Thomas Roth

Thomas Roth Email and Phone Number

US Treasury and Repo Trading and Sales / Liquidity Risk Management / Monetary Policy and Economic Analysis / Regulatory Compliance @
Thomas Roth's Location
Briarcliff Manor, New York, United States, United States
Thomas Roth's Contact Details

Thomas Roth personal email

n/a
About Thomas Roth

Accomplished financial services executive with more than 25 years of sales and trading experience across multiple asset classes. A dedicated fixed income professional with extensive experience and knowledge in market making, risk management, regulatory and compliance standards and asset and liability management and funding. Superior presentation and relationship management skills with expertise in developing sales and marketing strategies to optimize the distribution of products and services to a diverse client base. Results oriented with a proven ability to lead and motivate global business teams, train and develop employees and deliver results.

Thomas Roth's Current Company Details
Thomas Roth Consulting

Thomas Roth Consulting

US Treasury and Repo Trading and Sales / Liquidity Risk Management / Monetary Policy and Economic Analysis / Regulatory Compliance
Thomas Roth Work Experience Details
  • Thomas Roth Consulting
    Business Consultant
    Thomas Roth Consulting Jan 2022 - Present
    New York City Metropolitan Area
    Offering analysis of Monetary and Fiscal policy developments on the US Economy and US Rates Market.
  • Sumitomo Mitsui Banking Corporation
    Head Of Us Rates Trading
    Sumitomo Mitsui Banking Corporation Oct 2019 - Aug 2021
    United States
    Developed US Rates trading business for US Treasury cash and Repos. Built out an electronic trading platform and established a roadmap for building infrastructure for primary dealer status.
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  • Mirae Asset Securities (Usa) Inc.
    Us Treasury Trading Consultant
    Mirae Asset Securities (Usa) Inc. Jun 2019 - Oct 2019
    United States
    Developed a platform for trading US treasury securities and integrating with existing US repo business to expand touch points with US and global customer base.
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  • Mufg Securities Americas Inc.
    Managing Director - Head Of Us Rates Trading And Sales
    Mufg Securities Americas Inc. Jan 2010 - Dec 2018
    Greater New York City Area
    Led the development of the US Rates trading and sales business. Managed US Treasury trading, Repo matched-book business, Institutional derivatives trading, Municipal VRDN and Corporate Commercial Paper trading. Drove the expansion of client base liquidity and distribution efforts for all short-duration products. Active member of MUFG's Management Committee, Board Risk Committee, Volker Steering Committee and Asset Liability Committee. Helped write, update and advise on local policies and… Show more Led the development of the US Rates trading and sales business. Managed US Treasury trading, Repo matched-book business, Institutional derivatives trading, Municipal VRDN and Corporate Commercial Paper trading. Drove the expansion of client base liquidity and distribution efforts for all short-duration products. Active member of MUFG's Management Committee, Board Risk Committee, Volker Steering Committee and Asset Liability Committee. Helped write, update and advise on local policies and procedures including Dodd-Frank, Volker and CCAR programs. Managed relations with regulatory and audit functions and interacted with FINRA, SEC, Federal Reserve and US Treasury. Show less
  • Dresdner Kleinwort Wasserstein
    Director - Deputy Head Of Rates Trading
    Dresdner Kleinwort Wasserstein Jan 2001 - Jan 2010
    New York, Ny
    Developed and maintained DKIB's primary dealership in US Treasuries. Worked closely with US Treasury officials to develop strategies to underwrite US debt securities in a predictable and cost-efficient manner. Provided timely and insightful market intelligence to senior members of the NY Federal Reserve, assisting them in formulation and implementation of monetary policy. Responsible for all risk management and trading strategies for primary dealer trading team. Hedging strategies utilized… Show more Developed and maintained DKIB's primary dealership in US Treasuries. Worked closely with US Treasury officials to develop strategies to underwrite US debt securities in a predictable and cost-efficient manner. Provided timely and insightful market intelligence to senior members of the NY Federal Reserve, assisting them in formulation and implementation of monetary policy. Responsible for all risk management and trading strategies for primary dealer trading team. Hedging strategies utilized derivatives including Eurodollars, Fed funds futures and Treasury note and bond futures. Show less
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  • Paine Webber Inc.
    Senior Vice President - Intermediate Us Treasury Securities Trader
    Paine Webber Inc. Feb 1994 - Jan 2001
    Greater New York City Area
    Responsible for market-making to institutional customer base and underwriting of all coupon securities in US Treasury auctions. Generated trading strategies across multiple products to hedge trading book and express market views. Developed financing solutions to help meet client funding targets. Responsible for managing interest rate risk, funding risk and customer credit risk. Partnered with sales management in developing distribution channels and building deep investor relationships.
  • Credit Suisse First Boston
    Senior Vice President
    Credit Suisse First Boston Jan 1986 - Jan 1994
    Greater New York City Area
    Completed comprehensive MBA training program. Responsible for proprietary trading, market-making and underwriting all coupon auctions in 10-year to 30-year US Treasury bonds. Increased revenue and market share with top tier clients including Central Banks, insurance companies, asset managers, hedge funds and US money market funds.
  • Goldman Sachs Group Inc.
    Vice President - Municipal Securities Group
    Goldman Sachs Group Inc. Jun 1984 - Jan 1986
    Greater New York City Area
    Completed comprehensive analyst training program covering all areas of fixed income, equities and investment banking.Assigned to municipal securities trading desk, researched municipal bond offerings to assist traders in evaluating and positioning securities.

Thomas Roth Education Details

Frequently Asked Questions about Thomas Roth

What company does Thomas Roth work for?

Thomas Roth works for Thomas Roth Consulting

What is Thomas Roth's role at the current company?

Thomas Roth's current role is US Treasury and Repo Trading and Sales / Liquidity Risk Management / Monetary Policy and Economic Analysis / Regulatory Compliance.

What is Thomas Roth's email address?

Thomas Roth's email address is tr****@****mufg.jp

What schools did Thomas Roth attend?

Thomas Roth attended Nyu Stern School Of Business, University At Albany, Suny.

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