Taylor Grant Chabot, Cams Email & Phone Number

Facilitated the completion of AML and OFAC Risk Assessments across 14+ Business Lines, as well as assessing AML and OFAC Inherent Risk and Control Environments for Ally Deposits, Ally Mortgage, Consumer Auto, Commercial Auto, and Insurance. Compiled Risk Assessment dashboards used for reporting to Senior Leadership, Business Lines, and Oversight and Governance Committees. Responsible for the coordination and oversight of all Audits, Exams, and testing completed by Ally’s Compliance Testing Team of Ally’s Financial Crimes Compliance (FCC) group and any additional exams/testing of business lines with AML and OFAC impact. Conduct oversight of the Commercial and Consumer Auto, Insurance, and Corporate Finance Business Lines, which includes reoccurring meetings with each to discuss standing agenda items related to AML impact, Business Line updates, and Ad Hoc discussion items to ensure the AML Program Management office is aware of all potential AML-related risks and/or findings. Responsible for the New Product and Business Initiative oversight process, assisting with the review of AML/OFAC impact evaluations completed by relevant stakeholders and the coordination of monthly, internal oversight meetings to discuss status updates and provide an overview of New Products and Business Initiatives that are determined to have AML and/or OFAC impact. Facilitated the completion of Ally’s Marijuana Related Business risk position and framework, which is used to make case investigation and account closure decisions, as well as ensuring a consistent approach when providing guidance to business line partners on Ally’s approach. Responsible for the organization and coordination of external training, including Ally Bank's ACAMS Enterprise Relationship.

Charlotte, North Carolina

Conducted a thorough review of complex, risk-based case investigations of potential money laundering and terrorist financing activity as a subject matter expert (SME), averaging 50+ case reviews daily, across all enterprise lines of business, including bank deposits, automotive, mortgage, and Ally Invest, including account and transactional research and background investigations, as required, for a team of 35+ investigators. Complete forms for regulatory requirements, as needed, including review of accurate and sufficient narratives and documentation following established guidelines and procedures. Work one on one with investigators to provide timely, theme-based, constructive feedback, guidance, and coaching of policy and procedural requirements regarding case documentation and analysis, acting as a primary resource to team members during the investigation process. Ensure team member scorecards are completed to provide prompt, accurate feedback on performance and development. Complete, amend Account Closure recommendation letters for review during the Enterprise Account Closure process.

Charlotte, North Carolina

Conducted case investigations of potential money laundering and terrorist financing activity as a subject matter expert (SME) across all enterprise lines of business including bank deposits, automotive, mortgage, and securities (Ally Invest), which include account and transactional research and background investigations, as required. Prepare and complete forms for regulatory requirements, as needed, including accurate and sufficient narratives and documentation collection following established guidelines and procedures. Manage additional case investigations from external sources including 314(a) alerts, 314(b) information sharing requests, and subpoenas. Responsible for escalation of SARs to be filed with the U.S. Treasury Department’s Financial Crimes Enforcement Network (FinCEN) within a 60-day goal. Supported the creation and development of a new workflow to manage volume of new alerts using a risk-based approach.

Charlotte, North Carolina

Performed internal audits for Risk Management and Compliance-related areas while adhering to internal audit policies and procedures as well as industry standards. Identify control weaknesses, vet observations with clients, and provide recommendations for improvement to applicable management individuals. Utilize knowledge as a subject matter expert (SME) regarding AML/OFAC regulations to successfully test internal controls within first and second line of defense business entities. Support Audit Management during Business Line (BL) and Enterprise Function (EF) Continuous Monitoring routines by tracking completion and documenting findings.Notable audits performed include BSA/AML Program, AML and Fraud Investigations and SAR Filings, AML/OFAC Controls within the Automotive Business Line, Human Resources – Employee Relations, AML Treasury and Capital Markets, Fair and Responsible Banking Complaints Oversight, Community Reinvestment Act Program, and Issues Management.

Charlotte, North Carolina

Assisted with the review of a major U.S. financial institution’s AML case inventory by performing complex, lengthy, and time-sensitive investigations of customer profiles and account activity. Identified and reported suspicious money laundering and terrorist financing-related activities for filing with FinCEN and fulfillment of regulator and consent order obligations.Performed compound, time-sensitive AML case and alert investigations, in addition to Supplemental Suspicious Activity Report (SAR) Reviews, Lookback Supplemental SAR Reviews and High Risk Customer Supplemental SAR Reviews, for a U.S. Regional Bank comprised of a complex and unique client base, using analysis, experience, and deductive reasoning to identify and report suspicious money laundering and terrorist-financing-related activities for filing with FinCEN. Managed additional case investigations from external sources, including 314(b) information sharing requests, subpoenas and law enforcement requests.

Charlotte, North Carolina

Collaborated with a team to develop a Motorsports Practice expansion initiative that would increase their visibility in the world of motorsports and expand their reach beyond NASCAR. Developed a strategic expansion plan, initial and 3 to 5 year Go-to-Market plan, and calculated Return on Investment based on financial investments and pro forma forecasts. Presented to a group of 5+ Fifth Third Bank executives at their Charlotte location.

Greensboro/Winston-Salem, North Carolina

Collaborated with a team to develop a marketing initiative and messaging platform aimed at increasing the awareness and use of preventive health care resources by the “Young Invincible” age group, men and women aged 26 to 33. Selected as a top 4 finalist among 32 teams to present to Cigna C-Suite Executives and over 160 Wake Forest students and faculty.

Master Of Science - Ms, Business Management

Activities and Societies: Skimm'bassador, Graduate School of Business Ambassador, Graduate Consulting & Strategy Club, Elected as Team.

General Study

Activities and Societies: CEA London

Multidisciplinary Studies, Nonprofit Management

Activities and Societies: Chi Omega, Panhellenic Judicial Board, Campus Activities Counsel, Soonerthon, Greek Allies, The Big Event.