Tim Dolan Email & Phone Number

Hello - I am a London based financial regulation lawyer with over 20 years of experience. I advise on UK and European financial services regulation and help clients to deal with the UK's Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA). I am part of a great team. I have a broad practice and am focussed on assisting UK and European fund managers; corporate finance firms; sponsors and nominated advisors; share and bond brokers; CFD firms; payment services firms; fintech firms; insurers and pension scheme operators. I am particularly occupied with corporate transactional work; funds formation advisory work; and advising on the FCA's and PRA's rules. A substantial amount of my practice includes European regulatory law: - MiFID 2- AIFMD (including funds marketing and pre-marketing advice);- Payment Services Directive 2- Market Abuse Directive and Regulation- Capital Requirements Directive and Regulation- the second Electronic Money Directive; - the impact of Brexit; and- the Sustainable Finance Disclosure Regulation and Environmental, Social and Governance regulatory requirements. I also have considerable experience with Enforcement investigations and proceedings and have successfully appeared before the Regulatory Decisions Committee and the Upper Tribunal. I regularly advise on market abuse and insider dealing issues and I have also represented listed companies who have been subject to FCA market investigations and AIM Regulation inquiries and have assisted clients when dealing with the Financial Ombudsman Service. I am a member of several expert groups run by financial services bodies and participate in law reform debates. I have also contributed to a number of books and articles regarding financial regulation. In my spare time I volunteer as a governor of two schools connected with the Haberdashers’ livery company and I am separately lucky enough to be a mentor to several great individuals!Tim Dolan - "is known for his ability to combine explanations of highly technical regulatory guidance with pragmatic advice." Legal 500 2024"Tim Dolan – excellent communicator and delivers quality work quickly, very helpful and responsive." Legal 500 2023"Tim Dolan is excellent. Very client oriented and pragmatic. Extensive knowledge and experience and able to help navigate complexities of FCA regulation." Legal 500 2022"Tim Dolan is a very experienced and accessible regulatory lawyer""Very approachable, available and knowledgeable, with experience of many matters" Legal 500 2021

Listed skills include Corporate Governance, Financial Regulation, Financial Services Regulation, Skilled Persons Reports, and 36 others.