Unclaimed Assets Administrator
Ensured corporate compliance with all state and federal unclaimed property laws related to the mutual funds industry. This required interaction with virtually all departmental heads on a regular basis. - Interviewed prospective applicants for open positions within the department. - Audited all shareholder accounts, corporate payroll records, and company accounts payable/receivable files for the presence of any unclaimed assets. - Developed, implemented, and evaluated corporate policies and procedures regarding the handling of unclaimed assets throughout the company. This included the construction of training materials for various departments. - Assisted in developing search methods, integrating the use of Excel, Access, and the Internet to increase the efficiency and organization of the research process. - Collaborated with in-house programmers to develop several automated tools currently in use, designed to streamline the research and escheatment process. Obtained SERIES-6 LICENSE in the summer of 1998.