Compliance Assistant
Current1. Anti-Money Laundering and Anti-terrorist financing (AML/ATF)- Assist the Head of Compliance in the upgrading AML system project by testing dummy cases in the UAT environment; working with the IT team to review and set up the setting, preparing the guideline material for the new AML system, and delivering training workshops to users.- Monitor large cash transactions/suspicious transactions, do searching, and draft suspicious transaction reporting to the State Bank of Vietnam.- Conduct screening Global watch list of departments assist regular quality assurance tests by a period as required by Group Compliance.- Conduct the draft gap analysis on New AML Law 2022. 2. Compliance Training and Awareness- Track and follow up on the training result of employees on the e-learning platform.- Prepare the Compliance Training materials/ Compliance awareness campaigns for employees and agencies on Compliance and Risk topics.3. FATCA Implementation and Anti-corruption- Prepare the FATCA and Anti-corruption reports per Group requirements.Support in other tasks relevant to Corporate Compliance, Investment Compliance, and Distribution Compliance.
