Senior Vice President
CurrentNAM Manager of Fixed Income and Foreign Exchange Trade and Communications Surveillance Teams• Provides ongoing, objective oversight of Compliance, Surveillance and Operational Risk management activities in adherence to firm programs and policies• Conducts independent review and challenge of the FI and FX Surveillance processes for adherence to the firm's Quality Assurance program standard• Global Lead G10 Rates, Sovereign & Supranational Marking the Close, Rates Spoofing, and End of Month Parking Surveillance Enhancement • Conceived and Led a fair pricing Global Surveillance Solution for US Treasury and Sovereign Debt reference pricing• Spearheaded U.S. Treasury Auction Manipulation, Fixed Income Spoofing, and Wash Trading features based surveillance CAP builds and enhancements• Led NAM response to a Global Central Bank Fair Pricing Threshold Validation CAP• Authored and Led FRB Covid-19 Fixed Income Market and Product Review• Conceived and implemented FI Parking Dual Perspective Scenario Enhancement• Global Lead FI Wash, Painting the Tape and Prearranged Trading Global Enhancement• Led Collaboration with Data Scientist Team on Holistic Actor-Based Dashboard Initiative • Inquiry response related to US Governments, Corporates, Derivatives, Equities, Commodities and FX
