Tong Wang Email and Phone Number

The leader of shanghai office. • Complete project screening, market research and feasibility analysis；• Complete project negotiation, transaction structure design, financial product design, investment return analysis, etc• Responsible for the confirmation and signing of legal documents for private funds or other financial products，communicate with financial regulatory department;• Regularly summarize the investment management of the fund and prepare investment summary report… Show more The leader of shanghai office. • Complete project screening, market research and feasibility analysis；• Complete project negotiation, transaction structure design, financial product design, investment return analysis, etc• Responsible for the confirmation and signing of legal documents for private funds or other financial products，communicate with financial regulatory department;• Regularly summarize the investment management of the fund and prepare investment summary report. Track all investment decisions and major issues of the project, monitor the project and communicate with the client;• Complete the exit of the project and the liquidation of the fund. Show less

• Prepare all the things for SPV product ( Internal code, account, legal document and margin account).• Ensure transactions between client and bank, timely solve the fail payment and actual cash flow in each settlement date to reduce non-systematic risks.• Keep monitoring, updating and reporting historical trades on daily basis (Coupon rate change, Early Termination Clauses , 3-parties Novation and Repurchase)• Reported on behalf of delegated reporting clients, including some of… Show more • Prepare all the things for SPV product ( Internal code, account, legal document and margin account).• Ensure transactions between client and bank, timely solve the fail payment and actual cash flow in each settlement date to reduce non-systematic risks.• Keep monitoring, updating and reporting historical trades on daily basis (Coupon rate change, Early Termination Clauses , 3-parties Novation and Repurchase)• Reported on behalf of delegated reporting clients, including some of Global Strategic Partners of UBS: BlackRock, Goldman Sachs, JP Morgan, BNY Mello, Deutsche Bank.• Dealt with client queries and client outreach in regards to regulatory reporting, managed client expectations for the best interest UBS reputation.• To Assist with client for report and data analyzed and provide the solutions.• Cooperate with front to back office to collect trades information, produce cross-product, cross-time and cross-region reports, in the perspectives of compliance and auditing. Show less

UBS ESMA and North America - OTC Regulatory Reporting – Regulatory Risk Analyst and Operations Analyst. • Report periodic OTC trades data (Rates, Credit, FX and Commodity) to regulator (CFTC), to control and manage credit risks of OTC market, based on requirements of Dodd-Frank, EMIR, CAD and FCA.• Check the trade from booking system, and ensure reports deliver to the regulators. Fix the trades which pickup by system, and report the problem to front desk and get IT support;• For… Show more UBS ESMA and North America - OTC Regulatory Reporting – Regulatory Risk Analyst and Operations Analyst. • Report periodic OTC trades data (Rates, Credit, FX and Commodity) to regulator (CFTC), to control and manage credit risks of OTC market, based on requirements of Dodd-Frank, EMIR, CAD and FCA.• Check the trade from booking system, and ensure reports deliver to the regulators. Fix the trades which pickup by system, and report the problem to front desk and get IT support;• For trading with delay need analysed and remind the relevant departments.• Edit Age Items Report by weekly and following the age problem.• Edit SOD/EOD report, showing the workload statistics and the new issue.• The owner of the Manual Input Report and help the IT to solve over 5000 aged error.• Edit the SOP for my every task. Show less