Tom Barrington

Tom Barrington Email and Phone Number

Operational Risk and CASS Business Partnering Manager @ Hargreaves Lansdown
Bristol, England, GB
Tom Barrington's Location
Greater Bristol Area, United Kingdom, United Kingdom
Tom Barrington's Contact Details

Tom Barrington work email

Tom Barrington personal email

n/a
About Tom Barrington

I have based my career in financial services, working at Hargreaves Lansdown. I have a strong interest in risk management in the financial services industry, with a passion for ensuring excellent client outcomes. I have first and second line managerial experience and enjoy building positive and thriving team environments.

Tom Barrington's Current Company Details
Hargreaves Lansdown

Hargreaves Lansdown

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Operational Risk and CASS Business Partnering Manager
Bristol, England, GB
Website:
hl.co.uk
Employees:
2086
Tom Barrington Work Experience Details
  • Hargreaves Lansdown
    Operational Risk And Cass Business Partnering Manager
    Hargreaves Lansdown
    Bristol, England, Gb
  • Hargreaves Lansdown
    Operational Risk & Cass Business Partnering Manager
    Hargreaves Lansdown Nov 2024 - Present
    Greater Bristol Area, United Kingdom
    • Managing a team of Operational Risk Business Partners to deliver HL's risk maturity programme of work; embedding frameworks and to support the development of robust risk management practices.• Organising annual and ad-hoc RCSA activity, including continual development of RCSA quality.• Evolving strategy and tooling to capture and track risk remediation activity including regulatory initiatives.• Ensuring risk events are managed appropriately within HL's Operations department, including adherence to risk event SLAs and root cause analysis provision.• Maintaining the alignment of Business Partnering activities with Controls Testing and CASS teams.• Embedding initiatives to continually enhance Risk Culture through Business Partnering.• Embedding compliance risk standards and governance within the Operations function and escalating any issues or incidents to the relevant stakeholders.• Working with the CASS, Risk, Compliance Monitoring and Internal Audit Teams at HL to facilitate the audit and review process with Operations Business Partners. • Enhance reporting, including risk profiling as part of business partnering developments.• Organising the maintenance of risk appetite metrics, ensuring efficient sourcing of data and commentary.
  • Hargreaves Lansdown
    Business Risk And Control Manager
    Hargreaves Lansdown Apr 2023 - Dec 2024
    • Overseeing and managing the development of a strong risk-management culture in HL• Identify, assess, and quantify business risks and issues, ensuring remedial actions are in place to mitigate risks.• Facilitating Risk and Control Self Assessments (RCSAs) which identify the key risks, and their impact on the business.• Production of reports and MI packs to aid first line risk management, developing a methodology and framework for key risk indicators• Oversee the delivery of an ongoing first line assurance framework, testing the design and effectiveness of key controls• Liaising with second and third line departments (Risk, Compliance, Internal Audit etc) around risk embedment at a manager and senior manager level• Analysis of MI relating to Risk Events, detailing Errors, CASS breaches and other areas to drive more effective risk management activities• Educate departments at HL to enhance their understanding and adherence to the Operational Risk Management framework.
  • Hargreaves Lansdown
    Helpdesk Risk And Control Manager
    Hargreaves Lansdown Mar 2019 - Apr 2023
    Bristol, Bristol, United Kingdom
    • I implemented and currently manage the Quality Assurance function responsible for the oversight of the Helpdesk at HL, managing a team of 10 FTE. I designed a suit of MI to provide key insights from Quality Assurance activity to key stakeholders in the business. • I manage risk incidents with senior stakeholders across the business, performing root cause analysis to prevent significant incidents from reoccurring. • I am a first line risk SME who is frequently consulted by the business as part of transformation initiatives which impact client contact. • I am experienced in designing and maintaining RCSAs for the department, aligned with the HL group risk taxonomy. • I am a first line risk SME who is frequently consulted by the business as part of trwhich impact client contact. • From December 2022, I have overseen the deployment of AWS Contact Lens as a new tool for Quality Assurance within HL's contact centre, which uses text transcription and analytics software. I have managed the team through the transition of changing assurance systems whilst maintaining continuity of our operating model.
  • Hargreaves Lansdown
    Investment Helpdesk Manager
    Hargreaves Lansdown Dec 2017 - Feb 2019
    Bristol, Bristol, United Kingdom
    • In this role I managed multiple teams, with staff of 100 FTE, across the Investment Helpdesk at Hargreaves Lansdown. • I was responsible for the management of a group of first line managers as well as delivering to the department KPIs centred around delivering an outstanding client service. • In this role I was the hiring manager for the Investment Helpdesk, gaining extensive experience at hiring colleagues in the early parts of their careers.
  • Hargreaves Lansdown
    Investment Helpdesk Team Leader
    Hargreaves Lansdown May 2015 - Dec 2017
    Bristol, United Kingdom
    • Responsible for managing a team of 10-12 people in order to meet department KPIs. • Work closely with other departments at Hargreaves Lansdown to ensure that Investment Helpdesk has a clear and up to date understanding of business procedures and new implementations. • Responsible for recruiting new staff to Investment Helpdesk• Use social media channels (twitter/facebook) to respond to queries.
  • Hargreaves Lansdown
    Senior Investment Helpdesk Consultant
    Hargreaves Lansdown Sep 2014 - Apr 2015
    Bristol, United Kingdom
    • Leading member of the department regarding email responses to clients. • Point of contact in department for complex queries• Offered training and development support for existing staff.
  • Hargreaves Lansdown
    Investment Helpdesk Consultant
    Hargreaves Lansdown Nov 2013 - Aug 2014
    Bristol, United Kingdom
    • First line of communication with clients via telephone and email.• First-hand experience of working during the transition of the Retail Distribution Review, which led me to have a deep understanding of how clients react to significant changes in financial services industry.• Trained and mentored new starters.

Tom Barrington Education Details

Frequently Asked Questions about Tom Barrington

What company does Tom Barrington work for?

Tom Barrington works for Hargreaves Lansdown

What is Tom Barrington's role at the current company?

Tom Barrington's current role is Operational Risk and CASS Business Partnering Manager.

What is Tom Barrington's email address?

Tom Barrington's email address is to****@****l.co.uk

What schools did Tom Barrington attend?

Tom Barrington attended Queen Mary University Of London.

Who are Tom Barrington's colleagues?

Tom Barrington's colleagues are Clare Dunn, Chief Bull, Michelle Feehally-Fisher, Michael Atwell, Peter Hunter, Melissa Gardiner, Dominic Carroll Fpfs.

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