Thom Casterline, Cfsa Email & Phone Number

Ohio, United States

Financial Services / Internal Audit

Hudson, Ohio, United States

Dallas, Texas, United States

Cleveland/Akron, Ohio Area

• Professional experience summary Thomas Casterline is a Senior Manager in the Advisory Services practice of Ernst & Young LLP. He has over twelve years of experience in the financial services industry serving a variety.
• Thom focuses exclusively in the Financial Services space on internal audit services. He has led multiple projects related Internal Audit Out-Source / Co-Source, QARs, ERM, Control Transformation, and SOx.

Cleveland/Akron, Ohio Area

• Professional experience summaryThomas Casterline is a Manager in the Advisory Services practice of Ernst & Young LLP. He has over ten years of experience in the financial services industry serving a variety of banking.
• Thom focuses exclusively on internal audit services. He has led multiple projects related to the planning, execution and reporting of internal audit plans and Sarbanes-Oxley 404 control testing and remediation.

1. Effectively lead and manage the Professional Practices department to maintain excellence by: 1) developing a strategic plan for the department that includes a vision, business strategies, and relevant metrics to measure the performance of the RRG against IIA and RRG Standards and Practices; 2) directing training to maintain quality performance; 3).

• Led and managed the resources assigned to the team to deliver excellence by keeping up with the industry and training to maintain quality performance. Effectively cross-trained staff to minimize critical person.
• Independently managed the most complex risk reviews, risk assessments, and projects: Capacity Planning, Trust SAS70, Audit Committee reporting, Annual Planning, and analyzed levels of technology, operational, credit.
• Coordinated interactions with senior leadership within the organization in order to communicate and "sell" difficult concepts and issues as appropriate

• Served as lead in the execution of Internal Audit Co-Sourcing, SOX Readiness, Trust SAS70, and Business Process Improvement engagements. Facilitated workshops with client personnel to obtain process understanding over.
• Executed financial and operational reviews to meet several objectives including ensuring the reliability of financial data, compliance with laws and regulations, ensuring strong internal audit function, compliance with.
• Obtained understanding of clients’ businesses and recognized multifunctional opportunities to improve client service in connection with engagements. Used tools and methodologies to deliver products and services..

· Coordinated and managed risk reviews (serve as the Reviewer in Charge “RIC”)· Independently performed the most complex risk reviews (analyze levels of operational, credit, market and compliance risk), audits and examinations of business unit functions· Relationship Coordinator – built strong working relationships with audit clients· Managed an Auditing.

• Led, coordinated, and facilitated process improvement initiatives to enhance production and processes
• Participated in the establishment, organization, and implementation of short and long-range goals and objectives to support the trust business
• Participated in the establishment, design, and implementation of policies and procedures
• Monitored and evaluated current controls and procedures for effectiveness and potential improvement
• Managed and lead resources assigned to the team to deliver excellence (6 directs)
• Client Contact / Liaison for Compliance and Internal Audit