Thomas D. Shea Email & Phone Number

Pound Ridge, NY, US

New York, NY, US

• Lead Project Manager for implementation of Charles River IBOR, Compliance, Trade Blotter, and Manager Workbench
• Lead Project Manager for implementation of SS&C for investment accounting
• Designed and implemented the trade life cycle for back and middle office teams
• Built connectivity between our Order Management System and custodians for cash management purposes
• Executed several data quality initiatives for the Front and Middle Offices: Security Master, Pricing, Ratings, Compliance Data
• Managed status of all ongoing projects and reported to senior management on regular basis

Chiyoda-ku, Tokyo, JP

• Managed project to implement new desk structure and system framework to be compliant with Dodd Frank Act in New York, Brazil, and Mexico.
• Operations Production Support manager for the front office in New York. Servicing four sales and marketing teams and four trading desks that are currently using over 20 systems for order management, pricing, risk.
• Overseeing a team of eight employees specializing in IT system support and/or project management.
• Created a new service model to be more responsive to the needs of the front office. We report issues and initiatives on a regular cycle and maintain a very clear line of communication.

Paris, France, FR

• Consultant: Project Manager/Business Analyst
• PM/BA on dedicated project team merging two Broker Dealers and two Futures Commission Merchants across the US, Europe, and Asia
• Collected business requirements and documented specifications for the Front Office, Operations, Finance, Risk, Reporting and all the associated IT departments
• Worked very closely with IT to identify potential process improvements and system enhancements
• Wrote the migration protocol for the movement of data and workflow from legacy arrangement to target state
• Constructed detailed test plan with business and IT while identifying success criteria for each team

New York, New York, US

• Lead a team of Business Analysts and IT Professionals to construct a client data interface for trading, pricing, analytics, and market data
• Spearheaded ‘Omgeo’ system integration for the post trade confirmation process
• Improved workflow by eliminating manual data entry and automating vendor data feeds
• Provided expertise to Data Model team on best practice for security master, pricing, trading and corporate actions
• Conducted comprehensive RFP to garner market data contract terms and cost benefits for clients
• Played key role in construction of Personal Account Dealing module while working directly with client representatives from Compliance, Legal, and IT departments. Gathered all business requirements; analyzed, defined.

New York, New York, US

• Minimized risk exposure to BlackRock by reconstructing reconciliation processes w/in Aladdin
• Completed data integration projects: BlackRock’s Aladdin to ePAM and Charles River to ePAM
• Spearheaded system implementation of ePAM (Accounting)
• Managed the implementation of Charles River (Order Management)
• Lead new contract negotiations with IDC for pricing and corporate actions
• Fostered change management by acting as a liaison between Business and IT

Charlotte, NC, US

• Implemented proprietary technology serving Order Management, Analytics, and Accounting systems
• Integrated data across systems for Municipal and Structured Interest Rate Product Trading desks
• Monitored data security for data sets including security master, pricing, holdings and historical P&L
• Improved workflow management by updating and streamlining Trade Support processes

Chicago, IL, US

• Traded US 10 year Notes and 30 year Bonds
• Trained and mentored Junior Bond Traders
• Conducted research on valuation, mechanics and historical Bond pricing

• Traded Euro and Swiss Franc Options on the floor of the Chicago Mercantile Exchange
• Monitored and managed option positions worth over $500,000 with a tenure of 12 months
• Trained Junior Traders on floor trading and Black-Scholes option pricing model