Travis Plummer Email & Phone Number

Houston, Texas, United States

Omaha, Nebraska, United States

I work with the larger FIU at Advisor Group to address integration, streamlining, and alignment of AML processes across the enterprise (currently 8 firms total). As the only Senior Analyst on the team at SAI, I am responsible for training new employees, assessing and prioritizing incoming cases, and reviewing transactions for AML/Fraud red flags. In.

La Vista, Nebraska, United States

I directly supervised half of the Financial Investigations Unit (3-4 analysts). I provided oversight for Surveillance (reviewed and addressed any issues in how processes were being completed, informed analysts of any issues discovered in their processes). I continued to work Anti-Money Laundering, Fraud, Privacy, and Vulnerable Financial Exploitation.

La Vista, Nebraska, United States

AML, privacy, and fraud investigations; vulnerable adult financial exploitation investigations; and surveillance of securities transactions. As in most cases, the role built on the tasks of an Analyst I with added responsibilities.

La Vista, Nebraska, United States

This role was focused on surveillance processes and reports intended to identify potential Compliance issues for escalation. There was quite a bit of data handling and analyses, mostly in spreadsheets. It was in this role that I started to learn how to effectively use Excel's VLOOKUP formula and Pivot Tables.

La Vista, NE

Most of my responsibilities involved establishing, adjusting, and researching Fees on advisory accounts. In addition, I continued to do many of the the tasks I did in my previous Analyst I role (setting up accounts and quality control).

La Vista, Nebraska, United States

I set up advisory accounts, entering data from faxed or mailed paperwork. I also performed quality control on accounts set up by others. I started through a Temp Agency, but became a full-time hire in March 2015. A few short months later, I was promoted to Fee Floater.

Washington, DC

I assisted the recruiting coordinator in scheduling interviews for open positions. I frequently communicated with hiring managers in various departments, and with potential candidates throughout the application process.Much of the work was data entry and analysis. I developed and analyzed Excel spreadsheets for:- reflecting yearly contributions to the.

Washington D.C. Metro Area

Various temp positions, mostly at non-profits. Some were one day, others several weeks. The final was a few months.Performed extensive data entry in both Excel and various database environments.Assisted with office tasks including scanning, sorting, mailing, and filing.One weekend, I assisted with administration of the Civil Service Exam. One week, I.

Washington D.C. Metro Area

Researched both on-site in offices of registers of deeds and various district court buildings as well as online, through county and state web sites (in the District of Columbia as well as Arlington and Fairfax Counties in Virginia).

Greater Omaha Area

I oversaw a team of employees and trained new hires. I also managed communications once the day crew and management were out. This involved reading, sorting, and organizing incoming email, as well as communicating with clients to convey or answer questions regarding orders. I maintained daily communication (email, telephone, and fax) with 10+ clients.