS) -
Asistant Manager In OperationsManoj Textile Jun 2012 - Jun 2013New Delhi Area, IndiaTrading of TEXTILE which have given a new shape to my career.
Sumit Tayal Skills
Sumit Tayal Education Details
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Institute Of Technology And ManagementA
Frequently Asked Questions about Sumit Tayal
What company does Sumit Tayal work for?
Sumit Tayal works for Barclays
What is Sumit Tayal's role at the current company?
Sumit Tayal's current role is Assistant Vice President - Model Risk Management | Ex-KPMG | Ex-BNP.
What is Sumit Tayal's email address?
Sumit Tayal's email address is su****@****esa.com
What schools did Sumit Tayal attend?
Sumit Tayal attended Bharati Vidyapeeth, Institute Of Technology And Management.
What are some of Sumit Tayal's interests?
Sumit Tayal has interest in Management, Elocution, Children, Investing, Environment, Dancing, Education, Poverty Alleviation, Science And Technology, Disaster And Humanitarian Relief.
What skills is Sumit Tayal known for?
Sumit Tayal has skills like Team Management, Microsoft Office, Market Research, Microsoft Excel, Research, Microsoft Word, Powerpoint, Teamwork, Team Leadership, Leadership, Business Analysis, Strategic Planning.
Who are Sumit Tayal's colleagues?
Sumit Tayal's colleagues are Kaushlendra Rana, Michele Parker, Nitin Naik, Tina Simkin, Malcolm Nuttall, Fred Nato, Anish Masih.
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Sumit Tayal
Real Estate Developer | Bringing Creativity And Innovation To Real Estate With Humanistic DesignPune
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