Tom Atkins Email & Phone Number

Plano, Texas, United States

Dallas-Fort Worth Metroplex

• Lead the overall strategic direction of the BSA/AML/OFAC sanctions compliance program. • Ensure compliance with Bank Secrecy Act, USA PATRIOT Act, AML/CFT, OFAC, Customer Identification Program and all other applicable laws, rules and regulations. • Lead eight direct reports including two managers in BSA Compliance. • Manage and coordinate team while assessing efficiency and accuracy of regulatory filings. • Review any clients which have positive matches to sanctions lists and make final decision. • Establish good working relationships with other department heads. • Assign and oversee ad-hoc projects. Manage/reduce budget to offset COVID-19 negative impact after layoffs.

Plano, Tx

• Analyze financial statements and prepare memoranda with a focus on inherent risks. • Coordinate with underwriter and other departments about the quality of clients.• Work collaboratively with the Relationship Manager to understand the credit risk.• Recognize possible risks that a client's business may pose to the organization, including reputational, and be able to recommend actions to mitigate such risks• Discuss a client's business with that client and RM in a professional manner with emphasis on solutions. • Recommend placing clients in special surveillance based on material issues.• Coordinated with KYC onboarding team. • Train other JPMC analysts in financial analysis and industry risk. • Assist in training Bangalore, India credit risk staff to replace U.S, staff (including me) using Skpe and PowerPoint.• Respond to assistance requests from Bangalore staff to ensure their work meets JPMC standards.

Dallas, Tx

• Conduct Asset Based Loan field examinations of Accounts Receivable and inventory.• Perform financial analysis and solvency of borrower.• Conduct audit of collateral of borrowers with asset-based loans. • Sample, test, and verify policies and procedures used to secure collateral are in place and functioning as required. • Evaluate client’s OFAC compliance. • Write report of findings and make recommendations to mitigate risk.• Staff reduction. Client exams moved from 90-day to 120-day examination cycle.

Dallas, Tx

• Examiner-in-Charge of examination team; evaluate AML/fraud and financial risk. • Credit analyst specialist.• Review anti-money laundering/OFAC and fraud reports.• Evaluate underwriting and credit administration practices.• Analyze Enterprise Risk policy and procedures for adequacy.• Prepare problem memos and recommend corrective actions.• Evaluate operational risk and internal controls. • Perform annual reviews and ongoing quarterly surveillance of portfolio. • Analyze internal and external audit and compliance workpapers and reports. • Meet with CEO and Board of Directors to discuss exam findings. Prepare board presentation and handouts. • Perform Quality Assurance review of other examiner workpapers and reports.• Liaise with law enforcement and other regulatory agencies. • Teach credit risk school• Teach AML/fraud School to interagency examiners.• Participate in interagency (OCC, FDIC, FRS) Task Forces and projects.

Winston-Salem, Nc

• Vice President of BSA/AML/Fraud Compliance. • Review each of the subsidiaries and affiliate’s business and legal models to ascertain what sections of the BSA/AML regulations they are required to comply with. • Ensure their policies and procedures meet the minimum legal requirements and sample records to ensure they document the work performed. • Correct or revise unnecessary over-compliance. Coordinate response to regulatory examination requests and track completion and progress. • Serve as liaison between regulators and department officers and managers.

Graduate Degree, Banking

Contact Graduate School of Banking by email at info@gsb.org or call 800.755.6440

Bachelor Of Science - Bs, Banking And Finance

Activities and Societies: Member of Professional Business Fraternity, Delta Sigma Pi.