NAM Manager of Fixed Income and Foreign Exchange Trade and Communications Surveillance Teams• Provides ongoing, objective oversight of Compliance, Surveillance and Operational Risk management activities in adherence to firm programs and policies• Conducts independent review and challenge of the FI and FX Surveillance processes for adherence to the firm's Quality Assurance program standard• Global Lead G10 Rates, Sovereign & Supranational Marking the Close, Rates Spoofing, and End of Month Parking Surveillance Enhancement • Conceived and Led a fair pricing Global Surveillance Solution for US Treasury and Sovereign Debt reference pricing• Spearheaded U.S. Treasury Auction Manipulation, Fixed Income Spoofing, and Wash Trading features based surveillance CAP builds and enhancements• Led NAM response to a Global Central Bank Fair Pricing Threshold Validation CAP• Authored and Led FRB Covid-19 Fixed Income Market and Product Review• Conceived and implemented FI Parking Dual Perspective Scenario Enhancement• Global Lead FI Wash, Painting the Tape and Prearranged Trading Global Enhancement• Led Collaboration with Data Scientist Team on Holistic Actor-Based Dashboard Initiative • Inquiry response related to US Governments, Corporates, Derivatives, Equities, Commodities and FX

Portfolio Manager and Proprietary Trader of cash US Treasuries and related Derivatives - Independently managed $3B US Rates cash, futures and options book for a large broker-dealer. Implemented directional, relative value and yield curve strategies

Portfolio Manager and Proprietary Trader of US Treasuries and Sovereign Fixed Income markets - Implemented credit, directional, relative value, and yield curve strategies - Produced 75% and 40% ROR in 2009 and 2010 respectively - Managed a $4B arbitrage book - Raised capital for, launched and managed the Fixed Income Proprietary Trading Desk - Implemented risk and regulatory management systems

Portfolio Manager - Partnered in the management of a $300B securities lending portfolio - Individually managed $75B in separately managed accounts - Senior Risk Committee member

Portfolio Manager and Proprietary Trader - Managed US and Sovereign Fixed Income directional strategies, relative value arbitrage, option combinations & volatility views - Managed Equity and Commodity strategies

Portfolio Manager and Proprietary Trader of fixed income, energy, equity and currency markets - Managed $7B arbitrage book - Traded discretionary and systematic credit, directional, and relative value strategies

Credit and Rates Proprietary Trader using directional and relative value arbitrage strategies - Managed Energy and Equity market momentum based strategies - Record trading profits 2001 - Average annual returns over four years exceeded 40% - Managed $6B book

US Treasuries, Sovereign Debt and related derivatives Trader - Senior Risk Committee Member - Most profitable fixed income trader at the firm - Series 3 & 24.

Launched, recruited and managed proprietary trading desk - Designed and implemented risk management and compliance systems - Managed $100M in capital - Most profitable trader in the Global Proprietary Trading group - ALM and Investment Committee member

Traded entire US yield curve using cash Treasuries, Agencies, futures and options - Traded G-7 currency instruments and their derivatives.

Specialized in US Treasury/Agency and related derivatives directional trading and yield curve arbitrage - Most profitable trader on both the Government and Money Market Trading desk(s) - Launched NAM Eurodollar CD desk - Yankee CD, Bankers Acceptance, Repurchase Agreement and Matched Book Trader - Started NAM Agency Discount Note trading desk - Series 7 & 63