Thomas Haller Email & Phone Number

Consulting practice focused on providing interim CFO and financial reporting expertise to talent-constrained, small and mid-market enterprises.Retained as the interim CFO for a community-based not-for-profit organization. Responsibilities included (i) preparation and communication of monthly financial results to management and the Board of Directors, (ii) automation of the monthly financial reporting process and related reporting tools, (iii) enhancing the organization’s cash flow by instituting collection and disbursement policies, (iv) mentoring Program Directors through the budgeting process while automating budgeting tools, and (v) preparation and communication of fiscal-year budget to the Board of Directors.Retained by a technology company to assist management’s orchestration of a reverse merger with a publicly-held late stage developmental enterprise. Responsibilities included (i) preparation of all corporate governance charter documents for the new Board of Directors and its various committees, (ii) preparation of position papers and analyses to support various accounting policies included in the company’s financial statements and merger related proxy materials, (iii) preparation of financial models to monitor covenant compliance with various debt agreements, (iv) due diligence in connection with the selection of a new stock transfer agent, and (v) partnering with the Director of HR to upgrade the company’s employee manual to ensure compliance with public company standards.

Financial Executives International (“FEI”) is a professional association consisting of 10,000+ senior financial executives from every major industry across 65 U.S. chapters. The goal of the FEI is to enhance member professional development and promote a culture of ethical leadership through peer networking, engagement in knowledge-building conferences and seminars, sharing of best practices and representation in national and global policy debates. The FEI is an influential voice on behalf of financial executives before the Securities and Exchange Commission (SEC), Financial Accounting Standards Board (FASB), Public Company Accounting Oversight Board (PCAOB), Committee of Sponsoring Organizations (COSO), International Accounting Standards Board (IASB), and the U.S. Congress on issues related to corporate financial reporting and business policy.National Board of DirectorsI was elected to the National Board of Directors in 2013, joined the Budget and Finance Committee in 2014 and elected Secretary in 2015. During my tenure, the Board restructured the management team and oversaw the development and implementation of the organization’s long-term strategic plan in an effort to ensure the organization’s fiscal sustainability.Connecticut/Westchester ChapterI have been a member of the Board of Directors of the Connecticut/Westchester Chapter of FEI since 2007 and was its President from 2009 - 2011. In my role as President, I was responsible for the development and implementation of strategic initiatives that provided members with the most current “thought leadership” on matters of critical importance, while reversing membership decline and increasing member participation. I built a strong team of officers and directors to ensure that the chapter continues to thrive. I currently chair the Sponsorship Committee and am actively involved in program development.

Scarsdale, New York

TBS Shipping Limited (TBS), formerly TBS International plc (Nasdaq: TBSI), is an ocean transportation services company that provides global shipping solutions to a diverse client base of industrial companies. TBS offers a fleet of multi-purpose tweendeckers and handymax bulk carriers which facilitates the transport of a wide range of cargo, including industrial goods, steel products, metal concentrates, grains and aggregates. TBS participates in the key trade routes between Latin America and Japan, and South Korea and China, and has a presence in major ports in North America, the Caribbean and the Middle East which enables it to assume a role as an integral component of a customer’s supply chain.In February 2012, TBS filed a voluntary petition for relief under Chapter 11 of the U. S. Bankruptcy Code in the form of a prepackaged bankruptcy from which it successfully emerged in April 2012.In his roles as Controller and Director of Financial Reporting, Tom was responsible for compliance with comprehensive reporting obligations to the (i) Management Committee and Board of Directors, (ii) SEC, (iii) U.S. Bankruptcy Court, and (iv) company’s bank consortium.

Consulting practice offering financial reporting expertise to small and mid-market enterprises.Retained by a private equity firm specializing in distressed and turnaround enterprises to provide advisory services and controllership functions to several of its portfolio companies. Developed (i) comprehensive forecast models, (ii) analyzed growth prospects and profitability, and (iii) focused on matters related to financial reporting and debt covenant compliance in anticipation of the sale of portfolio assets.Retained by an investment management firm to investigate and quantify financial reporting errors related its newsletter division. Provided appropriate analyses and guidance to management for problem resolution.Retained by a publicly-traded savings institution to prepare quarterly SEC reports and supporting documentation.

Prestige Brands Holdings, Inc. (NYSE: PBH) markets and distributes iconic brand name over-the-counter drug and household cleaning products throughout the U.S., Canada, and certain international markets. Key brands include Chloraseptic® sore throat treatments, Clear Eyes® and Murine® eye care products, Compound W® wart treatments, The Doctor’s® NightGuard® dental protector, the Little Remedies® and PediaCare® lines of pediatric over-the-counter products, and Comet® and Spic and Span® household cleaning products.As the Corporate Controller and Chairman of the Disclosure Committee, Tom was responsible for (i) development and implementation of policies and procedures for operational and financial reporting areas, (ii) compliance with all FASB, SEC and Sarbanes-Oxley reporting requirements, (iii) domestic and international tax planning, and (iv) enterprise risk management. Tom led the company through the process of a financial restatement and conducted negotiations with the SEC staff in connection with the applicability and scope of financial statement and related Management Discussion & Analysis (MD&A) disclosures.

Resources Global Professionals (Nasdaq: RECN) is a multinational professional services firm organized around client service teams utilizing experienced professionals specializing in accounting, finance, risk management, internal audit, restructuring, and other corporate advisory services.At Resources, Tom’s responsibilities included (i) comprehensive reviews of SEC filings, (ii) providing technical guidance on financial reporting matters, (iii) resolution of reporting issues to ensure compliance with internal policies, FASB, SEC and Sarbanes-Oxley reporting requirements, and (iv) supervision of team members. Clients included global financial services enterprises, an international food manufacturer and a global advertising agency.

SmartServ Online, Inc. (Nasdaq: SSOL) was a software application developer and data/content provider to wireless device manufacturers, telecommunications carriers and corporate communications networks.As CFO, Tom was a key participant in the company’s IPO, as well as several private equity placements and debt offerings. Tom was responsible for (i) preparation of private placement memorandums, (ii) compliance with debt and equity agreements, (iii) acquisition due diligence, (iv) financial management and reporting, including planning and analysis, compliance with FASB, SEC and National Association of Security Dealers (NASD) regulations, and (v) development of internal controls. Working closely with corporate counsel, Tom conducted negotiations with investment bankers, investors, lenders, as well as the SEC and NASD.