Ultimus Fund Solutions, one of the largest independent fund administration providers in the U.S., offers full-service, tech-enhanced fund administration, middle office and investor servicing solutions to support registered funds, private funds and public plans.By combining cutting edge technology with high-touch consultative services, we provide solutions designed to meet the individual fund administration needs of various sized fund sponsors, investment managers and large institutions.Our experienced teams across all our operational teams consist of seasoned, confident investment industry professionals who thrive on working proactively in partnership with our clients to achieve their goals.++++++++++++++++++++++++++++++++++++++++++++• November 2023 to Present: As a Senior Vice President in Ultimus’ Relationship Management team, manages strategic relationships and other Ultimus Relationship Managers who all combine to promote the highest levels of client satisfaction allowing clients to meet their business goals. • January 2021 to Present: President, Ultimus Managers Trust• July 2014 to January 2021: Vice President, Ultimus Managers Trust• June 2018 to November 2023: As VP, Relationship Management Director, manages strategic relationships with key Ultimus clients, promoting client satisfaction, reference-ability and retention by working in partnership with them towards the achievement of shared business goals. Works closely with prospective clients during the sales and fund launch stage of new relationships, including overseeing related implementation activities for advisors launching new funds or choosing to shift their current servicing to Ultimus. • April 2014 to June 2018: As AVP / Client Implementation Manager, leads implementation, transition and onboarding functions for new clients who are converting their existing business to Ultimus or are opening new, start-up funds. Assists with and participates in sales process for assigned prospects.

Operations production, project and relationship management focused on operations control, relationships with vendors and service partners (on and off shore) and process improvement. Developed regular reporting to senior management which provided key transparency into the department's operation on a day to day basis. Provided strategic leadership, direction and management to the operations control and servicing team to ensure staff, technology and resources were aligned to maximize productivity and provide superior service to our clients and their customers. Worked in a highly matrixed environment. Oversaw our calibration and quality review effort which monitored the performance of offshore processing partners.

Westminster is an independent, multi faceted, firm supporting brokers nationwide through wholly owned broker dealer, investment advisory and insurance agency subsidiaries. Directed firm's internal operations.

J.P. Morgan acquired Integrated Investment Services on April 1, 2007. Total service with organization spans March 2001 to March 2012.This division of J.P. Morgan's Worldwide Securities Services organization provides a suite of services to mutual fund managers and other investment companies such as custody, fund accounting, fund administration, financial reporting, regulatory services and transfer agency services.As Client Services Account Manager, I was responsible for front line interaction between five assigned mutual fund company clients and J.P. Morgan relationship managers, product teams and operations teams. Key contact who navigated J.P. Morgan on behalf of the client, advocated internally within the firm for client initiatives and coordinated our delivery of services to assigned clients.

J.P. Morgan acquired Integrated Investment Services on April 1, 2007. Operations Manager, Financial Control Manager.Managed and led an operations / financial control team that performed bank account reconciliations and accounting / custody activity reporting for 27 transfer agency clients, nearly 800 funds and over $148 B in assets. Worked closely with cash management and custodian bank partners to coordinate delivery of best in class products in support of our mutual fund company clients. Was a key player in the new client transition process.

Managed and led an operations / financial control team that performed bank account reconciliations and accounting / custody activity reporting for all transfer agency clients. Was a key player in the new client transition process and part of the team developing the firm’s annual revenue and expense budget. Firm achieved annual profitability over that critical timeframe during which it became an attractive acquisition target for a company seeking to strategically fill out their mutual fund servicing product suite.

Directed Transfer Agency operations teams responsible for reconciling bank accounts maintained for clients, reporting shareholder activity, working with Fund Accounting and processing outgoing client wires. Transformed the delivery of services for two clients, their 36 funds with $3.25 billion in assets and over 130,000 shareholder accounts.

Supervised four units and 35 employees within SAFECO's mutual fund transfer agency. Teams managed performed shareholder trade processing, reporting / reconciling over $8 million in daily investment activity across more than 250,000 shareholder accounts and processing wires. Planned and managed to an annual departmental expense budget exceeding $2.5 million.